Keynote lectureNiketa UKAJ, Christian HELLMICH, Stefan SCHREINERInstitute for Mechanics of Materials and Structures, TU Wien, Vienna, AustriaThe Mechanics of Pandemics: Empowering Boltzmann creep for the prediction of COVID-19 fatality trends1000 Ever since Boltzmann’s landmark paper from 1874, integro-differential equations for viscoelasticity have been a cornerstone for reliable quantification of the time-dependent response of solid mechanical systems: their creep strains depend on the accumulated effect of all load events having taken place before. This naturally includes rock mechanics, both as regards its narrower meaning of rock creep testing, and its broader sense of creeping tunnel support systems such as shotcrete shells in the context of the New Austrian Tunneling Method. When the COVID-19 pandemic evidenced often sobering performance of traditional epidemiological models [where the system response only depends on the current state of the system, and not on the entire history], the question arose whether the Boltzmann integro-differential equations may be as efficient for “virus loads”, as they have proved to be for classical mechanical loads. Evaluating infection and fatality data from more than 100 countries, this question was affirmatively answered. Here we go one step further, and discuss recently obtained results for “aging pandemics” in analogy to aging creep experienced in shotcrete systems where the material maturation due to the hydration reaction evolves at a similar pace as the creep strains do. We observe exponentially decaying fatality rates throughout the first thousand days of the COVID-19 pandemic, with a characteristic time of around 180 days in the case of Austria. | SARS-CoV-2, COVID-19, concrete creep, viscoelasticity, integro-differential equations, optimization
T12: New developments in rock supportManuel ENTFELLNER, Helmut WANNENMACHERImplenia Österreich GmbH, AustriaNew yielding elements made of high-strength expanded polystyrene (HS-EPS)1100 Yielding elements as a part of the shotcrete lining represent state-of-the-art tunnelling in overstressed weak ground conditions. These elements avoid overstressing of the shotcrete lining during the early curing process, where the displacement rates are highest and the shotcrete strength/stiffness lowest. A novel yielding element of High-Strength Expanded Polystyrene (HS-EPS) is introduced, which overcomes existing systems’ drawbacks. This innovative system is lightweight and allows for rapid installation. Furthermore, the modular setup of the element permits an easy on-site adaption to react to in-situ deformation patterns and changing ground conditions. Recent experiences from applications in alpine base tunnels in overstressed weak ground conditions are presented. | Tunnelling, Yielding Principle, Overstressed Weak Ground, Squeezing Ground, Yielding Elements, HS-EPS
T13: Numerical methods in rock engineeringMansour SHARAFISAFA (1,2), Zeinab ALIABADIAN (1), Akira SATO (1), Luming SHEN (2)1: Graduate School of Science and Technology, Kumamoto University, Japan; 2: School of Civil Engineering, The University of Sydney, Sydney, AustraliaFDEM modelling of hydraulic fracturing in jointed rocks1106 Hydraulic fracturing has been widely used in tight reservoirs to generate fractures to improve conductivity and productivity. However, presence of discontinuities such as joints, faults, bedding, and cementations, the complex interaction between the HFs and theses geological features influences the efficiency of an injection treatment. Considering the mechanical differences between natural fractures (NFs) and rock matrix, the type of interaction varies and demands a detailed study to explore such behaviour, specifically for the filled joints. In this study, the combined finite-discrete element method (FDEM) is used to investigate the influence of the pre-existing joints and their filling material on hydraulic fracture (HF) propagation. The coupled hydromechanical model is used to allow for the fluid flow through the rock mass. Models with some filled joints are built and HF propagation is modelled to investigate the interaction type. The results reveal strong influence of the fillings on the HF interaction and propagation. | FDEM, Hydraulic fracture, Filled joints, Interaction
T03: Deep geothermal energyYandong YANG (1,2), Duli YAN (1), Feifei HUANG (1), Hualin LIAO (2)1: Yan‘an University, People's Republic of China; 2: China University of Petroleum (East China)Hot dry rock breaking with PDC bit under various of impact loads1111 Deep dry hot rock geothermal energy is a new type of renewable energy, which is environmental friendly and abundant. The ROP improvement is one of the bottleneck faced in deep hot dry rock drilling. Regarding to the high temperature, strength of hot dry rock, the combination of downhole impact drilling tools and PDC bits has become an effective method to increase the ROP of hot dry rock, and the waveform of the impact load generated by percussive drilling tool is an important factor influencing the ROP of the hot dry rock. Therefore, a 3D polycrystalline diamond compact (PDC)bit-hot dry rock model is established, in order to evaluate the ROP of dry hot rock under the coupling of impact loads. The research results shows that ROP improvement rate of rectangle impact load is the best,which could provide a theoretical basis for the design of rock breaking percussive drilling tool. | Hot dry rock, percussion drilling, rock breaking, energy transfer efficiency, impact load
T04: Deep mining and tunnellingSanjay SINGHHarmony Gold, South AfricaDynamic response of the rock mass where the orebody dip changes1113 Mining at depth in a South African gold mine, poses common risks and hazards. Many seismic events have, in the past and present, resulted in the loss of life of several employees. Most of these were inexplicable, and no consideration was given in any study where the orebody being normally weaker in relation to the surrounding rock mass is a result of a catastrophic event, merely by the change in its dip. From the investigations it was deduced that when there is a change in the dip of the orebody the surrounding rock mass characteristics allow the orebody to behave in a similar manner as a steeply dipping fault. The following is an attempt to set the scene, analyze and draw conclusions when an orebody dip changes and thus ensuring the transfer of knowledge. | Dynamic, response, rock, orebody, dip, change
T15: Rock and rock mass propertiesSrđan KOSTIĆJaroslav Cerni Water Institute, SerbiaEstimation models for deformability of marlstones based on their physical and mechanical properties and for variable load range1114 In present paper we establish the correlation between the field determined values of elasticity E and deformability modulus D of marlstones and their laboratory determined physico-mechanical properties. Laboratory results which are taken into consideration are the following: unit weight, moisture content, uniaxial compression strength, cohesion, friction angle, maximum and minimum pressuremeter load range, as input parameters, and elasticity and deformability modulus as output parameters. Statistically significant correlations are determined by applying multiple linear regression method and ANOVA test. Established correlations indicate that both for E and D properties for undisturbed rock samples (cohesion, unit weight, uniaxial compression strength) do not have significant effect, while friction angle has strong positive effect both on E and D. Mostiure content have negative effect on E and D. Minimum/maximum load stress have opposite effect on E and D, meaning that deterioration of rock mass in situ with the increase of stress has negative effect on D. | pressuremeter, marlstone, elasticity modulus, deformability modulus
T13: Numerical methods in rock engineeringHamza MHAMDI ALAOUI, Richard GIOT, Dimitri PRÊT, Philippe COSENZA, Stephen HEDANIC2MP, Université de Poitiers, CNRS, HydrASA, Poitiers, FranceNumerical modelling of the swelling of clayey geomaterials by a multiscale approach1115 The swelling of clay materials finds its origin at the different scales and is governed by two phenomena: crystalline and osmotic swelling. In this work, we propose a multi-scale numerical model that considers both swelling regimes. The model in its first version is based on a phenomenological approach to formulate the different interactions that occur in the interlayer space with respect to the disjoining pressure and the interparticular pores considering capillarity effects. The model is newly implemented in Code_Aster Finite Element software for hydro-mechanical coupling. The aim of this paper is to enhance the first model at its first implementation by adding: interparticular osmotic swelling along with the first existing aspect namely the capillarity effects at the interparticular pores scale. The validation of the updated model focuses on the swelling mechanism existing in constant-volume conditions in terms of swelling pressure. The model showed good accuracy compared to experimental results. | Multi-scale modelling, Disjoining pressure, Homogenization, Osmotic swelling, Clay minerals
T10: MonitoringKazuo SAKAI (1), Toshifumi AKAKI (1), Yoshimi OHNISHI (1), Shigeru TANAKA (2), Tomonori HORIDOME (2)1: Taisei Corporation, Japan; 2: Toa Elmes, JapanDevelopment of tunnel pre-displacement measurement method by fiber optic sensing1117 The authors developed a measurement method by the fiber optic sensing which can evaluate vertical and lateral displacements ahead of the tunnel face. The method uses some fiber optic cable sensors named All Grating Fibers capable of evaluating the longitudinal strains along the cable with high positional resolution and accuracy by the Optical Frequency Domain Reflectometry method. The cable sensors are fixed with inflatable packer tubes in a square pipe inserted in a steel forepole drilled from the face and can be retrieved after the measurement. One advantage is therefore the fact that fibers can be repeatedly used in other pipes. This paper outlines the developed tunnel pre-displacement measurement method by the fiber optic sensing. Results of laboratory experiments and field measurements conducted in a motorway tunnel construction project are also presented. | Pre-displacement measurement, Fiber optic sensing, All Grating Fiber, Optical Frequency Domain Reflectometry
T13: Numerical methods in rock engineeringShahriyar HEIDARZADEH (1), Ali SAEIDI (2)1: SNC-Lavalin, Canada; 2: University of Quebec at Chicoutimi (UQAC)Numerical Modelling-Based Methodology for Generating Fragility Curves of Underground Tunnels under Static Loading1119 We present a method to assess the robustness of underground tunnels against brittle failure by creating vulnerability functions based on rock mass quality and static loading intensities. Using a Monte Carlo Simulation and FLAC3D, we simulated multiple models of a tunnel in rock masses with varying qualities and subjected to different static loads. Fragility curves were constructed using a stress-based failure criterion to measure the severity of brittle damage. Mathematical approximations were used to generate vulnerability functions linking occurrence probabilities of damage states to loading intensities. Results showed that fragility curves offer a numerically developed tool for design engineers to predict different damage states based on variations in rock mass quality and in situ stress state. | Fragility curves, underground tunnels, vulnerability functions, brittle damage, FLAC3D
T15: Rock and rock mass propertiesJørgen Steen STEENFELTCOWI, DenmarkOptimization of UCS testing of limestone rock1123 Assessment of strength and stiffness of rock is difficult due to the huge variability in these parameters. This is due to the often very heterogeneous nature of the rock. As large-scale testing is often prohibitively expensive or difficult to achieve in practice, the assessment relies on testing smaller specimens, typically from boreholes. The current paper provides guidelines for evaluation and interpretation of rock strength and stiffness based on UCS, Point Load and Brazil tests as a function of size, height/diameter ratio of specimen and rock strength. Based on currently available standards and literature the empirical conversion equations for tests with non-standard D and H/D values are referenced and evaluated. | Limestone strength, UCS, height/diameter ratio, non-standard specimens
T13: Numerical methods in rock engineeringPaul Michael COUTO (1), Daniel Francois MALAN (2)1: Cartledge Mining and Geotechnics, Australia; 2: University of Pretoria, South AfricaNumerical modelling of pillars with weak alteration layers using the TEXAN code1126 At Everest Platinum Mine, pillar failure occurred in 2008 owing to a weak alteration layer in the pillars. A numerical back analysis was conducted to ascertain design parameters for the ground conditions. The displacement discontinuity code, TEXAN, proved to be useful to simulate the pillar failure. The capability of the code to simulate irregularly-shaped pillars on a large scale was indispensable for this analysis. Furthermore, the built-in limit equilibrium model allows the pillar spalling and failure to be simulated. The model contains a parting at the hangingwall and footwall contacts which appears to be attractive to simulate the effect of the alteration layer. The model was calibrated using data, observations and other information from Everest Platinum Mine. This calibrated model allowed for the study of possible layouts when similar ground conditions are encountered in future. | Pillar design, pillar strength, weak alteration layer, limit equilibrium model, displacement discontinuity numerical modelling
T15: Rock and rock mass propertiesDavide ELMOUniversity of British Columbia, CanadaThe Bologna interpretation of rock bridges: what is real and what has the potential to be real?1127 This paper presents a provocative discussion on the subject of rock bridges and, by extension, on the topic of rock mass strength. We believe that there cannot be innovation in rock engineering if we are not open to looking at problems from a different perspective, even though that means abandoning practices that are considered industry standards for better or worse. The Bologna Interpretation of rock bridges states that one can only know where a rock bridge is once one measures it. And to measure it, you need the rock mass to fail. This interpretation highlights the indeterministic nature of rock bridges: they become real only when we look at them. Before failure, there are no actual rock bridges, only potential rock bridges which exist everywhere at once. | Rock Bridges, Bologna Interpretation, Rock Mass Strength
T05: Digitalization & AutomatisationDavid HACKER (1), Martin ZEINDL (2)1: Dipl.-Ing. Bernd Gebauer Ingenieur GmbH, Germany; 2: Landesbaudirektion Bayern, GermanyProject management in connection with a digital construction site with BIM in tunneling1129 The special features of tunneling create great potential for utilizing the advantages of the digital construction site and the BIM method during construction. The approach was applied to the execution of an approximately 600 m long road tunnel for mining excavation. Data sources, such as the digital tunneling documentation, were combined in a central live data management system and used efficiently, especially for project controlling and risk management. In addition to an As-planned model, an As-Built model was created during construction implementation on the basis of the digital construction site data. Each volume based calculation of time (4D) and costs (5D) conducted for the project was in accordance with the construction contract guidelines and specifications. These calculations formed the basis for checking monthly invoicing, performing precise target/actual comparisons and transparently presenting forecasts. | Digital Construction Site, BIM, Tunneling, Project Controlling, Monitoring Dashboard, Data Management
T04: Deep mining and tunnellingAlexey SHARIPOV, Amoussou ADOKOSchool of Mining and Geosciences, Nazarbayev University, KazakhstanAn investigation of the effect of rock brittleness on rockburst prediction in seismically active mines1130 The aim of this paper is to investigate the effect of the brittleness indices (B1 and B2) on the rockburst damage potential classification performance using Artificial Neural Network classifiers. Rockburst incident cases from seismically active mines are used to implement the proposed ANN models. Several scenarios were considered. The performance of the models was evaluated and the results indicated that the brittleness index has a great influence on the predictive performance of the models, especially for severe rockburst cases. The classification rates vary between 60-88% depending on the scenarios. Overall, showed a slight higher impact on the model accuracies compared to. The classification results showed some superiority over existing studies. It is concluded the results of the present study can be useful in managing ground prone to rockburst. | Rockburst potential damage, rock brittleness, ANN classifiers, rockburst intensity, mine seismicity
T06: Geological investigation and characterizationAletta Gertruida HARTZENBERG (1), Daniel Francois MALAN (2)1: SRK Consulting, Canada; 2: University of Pretoria, South AfricaStructural mechanisms contributing to large-scale hangingwall instabilities on the UG2 reef horizon1133 The platinum mines in the Bushveld Complex of South Africa are characterized by a structurally complex rock mass. The mining activities in the narrow hard rock reefs are labour intensive with manual drilling, blasting, and cleaning methods. The underground personnel operate near the mining face where there is an increased risk of falls of ground. The presence of geologic structures in the stopes contributes towards hangingwall and pillar instabilities. The resulting falls of ground and large collapses may result in fatalities, significant ore reserve write-offs and even mine closure. Weak clay-like (alteration) zones contribute to these instabilities but are typically overlooked by mining personnel as it is not commonly encountered, and it is therefore not identified as a hazard. This paper summarizes the findings from case studies that investigated the impact of these structures, as well as suitable remedial strategies that may significantly reduce the risk of instabilities and improve mining safety at these operations. | structural complexity, hangingwall instability, pillar instability, ground penetrating radar
T13: Numerical methods in rock engineeringRichard WITASSE (1), Jean-Francois BRUCHON (2), Sebastien BURLON (2)1: Seequent, The Netherlands; 2: Terrasol, FranceConsideration of Creep Deformation in Deep Underground Gallery Excavation in Claystone1134 This article deals with the numerical analysis of long-term behaviour of deep underground tunnel structures in claystone with “ductile lining” using PLAXIS 2D. The constructed gallery is a 2.6 m radius circular made of yielding sprayed concrete lining and is constructed at a depth of 500 m in a uniform claystone mass subjected to creep deformations. A visco-elastoplastic model has been used for describing the mechanical behaviour of the claystone. To prevent the development of excessive axial forces in the lining, yielding elements within the sprayed concrete lining have been used. They are modelled using a user-defined material model and special attention is dedicated in this article to the numerical formulation of such constitutive modelling. This article will finally present the short-term and long-term closure evolution results obtained in this context and highlight the good agreement between experimental measurements and numerical predictions, indicating the accuracy of the implemented creep law. | PLAXIS 2D, creep model, tunnel, rock
T13: Numerical methods in rock engineeringSebastien BURLON (1), Jean-Francois BRUCHON (1), Richard WITASSE (2)1: Terrasol, France; 2: Seequent, The NetherlandsA Model Benchmark Exercise for the 2D Analysis of a Tunnel Excavation in Rock1135 The Hoek-Brown with softening model (HBS model) has been recently added to the PLAXIS material library. This was a good opportunity to experiment the PLAXIS software capabilities for underground excavation in rock where usually FLAC is often being used. An example related to a 2D excavation analysis of a tunnel in a rock mass is presented. Extensive elements of comparison are proposed with an identical analysis run in both PLAXIS 2D and FLAC 2D to analyse the possible differences due to the implementation specificities. Results obtained will be presented in terms of tunnel convergence, structural forces in shotcrete and axial forces in rock bolts for which very good agreement between both solutions is observed. | Rock, FLAC, PLAXIS 2D, tunnel, finite element
T12: New developments in rock supportIryna KOVALEVSKA, Volodymyr BONDARENKO, Hennadii SYMANOVYCH, Ivan SHEKA, Yevhenii TSIVKADnipro University of Technology, UkraineModeling the rational parameters for innovative fastening systems in mine workings using composite materials1138 The leading methodologies (mathematical modeling and computational experiment) for studying geomechanical models to represent the state of systems "rock mass - reinforced rocks - innovative support system" in complex mining and geological conditions are considered. Mathematical modeling of carbon fiber-reinforced plastic arch support (CFRP) was carried out. A comparative analysis of the stress and strain state of the system "rock mass - support made of composite materials" with the stress and strain state of the existing roof support system in the mine was carried out. A laboratory simulation was carried out to determine the carrying capacity of the new shoring structure by creating a model on a 3D-printer in accordance with the basic principles of geometric similarity theory. The reliability of the calculations carried out and the results obtained has been substantiated by comparing the data of the computational experiment and the laboratory simulation. | carbon fiber-reinforced plastic, mine workings, composite material, support, stress-strain state, physical and mechanical properties
T04: Deep mining and tunnellingKamilya OMIRZHANKYZY, Ali MORTAZAVISchool of Mining & Geosciences, Nazarbayev University, Astana, KazakhstanA numerically based geomechanics risk assessment of the cut and fill underground mining method1139 The study of rock pillar stability is a common concern in mining engineering. It is critical to enhance predictive research of the mining effect and improve design to avoid catastrophic failures in mines operating at great depths. This results in the creation of pillars that must be retrieved during subsequent phases of excavation, typically under conditions of extreme stress. The purpose of this work is to examine the geomechanical parameters affecting pillar stability and behavior under the complicated nature of the rock mass in-situ, boundary conditions, and operational complexities associated with the cut-and-fill mining method at great depths. To evaluate the pillar deformation mechanisms, a comprehensive Finite Element Analysis was conducted. The obtained results are discussed and presented in terms of pillar stress and displacement fields. A parametric analysis was conducted to compare and determine the significance of geomechanical design parameters on pillar behavior, stability, and bursting potential. | Geomechanics Design, Pillar Stability, Risk Assessment, Cut and Fill method
T13: Numerical methods in rock engineeringJan Abram MARITZ, Daniel Francois MALANUniversity of Pretoria, South AfricaA numerical modelling study of the effect of pillar shape on pillar strength1141 Bord and pillar layouts are typically designed using square or rectangular pillars. Pillar cutting is poor in many hard rock mines and many pillars have an irregular shape. This may affect pillar strength. The “perimeter rule” is commonly used for rectangular pillars to determine an “effective width”, but its applicability to pillars with irregular shapes has never been tested. This paper describes numerical modelling to investigate the effect of pillar shape on pillar strength. A limit equilibrium model, implemented in a displacement discontinuity code, was a valuable approach explored in this study. Preliminary evidence indicates that the perimeter rule should not be used for irregularly-shaped pillars. For rectangular pillars of increasing length, the numerical model correctly predicts an increase in pillar strength for an increasing in length. However, the increase in strength predicted by the modelling is higher than that predicted by the perimeter rule. | Pillar strength, Perimeter rule, Limit equilibrium model, Irregular pillar shape
T01: Challenging rock engineering projectsJoachim MICHAEL (1), Lisa WILFING (2)1: Prof. Quick und Kollegen - Ingenieure und Geologen GmbH, Germany; 2: Boley Geotechnik GmbH, GermanyComplex tasks to evaluate the feasibility of two railway tunnel variants in terms of tunnel construction1142 The expansion/new construction of the railway line "Hanau-Würzburg/Fulda-Erfurt" is one of 13 infrastructural projects of the Deutsche Bahn AG that are to be implemented with high political priority. The new DB-Line Gelnhausen-Fulda is a sub-project of this infrastructure project with a section of approximately 42 km (variant IV) respectively 48 km (variant VII) and hence, the planned construction of up to 80 percent of each variant in a tunnel. From a geotechnical point of view, two route variants are examined in detail regarding feasibility of the tunnel construction and taking hydrogeological and natural aspects into account. Both variants have a very high impact and require very different requirements on the planning and selection of suitable tunneling methods. In this article the relevant geotechnical, geophysical and rock-mechanical investigations and findings are presented in detail as the basis of the decision-making process in finding the most economical and operational suitable route variant. | Tunnel, Geotechnical Investigation, complex ground conditions, Building information modeling
T18: Early Career Forum (Young Researchers)Michael ALBER (1), Leandro ALEJANO (2), Tobias BACKERS (3)1: Alber GeoMechanics / Ruhr University Bochum, Germany; 2: University of Vigo, Spain; 3: Ruhr University Bochum, GermanyHow to form competent rock engineers1143 The profession of a rock engineer is not defined in any academic curriculum. We discuss the professional requirements for civil engineering or mining engineering applications and recommend the necessary classes to form a competent rock engineer. Emphasis is placed on the knowledge about the creation of the appropriate geological and geotechnical model through abstraction of results from site investigation and rock mechanical principles. Design analysis and constructability are further important parts in rock engineering education. The key challenge is, however, to recruit students into entering this rewarding professional career and to provide proper education to them. As most universities tend to hire basic scientists there is little conveyance of personal experience from rock engineering practitioners and little appreciation for rock engineering works. | Rock Engineering, Education, Professional requirements, Career satisfaction
T07: Geological risks and natural hazardsDinesh JAGANIYA, Manish SHAH, Usha PATELDept. of Applied Mechanics, L D College of EngineeringEvaluation of natural foliation effect on deformation characteristic and shear strength parameters of Chamoli (Uttarakhand) rock using a Triaxial system1144 In major part of the Chamoli, high degree of metamorphic rock are identified. The objective of this research paper is to examine the effect of natural foliation of Chamoli rock on shear characteristics and failure patterns through different anisotropic angles using an automated triaxial system. In present study, seven anisotropic angles (0°, 15°, 30°, 45°, 60°, 75°, and 90°) were simulated on a cylindrical specimen of diameter 50mm and length of 100mm based on the natural foliation of rock. From the experimental results and analysis based on Mohr-Coulomb and modified Hoek-Brown criteria, it is observed that the strength of rock decreased from 0° to 30° and the rock strength is continuously increased from 30° to 90°. Simulation of failure patterns in tested specimens are matched to anisotropy planes from 0° to 30°. As per above conclusion the natural foliation (anisotropic) behaviour is catastrophically affected on a strength and failure modes of Chamoli rock. | Anisotropic rocks, Natural foliation, Chamoli rock, metamorphic rocks, Modulus anisotropy, Triaxial system
T13: Numerical methods in rock engineeringMeng WANG, Zhan YU, Jianfu SHAOUniversity of Lille, CNRS, FranceNumerical modeling of cracking process in partially saturated porous media and application to rainfall-induced slope instability analysis1148 Rainfall-induced landslides are one of the major natural catastrophes causing heavy economic and human loses. In this study, a new numerical model is proposed by considering crack initiation and propagation and hydromechanical coupling. For the description of cracking process, a new phase-field model is developed for porous media with hydromechanical coupling process. In particular, a new evolution law is proposed by considering both tensile and shear cracks as well as mixed-mode. The effects of pore pressure and capillary pressure on cracking evolution are further taken into account. Moreover, the intrinsic permeability of rock is also modified by the induced cracks. The proposed model is implemented in the framework of finite element method. It is applied to the analysis of rainfall-induced landslides. An example based on real case is considered. Progressive deformation and cracking process is investigated and analyzed. | Cracking, Porous rocks, Phase-field method, Hydromechanical coupling, Rainfall-induced landslides
T03: Deep geothermal energyWeiren LIN (1), Osamu TADAI (2)1: Kyoto University, Japan; 2: Marin Works Japan LTD, JapanRelationship between thermal conductivity and porosity in sedimentary soft rocks by an experimental approach1149 Relationship between thermal conductivity and porosity in sedimentary rocks are required for understanding the fundamental characteristics of rock thermal property in geoscience and geoengineering areas. To examine the relationship by laboratory experiments, we used core samples collected from a deep ocean drilling program called Nankai Trough Seismogenic Zone Experiment by Integrated Ocean Drilling Program. The thermal conductivity of the core samples was measured at high pressure to simulate subduction by reducing the sample porosity. The experimental results revealed a clear inverse relationship between thermal conductivity and porosity of the sedimentary rocks. | Sedimentary soft rock, Thermal conductivity, Porosity, High pressure, Laboratory experiment
T15: Rock and rock mass propertiesXiwei ZHANG, Lei SHINortheastern University, Shenyang, ChinaDevelopment and functional verification of an ultra-deep drilling core geological environment true triaxial apparatus1150 Given that the drilled core diameter decreases with increasing depth and there is no true triaxial apparatus for testing the complete stress–strain behavior and long-term deformation behavior of small-sized cores, a geological environment true triaxial apparatus was developed. The apparatus was mainly designed to obtain the complete stress–strain curves of hard rock specimens measuring 25 mm×25 mm×50 mm, while also considering the measurement of long-term deformation. This device focuses on solving technical problems such as inaccurate measurement of specimen deformation, low stiffness of the apparatus, mutual interference between pressure chamber oil pressure and actuator pressure.The deformation behavior of Xiling ultra-deep drilling cores was measured using this apparatus. | ultra-deep drilling core; true triaxial test; complete stress–strain; time-dependent failure
T15: Rock and rock mass propertiesJian YANG (1,2), Li-Yun FU (1,2)1: Shandong Provincial Key Laboratory of Deep Oil and Gas, China University of Petroleum (East China); 2: School of Geosciences, China University of Petroleum (East China)Temperature- and pressure-dependent dynamic and static elastic moduli1151 The differential characteristics of temperature- and pressure-dependent dynamic and static elastic properties are investigated in a range of temperature and confining pressure for porous sandstone. Results show that the dynamic and static Young’s moduli increase against confining pressure, whereas the dynamic one decreases and the static one increases against temperature, respectively. The ratios of static and dynamic elastic properties for the Young’s modulus decrease against the ratio of thermal stress to confining pressure. The opposite result is observed for the Poisson’s ratio. We demonstrate that the progressive crack closure of primary microcracks associated with the limited expansion of cement material is dominant in the range of experimental pressure and temperature, instead of the development of new microcracks during thermal treatments. Therefore, the axial and radial strains decrease with increasing pressure and temperature, which reduces the static Poisson’s ratio but increases the static Young’s modulus. | Dynamic and static moduli, Temperature and pressure dependence, Microcracks, Strain amplitudes
T12: New developments in rock supportRoberto LUIS (1), Rico BRÄNDLE (1), Gabriel VON RICKENBACH (1), German FISCHER (2), Sergio MARK (2)1: Geobrugg AG; 2: Geobrugg Andina SpARational design for tunnel ground support with membranes based on the geomechanically classification of Q by Barton1153 The parameters to consider for an optimal solution for the design of underground rock support are the lifetime of the tunnels, the use of the tunnels, the safety level, and the cost. One of these design systems was developed by Barton. Nevertheless, the system has some limitations when it comes to dynamic ground conditions or higher static loads. With new ground support high-tensile steel membranes, the focus shifts from the bolt only, to an underground rock retention system where the membrane plays a significant role. An optimal load transfer from rock mass to the support system, be it dynamic or static, can be reached by high tensile steel meshes, that allow a wider bolt spacing. The proposed extension of the Q System considers the severe conditions the mining industry faces to get the ore from increasingly deep stops. | Q System, rock support, ground conditions, ground support membranes, tunnel safety, high tensile steel membrane
T06: Geological investigation and characterizationScott KIEFFER, Qian LIUGraz University of Technology, AustriaBlock in Point Cloud Data (BLOCKinPCD): A digital characterization system for rock outcrops1155 The extraction of 3D block structure from a point cloud is a nontrivial but important task in rock engineering. Block in Point Cloud (BLOCKinPCD) is a novel processing system that converts the point cloud data of rock outcrops into 3D rock structure. The workflow and processing functions include: (1) spatially identifying and extracting the point clouds of each discontinuity set; (2) quantifying the geometric parameters of each set (orientation, spacing and persistence); (3) characterizing the in-situ block system by assembling the block-forming sets into discrete fracture network; (4) quantifying the volume distribution of the block system and (5) evaluating the stability of blocks intersecting the excavation surfaces. As shown herein, BLOCKinPCD has been successfully applied to outcrops exposed in rock slopes and tunnel excavations. | Remote measurement, point cloud, rock structure, block system
T15: Rock and rock mass propertiesHasan ARMAN, Safwan PARAMBANUnited Arab Emirates University, College of Science, Geosciences Department, Al Ain, United Arab EmiratesStudy on the relationship between uniaxial compressive strength and elastic properties of limestone with various sample diameter1157 Uniaxial compressive strength (UCS), elasticity modulus (E) and Poisson’s ratio (υ) are critical design parameters in engineering. This study investigates the relationship between the UCS, Et (slope of the line tangent at 50% of the UCS) and υ of limestone core with various diameters. Core samples with a diameter of 25, 38, 48, 54 and 63mm were prepared for the UCS tests with strain gauges. The results were analyzed using linear regression between UCS and Et and υ with different sample diameters. The regression analysis results show that the Et has weak to strong positive and negative correlations with the UCS for sample diameter. The correlation between the υ and UCS is variably weak to strong for sample diameters of 38, 63, 25, 48 and 54mm. In general, the mean Et and υ decrease with increasing sample diameter increments, however, no meaningful trends are found for the UCS case. | Uniaxial compressive strength, Modulus of elasticity, Poisson’s ratio, Limestone, Sample diameter
T15: Rock and rock mass propertiesRabin Kumar SAMAL, Gangavarapu Teresa DES DE MONA, Sunita MISHRADepartment of Mining Engineering, IIT Kharagpur, IndiaBehaviour of a pre-defined crack propagating under dynamic tensile loading condition1158 Crack propagating at the rock-tool interface is of paramount importance while designing an excavation process. The present study aims to analyze the behavior of a crack propagating in brittle material like sandstone rock in comparison to ductile material like Aluminum alloy. A three-dimensional finite element model of split Hopkinson pressure bar setup was developed with a pre-cracked dog bone-shaped specimen to understand the behavior of crack using two non-linear strain rate dependent constitutive models, i.e., the Johnson-Cook model and Drucker Prager model. The numerical results were first validated with the experimental ones and then the effect of the crack parallel to the loading direction was studied under dynamic tensile loading conditions. The results show that the peak stress values are more at the center and tip of the crack for aluminum alloy than for the intact aluminum alloy specimens. However, it is completely opposite for sandstone rock. | Brittle material, dynamic loading, FE model, pre-crack, SHPB, tensile loading
T15: Rock and rock mass propertiesAbhishek MOHAPATRA, Anjali KUMARI, Sunita MISHRADepartment of Mining Engineering, IIT Kharagpur, IndiaNumerical Analysis of Thermo-Mechanical Characterization of Indian Sandstone under Dynamic Compressive Loading Condition1161 It is quite impractical to ascertain the in-situ mechanical behavior of rocks subjected to high temperature and high confining pressure under dynamic loading conditions. Hence, the present study aims to numerically determine the thermo-mechanical properties of Kota sandstone rock under dynamic compressive loading conditions using a split Hopkinson pressure bar (SHPB) device. Thereafter, a numerical model is developed similar to the experimental setup used for the dynamic characterization of Kota sandstone using a commercially available finite element (FE) software package, ABAQUS. The specimen size of Kota sandstone was modeled with a 54 mm diameter and 0.5 slenderness ratio as taken by Mishra et al. (2019). A thermally sensitive strain rate-dependent constitutive model is adopted to validate the numerical parameters with experimental results tested at room temperature. The effect of the temperature and loading rate on the mechanical behavior of the Kota sandstone rock is studied numerically and stated herein. | Dynamic Loading, Finite Element, SHPB, Strain Rate Dependent, Temperature, Drucker-Prager
T15: Rock and rock mass propertiesMeng-Chia WENG (1), Hoang-Khanh LE (1), Hung-Hui LI (2), Chih-Shan LEE (1), Chia-Chi CHIU (3)1: National Yang Ming Chiao Tung University; 2: National Defense University; 3: National Taipei University of TechnologyInfluence of microscopic composition on the strength of rock-like materials under various loading rates1162 This study investigated the dynamic strength and failure mode of rock-like materials considering the effect of microscopic composition and loading rate. A series of uniaxial compressive tests and SHPB tests were conducted on specimens, which contained 40% and 60% grain contents by volume and two types of cementation material (gypsum and weak gypsum). The results indicate a lower grain content and, correspondingly, a higher matrix volume, yields a higher quasi-static strength. The dynamic strength is related to not only the grain content but also the degree of grain breakage. Moreover, inter-granular fractures mainly occur under quasi-static compressive conditions, and the failure mode becomes trans-granular when the strain rate is high. Specimens with lower grain content exhibited fewer fractures and larger fragments than those with higher grain content. Considering the influence of matrix property, the weak-gypsum-cemented specimens exhibited higher dynamic increase factor and lower strength than the gypsum-cemented specimens. | Rock-like material, spilt-Hopkinson pressure bar (SHPB) test, dynamic strength, strain rate
T13: Numerical methods in rock engineeringAlec TRISTANI, Lina-María GUAYACÁN-CARRILLO, Jean SULEM, Sebastián Ariel DONZISEcole des Ponts ParisTech, FranceApplicability of Artificial Neural Networks (ANN) for equilibrium state prediction in tunnel excavation1163 Simplified 2D analysis of ground support interaction using the convergence-confinement method, although useful in preliminary stages of tunnel design, may be inadequate for complex situations which necessitate 3D numerical simulations with high computational efforts and costs. An alternative approach based on machine learning is proposed here in order to evaluate the stresses and displacements at equilibrium in the lining of a supported tunnel. Based on data previously obtained by numerical simulations, the Bagging Method applied to Artificial Neural Networks (ANNs) is used. We consider a circular tunnel excavated in a Mohr-Coulomb elastoplastic medium. The analysis accounts for a large range of ground conditions, support characteristics, lay distances and tunnel radius. The results show that ANNs models perform well with the small dataset used here and can be considered as a useful alternative to complex 3D numerical simulations. | Deep tunnels, Machine learning, Numerical simulations, Bagging, Surrogate models
T13: Numerical methods in rock engineeringTimo SAKSALATampere University, Tampere, FinlandNumerical prediction of thermal weakening effects on granite rock1167 This paper presents a numerical method to predict the temperature weakening effects on granite rock. Thermally induced cracking is modelled in the continuum sense by using a damage-viscoplasticity model based on the rounded Rankine surface. The governing thermo-mechanical problem is solved with an explicit staggered method. Rock heterogeneity is described as random clusters of finite elements assigned with the constituent mineral, here Quartz, Feldspar, and Biotite, material properties. The temperature dependence of the minerals is accounted for up to 800 C, i.e. well beyond the Curie point (573 C) of Quartz. The simulations demonstrate that the present approach can accurately predict the experimental weakening effects on the rock strength and stiffness as well as the macroscopic failure modes in tension. Moreover, it does so in a noncircular way, i.e. not using the laboratory data on rock strength as an input data in the constitutive description. | Thermal weakening, Rock strength, Granite, Thermo-mechanical problem
T17: Rock slope engineeringArmin RODUNER, Helene LANTER, Manuel EICHERGeobrugg AG, SwitzerlandLatest developments to increase the quality of flexible rockfall protection barriers1171 To ensure that flexible rockfall barriers are able to effectively stop the dynamic impact of rockfall, several guidelines have been introduced worldwide since 2001. However, long-term experience shows that other, “natural”, load cases happen which are not covered by guidelines or certification tests. Proposed substitute scenarios, for these natural load cases, are now treated by means of 1:1 field tests to increase the quality of rockfall protection systems and to offer more safety through additional test procedures. At the same time, the more stringent requirements are intended to meet all the guidelines and practical instructions applicable in Europe. In this paper, the different guidelines are discussed, the load case scenarios and their requirements are described in detail and the adaptations to the rockfall protection systems are presented. | Rockfall, 1:1 field tests, Flexible protection barrier, Multiple Loading
T07: Geological risks and natural hazardsJeane Mokgadi MATSOBANE (1), Bryan Philip WATSON (2)1: Sibanye Stillwater, South Africa; 2: The University of the Witwatersrand, South AfricaAssessment of face area hangingwall stability in a hard rock bord and pillar mine1172 The aim of this project was to assist Triggered Action Response Plan teams to issue rapid yet comprehensive support recommendations in a production environment. The research was conducted in a shallow tabular hard-rock environment in a bord and pillar mining configuration. The assessment included evaluations of bord hangingwall behaviour under various geotechnical conditions, bord spans, face advances per blast, and the influence of the last line of permanent support. The results showed that the effectiveness of the last line of support is influenced by keyblock dimensions, particularly the perimeter exposure of these blocks in the hangingwall. A reduction in span and advance per blast were found to be beneficial in reducing the height of the potential falls of ground. A set of common failure conditions has been assessed and discontinuity orientations description is provided. The description of the condition is accompanied by recommendations of support configuration or suitable spans. | Face area, TARP, FOGs, Hangingwall, span
T06: Geological investigation and characterizationJorge TERRON-ALMENARA, Charlie C. LINorwegian University of Science and Technology (NTNU), Trondheim, NorwayPerformance of the empirical method with rock mass classification systems to derive optimal rock support design in poor rock mass conditions1173 The empirical method has been traditionally used for the design of permanent rock support in hard rock tunnels. Engineering classification systems have typically assisted empirical design with the description and classification of rock masses, together with recommendation of permanent rock support. In this sense, rock mass classifications have generally performed well, including poor ground conditions. However, research and studies during the last decades together with recent case records have shown that there is room for improvement when the empirical classifications are utilized in poor ground conditions. Some of the mentioned limitations are addressed in this article, through the study of a database with more than one hundred case records of monitored tunnels with empirical support design and excavated in poor ground conditions. The results indicate that a convenient design approach in poor ground conditions should involve the study of the ground behavior in the more traditional empirical method. | Empirical method, rock mass classification, poor ground conditions, rock support, ground behavior
T13: Numerical methods in rock engineeringBenoît PARDOEN, Christos MOURLASUniversity of Lyon, ENTPE, LTDS, FranceMultiscale modelling of rock behaviour around underground works with an insight of microstructural characteristics influence1179 Rock behaviour conditions the stability of deep underground exploitations. The excavations generate deformations, damage, and fractures in the surrounding rock. At engineering scale, phenomenological constitutive models are often considered; however, macroscale behaviour takes its origin from small-scale properties. Their influence on material deformations and damage across scales remains complex. Therefore, the behaviour of a clay rock is modelled at two scales. The excavation and damaged zones around galleries are reproduced at large scale. The excavation-induced fractures are modelled with shear bands. The approach is enriched with microstructural characteristics of mineral inclusions and clay matrix. The material mesostructure and behaviour are embedded in a representative elementary volume. A double-scale numerical framework (FEM×FEM) with computational homogenisation relates small- and large-scale behaviours, as deformations and failures. The damage and cracking developments at micro/meso scales allow to predict macroscale shear banding. The results highlight the possibilities of double-scale computing to predict underground structure behaviour. | Damage, shear failure, double-scale modelling, microstructural characteristics, excavation
T13: Numerical methods in rock engineeringRuilin YANGOrica, United States of AmericaIntegral system of monitoring and modeling for blast optimization1180 Most mines seek fine fragmentation for down-stream operations to maximize mineral abstraction with minimized energy cost, e.g., mine-to-mill blast optimizations. On the other hand, maintaining stable highwalls and undisturbed nearby community is highly desirable. To obtain fine fragmentation, it is often required to design blasts with favorable energy concentration through explosive loading or blasthole delay timing. Blast designs have potential to increase blast vibration in general. To achieve the optimization, an integral system for accurate monitoring and reliable modeling of full blast design parameters for rock fragmentation and blast vibration is required. Current technology in the literature falls short for each of the needs. This paper presents an integral system, which includes the accelerometer-based blast vibration monitoring system, the multiple seed waveform blast vibration model, and the multiple blasthole fragmentation model. The three components together complete a close loop of the needs for blast optimization. | Near-Field Blast Vibration Monitoring, Near Field Blast Vibration Modelling, Full Blast Design Parameter Fragmentation Modelling
T08: Hydropower projects and damsYi LUO, Hangli GONG, Qiaoliang LI, Xinping LIWuhan University of Technology, People's Republic of ChinaStudy on dynamic response characteristics of cave-type excavation of high and steep dam abutment slope1182 The numerical simulation is carried out for the dynamic response characteristics of cave-type excavation at the left dam abutment of Zhongyu Hydropower Station. The results show that within the range of 20~100 m from the explosion source in the vertical direction, both the peak vibration velocity and the maximum principal stress of the particle present extremely obvious elevation amplification effect. Due to the influence of the ground stress and the excavation contour of the dam abutment, different layered blasting excavation and excavation unloading have different effects on the deformation and displacement of the surrounding rock of the dam abutment. In addition, during the excavation in a certain layer, the displacement change rate of the particles on the upstream and downstream sides of the dam abutment is usually first fast and then slow, and there will be obvious inflection points. | high and steep dam abutment slope, cave-type excavation, blasting vibration, dynamic response, elevation amplification effect
T15: Rock and rock mass propertiesLichun JIA, Qicong XU, Chongjun HUANG, Lei LI, Xiao WEI, Changhong ZHOUDrilling & Production Technology Research Institute, CNPC Chuanqing Drilling Engineering Company Limited, People's Republic of ChinaThe dynamic tensile strength and failure characteristics of transversely isotropic shale under impact Brazilian test1183 To comprehensively understand the failure behaviors under dynamic loading, a series of SHPB tests are conducted on deep Longmaxi shale under different loading rate at seven loading-bedding angles β. The results indicate that both static and dynamic BTS increase with the angle β. But the dynamic BTS are far greater than the static. However, as the loading rate increases, the anisotropic index decreases gradually. There is a positive correlation between dynamic BTS and loading rate, which is that the dynamic BTS increases with loading rate and the relation between dynamic BTS and loading rate is fitted by a power function with correlation coefficients R2 higher than 0.92. The failure results show that there are four typical fracture patterns, which are central tensile failure as β=0° and β=90°, bedding activation shear failure as β=15°, non-central arc fracture at β=30° and 45°, mixed mode fracture as β=60° and 75°, respectively. | Longmaxi shale, transversely isotropic, split Hopkinson pressure bar (SHPB), dynamic Brazilian tensile strength (BTS), failure patterns
T12: New developments in rock supportBjarte GRINDHEIM (1), Charlie Chunlin LI (1), Are Håvard HØIEN (2)1: Norwegian University of Science and Technology (NTNU), Trondheim, Norway; 2: Norwegian Public Roads Administration (NPRA), Bergen, NorwayFull-Scale Pullout Tests of Rock Anchors in Limestone Testing the Interfacial Bond Strengths1186 Rock anchors are used to stabilise large scale infrastructures. The literature describes four failure modes of rock anchors: (1) steel tensile failure; (2) anchor-grout interface failure; (3) grout-rock interface failure; and (4) rock mass uplift. In this study full scale field tests of rock anchors were performed in a limestone quarry. These tests were designed to test failure mode 2 and 3 with bar anchors, with and without an endplate. The tests of failure mode 2 showed that the shear stress on the anchor-grout interface is highest at the proximal and attenuates towards the distal end at small loads and it becomes approximately uniform at 50% of the ultimate pullout load. The anchors designed to test failure mode 3 had an endplate, they showed that the shear stress on the grout-rock interface was highest at the distal end above the endplate and attenuated upward before slip starts on the interface. | Rock anchor, load transfer, shear stress distribution, bond shear strength, field tests
T04: Deep mining and tunnellingYuehan WANG, Guangyao SI, Joung OHSchool of Minerals and Energy Resources Engineering, University of New South Wales, Sydney, AustraliaCoupled Geomechanical CFD Modelling of Goaf under Goaf Gas Drainage: Impact of Goaf Characteristics1187 Australian mines heavily relied on a series of boreholes to control goaf gas emissions. The use of these boreholes not only reduces greenhouse gas but also recovers a large amount of energy. However, high suction pressure applied on boreholes may cause ventilation air migration from the working face to enter the goaf. The leaked air containing rich oxygen would react with the residual coal in the goaf and accumulate heat, which may cause spontaneous combustion and gas explosion risks. This paper developed a goaf CFD model to analyse the goaf gas distribution and leaked air flow pathways under the impact of intensive goaf gas drainage. Besides, the associated gas explosion risks will be quantified using Coward’s triangle based on the CFD modelling simulation results. Therefore, this CFD model can be used to optimise the drainage efficiency of intensive boreholes while ensuring mining safety during the operation period. | Goaf gas drainage, CFD modelling, goaf permeability, coal oxidation, gas explosion risk
T15: Rock and rock mass propertiesNeil BAR (1,2), Wulf SCHUBERT (1)1: Graz University of Technology, Austria; 2: Gecko Geotechnics LLC, Saint Vincent and the GrenadinesEvaluation of different methods for determining rock masses stiffness1188 Surface and underground excavations in rock are designed for ensuring stability. In many tunnel, underground cavern and rock slope projects, designing to acceptable deformation limits or tolerances is just as critical as stability. Understanding rock mass stiffness and deformability becomes an integral part of ground characterization and subsequent design. Deformation moduli for rock masses are often estimated using empirical methods that may have been developed from limited data, specific ground conditions, and provide a single result representing the behavior of an isotropic, homogeneous rock mass. However, most rock masses are heterogeneous or anisotropic, and deformation moduli can vary significantly depending on the loading direction. This paper reviews available empirical methods for evaluating deformation moduli and compares them with an observational model from monitored slope deformations in siltstones, sandstones and quartzite at a surface and underground mine in Australia. | Rock mass stiffness, empirical methods, deformation modulus
T13: Numerical methods in rock engineeringChristian CANCINO (1), Loren LORIG (1), Augusto LUCARELLI (1), Kabo GABANAKGOSI (2), Otsile BAREI (2)1: Itasca Consulting Group, USA; 2: Debswana Diamond Company, BotswanaSlope support analysis at Jwaneng Mine1195 Jwaneng Mine is an open pit located in Botswana. The eastern wall is characterized by quartzitic shale bedding planes that dip moderately into the pit slope, hence, posing a risk of planar sliding once undercut. The Bench 17 area, located on the eastern wall, hosts one of the two major life of open pit mine switch-backs access to kimberlite. Previous failures in the interim design have reduced the switch-back width, adversely impacting effective haul truck movement. Mine operations developed a plan that optimized switch-back width by installing a 32 m high geogrid reinforced rockfill retaining wall. A study of additional foundation supports was recommended to meet the design acceptability criterion for this area. This paper describes a numerical assessment of the support design. | Slope stability, structural support, support design, numerical modeling
T10: MonitoringJiayong TIAN (1), Kanghua ZHANG (2), Jiashu LOU (1)1: National Institute of Natural Hazards, MEMC, People's Republic of China; 2: Tianjin University, People's Republic of ChinaNext-generation high-resolution borehole tensor strainmeters for the measurement of six strain-components based on fully automated interferometric displacement sensors1200 Conventional borehole tensor strainmeters (BTSM) based on the measurement of inner-diameter changes of strainmeters by four capacitance gauges had been developed to measure three strain-components in the horizontal plane. The other three strain components are also important, but are difficult to implement because of large volume of sensors. In order to measure six strain-components completely, we develop a new high-resolution BTSM based on a fully automated interferometric displacement sensor with fibre-based heads of the millimeter dimension,which makes the gauge ultra-compact to implement the four inner-diameter-change measurement and other three-gauge measurements considering the influences of strain components in the plane of vertical normal. Compared with conventional BTSM, the impulse hammer test results show that gauge design of the new BTSM extends measurement resolution from 10-9 to 10-12 and increases the measurement bandwidth greatly, which advances the technology of borehole strain. | High-resolution borehole tensor strainmeters, Fully automated interferometric displacement sensors, six strain-components, Next-generation
T06: Geological investigation and characterizationYasmin Nicole BYRNE, Robert WHITTLECambridge Insitu, United KingdomThe impact of rock strength on the measurement of shear modulus from cavity expansion testing1201 The cavity expansion test is frequently used to determine the shear stiffness of rock. When stiffness is derived from an unload/reload event (cycle) then the process is repeatable and will give consistent values that are unaffected by drilling disturbance. The simplest interpretation of rock stiffness data is to assume the cycle is a linear-elastic event. In practice the response of the rock mass can be complicated by tensile failure and the level of shear stress. If the tensile strength is overcome and failure occurs, fracture growth can give cycles of reducing stiffness, unrepresentative of the rock mass at the insitu state. Material showing shear failure is likely to give a non-linear reduction of stiffness with strain. This includes decomposed and weathered materials. If the material remains largely intact, increasing the applied stress level will often produce a stiffer response with a power law trend. | Pressuremeters, Shear Stiffness, Tensile Failure, Cavity Expansion
T14: Petroleum engineering and carbon sequestrationLichun JIA, Hu DENG, Dianchen LIU, Zhilin LI, Weicheng LIDrilling & Production Technology Research Institute, CNPC Chuanqing Drilling Engineering Company Limited, People's Republic of ChinaAnalysis of fracture initiation pressure of horizontal well in transversely isotropic shale reservoirs1203 This study aims at analyzing the fracture initiation pressure (FIP) of horizontal wellbore in anisotropic shale by considering elastic and strength anisotropy. The FIP is deduced as a function of the anisotropic elastic properties, in-situ stresses, anisotropic tensile strength as well as bedding dip. The results show that the increase of the anisotropy of Young’s modulus, Poisson′s ratio and horizontal in-situ stress induces a reduction of the FIP. While an increase of tensile strength ratio Tv/Th and bedding dip will increase the FIP. It is concluded that the influence of Eh/Ev on FIP is the highest, followed by σH/σh, and then Tv/Th, while the influence of Poisson's ratio is the lowest. For the effect of azimuth of horizontal well, the FIP increases first and then decreases when the horizontal borehole azimuth is far away from the direction of maximum horizontal stress. | shale, transversely isotropic, fracture initiation pressure, modulus anisotropy, Poisson′s ratio anisotropy, tensile strength anisotropy
T15: Rock and rock mass propertiesYudhidya WICAKSANA (1), Suseno KRAMADIBRATA (2), Seokwon JEON (3)1: Institut Teknologi Bandung, Indonesia; 2: Bumi Resources Minerals, Indonesia; 3: Seoul National University, Republic of KoreaEstimation of cutting force considering intermediate dynamic rock strength using multiple linear regression1206 This paper estimates pick cutting force using multiple linear regression considering rock properties determined under intermediate dynamic loading. Existing theoretical and empirical works on rock cutting performance have focused on cutting parameters and static rock mechanical properties. Even though rock cutting is a dynamic event, prediction models that consider dynamic rock properties have not been explored. Earlier research has demonstrated that the cutting mechanism in rock operates under intermediate dynamic conditions in which the strength would improve compared to its static state. Multiple linear regression analyses were performed to estimate the mean and maximum cutting forces of unrelieved cutting tests. This study compared the performance of the suggested models to that of the models produced by Evans, Goktan, and Roxborough & Liu. Statistical analysis showed that the suggested models have a lesser mean squared error to the data population than the theoretical models. | Rock cutting, Cutting force, Pick cutter, Intermediate dynamic loading, Multiple linear regression
T04: Deep mining and tunnellingYuepeng SUN (1), Biao LI (2), Nuwen XU (1), Qi WANG (3), Bei JIANG (3)1: Sichuan University, Sichuan, China; 2: Southwest Petroleum University, Sichuan, China; 3: China University of Mining & Technology (Beijing), Beijing, ChinaStability analysis of surrounding rock mass in underground powerhouse based on octree and catastrophe theory1207 Based on the underground cavern engineering of the left bank of Shuangjiangkou hydropower station, Octree theory is used to define the indexes of the MS spatial aggregation degree and the deviation values of MS frequency and energy, establishes the relationship with surrounding rock mass instability from three aspects of "time, space and strength". The cusp catastrophe model of the MS spatial aggregation degree and the deviation values of MS frequency and energy is established to quantitatively describe the early warning state of surrounding rock mass instability of underground cavern. The results show that the multi-level tree structure and voxels generated based on Octree theory is higher goodness of MS point set in three-dimensional space. The cusp catastrophe model based on the MS spatial aggregation degree and the deviation values of MS frequency and energy can effectively identify the early warning interval and potential damage area of surrounding rock mass, The warning time zone and potential damage zone quantified by this method are highly consistent with the characteristics of MS precursors with high recognition and field investigation results, which fully proves the rationality and applicability of this method. The research results can provide basis and reference for the early warning of surrounding rock instability in the later excavation of underground powerhouse. | Underground caverns; MS monitoring; early warning; Octree theory; Catastrophe theory
T15: Rock and rock mass propertiesSakshi ROHILLA, Resmi SEBASTIANIndian Institute of Technology Ropar, IndiaStudy of stress-dependent dynamic properties of jointed rock using resonant column apparatus1208 Field stress conditions have a significant impact on the mechanical characteristics of jointed rock masses. This paper investigates and discusses the effects of joint spacing and confining pressure on the dynamic properties of a jointed rock mass. The RCA was used to test jointed gypsum material at varied confining pressures and strain amplitudes. The normalised shear modulus and material damping ratio curves for various joint spacings and confining pressures have been produced. The modified hyperbolic and Ramberg-Osgood models were used to fit curves based on experimental data collected at various shear strain amplitudes and confining pressures. This study presents the best-fitted parameters showing the link amongst shear modulus and shear strain, in addition to damping ratio and shear strain for varied joint spacing. The eminence of confining pressure on shear modulus and damping ratio at various strain levels has been studied using the power function. | Jointed rock, Shear modulus, Damping ratio, Confining pressure, Joint spacing
T06: Geological investigation and characterizationAbdelmadjid BENRABAH, Luis JORDA BORDEHORE, Salvador SENENT DOMINGUEZTechnical University of Madrid (Universidad Politécnica de Madrid), Madrid, SpainA review of the application of empirical methodologies for preliminary analysis of natural caves1210 Geomechanical classifications have been used for the analysis of tunnels and mines since the 1970's. The database generated is huge: all types of lithologies, countries and works. However, there are few studies on its application to caves. The geotechnical stability of natural and anthropic caves (troglodytes) is a very little studied subject and of vital importance from the point of view of safety: there are thousands of caves that can be visited in the world, as well as cave houses, cellars and underground hotels and restaurants. We propose a review of the application of empirical methodologies for analysis of natural and anthropic caves. Both rock mass classifications CGI and Q index are too conservative, even in some cases alarmist. Stable caves appear as transitional or even unstable in graphs (Q) and rock classes (CGI). | Cave Geomechanical Index (CGI), Scaled Span, Q index, Rock Mass Classification, troglodyte
T09: Long term behaviour of underground structuresMensan Dèlwindé Gildas Cedric AGBOLI, Dragan GRGIC, Albert GIRAUDUniversité de Lorraine, CNRS, Laboratoire GeoRessources, Nancy, FranceSelf-sealing experiments with water and gas injection on Callovo-Oxfordian claystone under X-ray tomography1211 Self-sealing tests with water injection were performed on artificially fractured core samples of the Callovo-Oxfordian claystone using an X-ray transparent triaxial cell. 3D X-ray scans and permeability measurements were performed continuously to assess the evolution of fracture volume and permeability. The impact of sample orientation (parallel and perpendicular to the bedding plane), calcite content and gas injection was analyzed. It resulted that the higher the calcite content, the less effective the self-sealing process. No significant influence of the sample orientation on the self-sealing process was identified. Self-sealing is generally fast at the beginning of the test and then stabilizes after one month. The initial permeability of the healthy claystone is partially restored, which is a promising result concerning the restoration of the initial sealing properties of the host rock. Injection of an inert gas has a delay effect on the self-sealing process due to the crack desaturation. | X-ray tomography, self-sealing, permeability, claystone, calcite content
T04: Deep mining and tunnellingJörg-Martin HOHBERGIM/IUB Engineering AG, SwitzerlandPrediction of long-term deformation and dimensioning of support in squeezing rock under high overburden1219 Large infrastructure projects such as the railway base tunnels crossing the Alpine ridge are designed for a minimum service life of 100 years. The running tracks are adjustable to a few centimeters only and may be replaced after 50 years, but the tunnel lining must stay intact over the entire life span with secured clearance. The primary feature of such tunnels is their flat alignment for energy-efficient high-speed traffic of heavy trains, accepting long tunnel drives with high overburden of 1,500 m or more. Despite optimization of the horizontal alignment to avoid difficult rock conditions at best, the scarce geological reconnaissance leaves ample room for surprises such as faults, carst or squeezing rock. | Deep tunnels, squeezing rock, numerical methods, FEM, long-term behaviour
T05: Digitalization & AutomatisationYupeng CAO (1), Weiren LIN (1), Feng ZHANG (2)1: Graduate School of Engineering, Kyoto University, Japan; 2: Department of Civil Engineering, Nagoya Institute of Technology, JapanAn example of calibrating physical parameters in a constitutive model based on machine learning framework1221 In order to more accurately describe the behavior of geological materials, constitutive models with increasing complexity are being developed. The increase in the number of parameters and equations makes engineering applications difficult. On the other hand, data-driven machine learning approaches have shown great potential in addressing this issue. Therefore, from a data perspective, this paper recapitulates and discuss the task and framework of machine learning. For the parameter calibration task, 1-Dimensional Convolutional Neural Networks (1D-CNN), Recurrent Neural Network (RNN), Genetic Algorithm (GA), and Particle Swarm Optimization (PSO) were tested under the framework of representation learning and optimization. In the preset computing environment, the normalized RMSEs of representation learning are 0.21 and 0.17, and the calculation takes less than 0.1 second. Optimization frameworks perform better with RMSEs of 0.04 and 0.07, but cost over 10 hours. Finally, the advantages and disadvantages of each framework are discussed. | Machine Learning. Constitutive Model. Parameter Calibration. Representation
T13: Numerical methods in rock engineeringSergio PALMA (1), Rodolfo MORALES (2)1: Universidad Técnica Federico Santa María, Chile; 2: Universidad de ChileMathematical model to describe the movement of rocks due to gravity in block caving mining1222 Chuquicamata, located in northern Chile, has recently started operating as an underground mine using the Block Caving method. In this work, a new mathematical model is proposed to explain the phenomenology observed in the gravitational flow of fractured rocks in block caving mining. We propose that the tensional state and gravity originate a driving force greater than the resistance developed at the boundary of the group of fluidized rocks. The dynamics is controlled by a dimensionless number Y obtained as the ratio between the driving and resisting forces. If the frictional force at the interface has a viscous component proportional to the relative speed of the fluidized rocks, an analogous equation to Darcy’s law for the flow of a Bingham fluid in a porous medium is recovered. The model was numerically solved using FEM, achieving an adequate reproduction of the results of Fullard et al. (2019), for the velocity field. | Block caving mining, fractured rocks, granular, velocity field
T15: Rock and rock mass propertiesSair KAHRAMAN (1), Egemen SAYGIN (2), Mustafa FENER (3)1: Hacettepe University, Turkey; 2: RPM Global-Turkey; 3: Ankara University, TurkeyThe influence of microwave treatment on the Cerchar abrasivity of igneous rocks1223 This study investigates the effect of microwave treatment on the Cerchar abrasivity index (CAI) of igneous rocks such as granite, syenite, and gabbro. First the mineral contents and percentages of each rock were determined. Then, microwave treatment was applied on the specimens broken in the indirect tensile strength for 180s at the microwave powers of 2 kW and 6 kW. The evaluation of the test results shows that the CAI values of the specimens decrease with increasing microwave power. The CAI losses increase generally with the increasing surface temperature and the microwave power depending on the mineral contents. Concluding remark is that microwave treatment decreases the CAI values of igneous rocks. However, further study should be carried out to determine the CAI loss for different rock types at different exposure times and microwave powers. | Cerchar abrasivity, Igneous rocks, Microwave treatment, Mineral contents
T08: Hydropower projects and damsRujiu ZHANG (1), Wenyu ZHUANG (1), Jianjun XU (2), Liang YIN (2), Haining WEI (2), Yaoru LIU (1)1: Tsinghua University; 2: POWERCHINA Huadong Engineering Corporation Limted.Deformation behavior analysis of an arch dam during initial impoundment based on clustering and panel data regression1228 Deformation behavior analysis is crucial for ensuring safe operation of the arch dam. This study investigates the deformation distribution and influencing factors of an arch dam in southwest China based on k-means clustering analysis and panel regression models. Results show that dam deformation is closely related to the impounding process and reservoir water level is the main influencing factor. The deformation of some monitoring points near the dam foundation are also affected by aging component. The effects of temperature are negligible in the short term. In general, the studied arch dam is in a condition for safe operation; the abnormal deformation of some monitoring points is basically affected by unbalanced hydraulic thrust, whose magnitude is small and tends to be stable. Analysis results also validate the applicability of cluster analysis and panel regression model in the evaluation of arch dam deformation behavior during initial impoundment. | arch dam, deformation behavior, panel data, k-means cluster, initial impoundment
T13: Numerical methods in rock engineeringXin ZHANG, Guangyao SI, Joung OHUniversity of New South Wales, AustraliaThe correlation between aperture evolution and induced seismicity during simulated hydraulic fracturing in lab-scale coal samples1234 This paper successfully simulated the hydraulic fracturing process in lab-scale coal samples and induced seismicity using the self-developed code in particle flow code (PFC). Numerical simulations of fluid injection, fluid transport and seismic response are achieved simultaneously. The code has been applied to simulate water injection into an intact coal sample and coal samples with one pre-existing fracture. Model results satisfy observations from theoretical assumptions and laboratory experiments, which justifies the reliability of the proposed self-developed code. They indicate that hydraulic fractures on the side of the sample with a pre-existing fracture present different cracking propagation pattern compared to the other side with no pre-existing fracture. The pattern can be used to predict the impact of pre-fractures on the seismic extension-to-compression ratios and the aperture of hydraulic fractures. | Hydraulic fracturing, Seismicity, Pre-existing fracture, Particle flow code
T13: Numerical methods in rock engineeringXu LI, Guangyao SI, Joung OH, Ismet CANBULATUNSW, AustraliaPhase-field model of compressive and tensile fractures in ductile sandstone, calibrated by P wave velocity measurement and moment tensor inversion1235 Recently, a novel approach (phase field damage model) enabled the simulation of compression and tension-induced cracks quasi-statically and captured crack propagation within the FEM (finite element method) framework. However, the application of the phase-field damage model is restricted by the calibration of the crack diffusion parameter, which cannot be directly measured. In this study, we proposed a new elastoplastic phase-field damage model, calibrated from the AE (Acoustic emission) moment tensor inversion and ultrasonic wave velocity measurement. The phase-field damage variable is determined from P wave velocity measurement and acoustic moment tensor inversion. Specular decomposition is performed on the damaged tensor to distinct tensile and compressive microcracks. The evolution between tensile and compressive phase-field damage variables is hence to be considered independently. The proposed model shows great consistency with the laboratory observations and the application of the proposed model in COMSOL software enables to capture the quasistatic propagation of both tensile and shear fractures. | phase-field damage, seismicity, rock mechanics
T15: Rock and rock mass propertiesXunhui XU (1), Weiren LIN (1), Han BAO (2), Peijie YIN (2)1: Kyoto University; 2: Chang'an UniversityFlow simulation in digital rough fractures by considering anisotropic roughness and geometrical combinations1238 Anisotropic flow behavior in rock fractures is playing an important role in resource exploitation and engineering. To better understand the relation between flow behavior and geometrical features of fractures, digital fractures with 3 roughness were generated based on the spectral method. Simulation was conducted on 3 constant velocity inlets. From the results, flow behavior in 4 fracture pairs all show anisotropy in opposite directions. Different flow behaviors of the walls swapped fracture pairs indicate the influence of normal vectors of fracture asperities. Ratios of the roughness parameter M between upper and lower fracture walls are correlated to flow pressure gradient. | Rock fracture, flow simulation, anisotropy, pressure gradient, roughness
T07: Geological risks and natural hazardsChristian BINDER, Anna FREUIS, Michael SCHREINER, Mathias SMESNIKAFRY Austria GmbH, AustriaRockfall hazards – Risk assessment, benefit/cost analysis and the design of flexible rockfall protection systems1248 Rockfalls are a major threat to society and infrastructure in mountainous regions. The extension of settlement areas, linked with an increase in traffic combined with the people’s need for safety while driving on roads, make rockfall risk assessments and the employment of technical rockfall protection solutions indispensable. However, it is impossible to eliminate all economic and social risks caused by rockfall in mountainous regions. Risk assessments combined with benefit/cost analysis aim to reduce the risk in a structured and transparent framework to an acceptable level while maintaining cost efficiency. Technical risk reduction solutions like flexible rockfall barriers, etc. are effective but costly considering the initial investment and maintenance. This paper discusses the methodology and elements of a conducted risk assessment along with a benefit/cost analysis and how the same was used in the decision-making process of a rockfall hazard mitigation project for a section of a federal road in Austria. | Natural Hazards, Rockfall, Risk Concept, Risk Assessment, Benefit/Cost Analysis
T13: Numerical methods in rock engineeringThedy SENJAYA (1), Ridho Kresna WATTIMENA (1), Nuhindro Priagung WIDODO (1), Devi KAMARATIH (1), Nisrina Zaida ULFA (2)1: Bandung Institute of Technology, Bandung, Indonesia; 2: PT Aneka Tambang Tbk, Jakarta, Indonesia2-Dimensional and 3-Dimensional Drawdown Analysis of Sediment Dam1253 This study analyzes the stability of four sediment dams (A, B, C, and D) at PT XYZ, using two-dimensional and three-dimensional limit equilibrium methods. The scenarios considered are existing condition, rapid drawdown, one empty pond, and pond at full capacity containing water/slurry from mining activities. The results indicate that the factor of safety is lowest in the rapid drawdown scenario, followed by one empty pond, existing condition, and full capacity ponds. The average difference in factor of safety between the existing condition and rapid drawdown is 0.31. The presence of water/slurry increases the normal stress on the dam, resulting in a higher factor of safety for the full ponds scenario. Surface-altering optimization is also used to enhance the accuracy of analyses. The study emphasizes the importance of considering multiple scenarios when conducting geotechnical analysis for sediment dams, especially changes in water level. | dam stability, sediment dam, limit equilibrium method, rapid drawdown analysis
T04: Deep mining and tunnellingYang ZOU, Ping ZHANGLuleå University of Technology, SwedenAssessment of energy release and redistribution on excavation instabilities for underground mining1254 Energy considerations are essential for the evaluation of violent failures which are commonly encountered as mining goes deeper. To address the relationships among different energy components, a series of numerical models were conducted by using 3DEC and a script was developed for energy visualization. The theoretical and numerical results of the ratio between the released kinetic energy and the excavated strain energy were compared under elastic and plastic models. The distribution of stored elastic strain energy and dissipated plastic strain energy in the vicinities of openings with different shapes were also investigated. Furthermore, the efficiency of a latest destressing method as a proactive measure for seismic management was evaluated based on the energy redistribution patterns. This research can improve the understanding of the energy evolution near excavations and contribute to the evaluation of burst-proneness of excavations as well as effectiveness of rockburst mitigation measures. | Rock burst, Released energy, Dissipated energy, Destressing, Seismic management
T13: Numerical methods in rock engineeringHsin Chen CHOU, Cheng Han LIN, On Lei Annie KWOK, Yu Chao LIN, Ming Lang LINNational Taiwan University, Taipei, TaiwanFinite element analysis-aided performance examination of the umbrella arch method for tunneling through weak zone1255 The umbrella arch support is frequently used as the tunnel face support system in difficult ground conditions. The Dong'ao Tunnel of Taiwan, which traverses through two thrust faults and a series of well-developed fractured zones, provides an important database for developing an assessment approach based on numerical analyses. This study implements three-dimensional finite element analyses to evaluate and optimize the utilization of the umbrella arch method in the weak zones. Results show that the deformation of the excavation face at the vault can be reduced by approximately 40% with the installation of an umbrella arch system. Parametric analyses indicated that the spacing of the forepoling pipes dominates the ability to control the deformation, followed by pipe diameter and distribution angle. This study reveals that the finite element analyses can aid the performance examination and enable a more informed decision when the umbrella arch method is used for tunneling through a weak zone. | 3D finite element analysis, umbrella arch method, design optimization, weak zone, Dongao Tunnel
T15: Rock and rock mass propertiesAndrew Garnet CORKUM (1), Derek KINAKIN (3), Diego MAS IVARS (2)1: Dalhousie University, Canada; 2: BGC Engineering Inc, Canada; 3: SKB and KTH, SwedenIntact Strength Determination of Rock Containing Mesodefects using the Leeb Hardness Test1256 The strength of rock blocks containing structural flaws and defects, such as veins and healed fractures (mesodefects) is particularly important for sparsely jointed rock masses under high stress. The conventional UCS test is often unsuitable for providing an accurate measure of the intact strength for rock containing mesodefect and it is difficult to conduct tests on suitably large specimens to account for mesodefects. The Leeb Hardness (LH) test is proposed to provide a quantifiable estimate of intact strength for mesodefected rock. The LH test is a lightweight, compact rebound test that has been correlated to rock strength with a large database (~400 test records) of various rock types over a wide strength and hardness range. The effects of conducting LH tests in the proximity of mesodefects has been examined and the LH test has been used in this study to estimate the true intact rock strength of defected rock cores. | Leeb Hardness test, defects, intact rock strength, DFN
T10: MonitoringFerenc DEÁK (1,4), Ákos TÓTH (2), Tomas MÁRIK (3)1: SeklerGeo, Hungary; 2: TunnelTech Ltd., Hungary; 3: Geoinspect Ltd., Cech Republic; 4: Budapest University of Technology and Economics, HungaryDetermination and validation of Longitudinal Displacement Profile by in situ measurements at the M85 motorway tunnel1258 Tunnelling is an obviously three-dimensional process. Tunnelling in yielding ground also generates a 3D, bullet shaped zone of plasticity in soft rock, but also generates a bullet shaped fracture zones in the brittle rock masses. Longitudinal displacement profiles (LDP) characterize and describe the displacement history during tunnel excavation, including that occurring ahead of the tunnel face. Experimentally determined LDP provide a valuable database for validation of the tunnelling approaches. This study is presenting the in-situ measurements of two geotechnical instrumentation sections which includes MPBX extensometers and NATM pressure cells from the shallow depth M85 motorway tunnel which is excavated in soft ground and is situated beside Sopron city (Hungary). The measurement results give us opportunity to validate the LDP and to verify the tunnel support interaction with the tunnel excavation. The results show good qualitative and quantitative agreement ahead of the tunnel face. | Longitudinal Displacement Profile, MPBX extensometer, NATM pressure cell, deformation, excavation
T04: Deep mining and tunnellingAli HASHEMI, Neda DADASHZADEH, Kathy KALENCHUKRockEng Inc., CanadaAn implicit numerical modeling approach for destress blasting design optimization for tunneling and mine development in high stress conditions1259 Tunnelling and underground mine development in high-stress conditions are exposed to potential rockburst hazards. Rockburst risk management may include multiple hazard control and/or exposure management strategies. Rockmass preconditioning, such as destress blasting, is a tactical approach to hazard control by introducing blast-induced fractures to the rockmass. Introducing fractures softens the rockmass and reduces potential stored strain energy. This paper explores a case study where a large-magnitude rockburst occurred in the floor of a mine tunnel located approximately 2km below the surface, in a strong, massive rockmass. Subsequently, destress blasting was implemented in all active development headings for risk mitigation. This paper presents a geotechnical study to optimize the utilization of destress blasting. A detailed numerical modeling investigation with implicit representation of blast damage is done using a calibrated FLAC3D model. The influence of destress blast design on rock burst hazard potential is numerically studied and discussed. | Rockburst, Destress Blasting, Risk Management, Numerical Modeling
T07: Geological risks and natural hazardsMatthias J. REBHAN (1), Hans-Peter DAXER (1), Markus SCHUCH (2), Franz TSCHUCHNIGG (1), Roman MARTE (1)1: Graz University of Technology, Austria; 2: ÖBB Infrastruktur AG, AustriaDevelopment of a double-corrosion-protected self-drilling micropile for the foundation of rockfall protection structures1263 The construction of protective structures is one of the most important tasks of engineers in the field of natural hazard management. In addition to the often adverse environmental conditions during the installation of these structures, the inspection and the maintenance of such constructions is associated with a high level of effort. This paper presents a newly developed foundation method in the form of a self-drilling, double-corrosion-protected micropile. This component is expected to make a significant contribution in ensuring the durability of protective structures and a sufficient planned service life of more than 30 years. In addition, a brief outlook into the field of loads on protective structures and the suitability and acceptance testing of micropiles is given. Finally, the current status of the further development of the newly conceived micropile and the possibilities that such a system can offer are discussed. | micropiles, rockfall protection, corrosion, corrosion protection, foundation
T07: Geological risks and natural hazardsAhmed HOSNI, Claire MYR, Bastien COLAS, Isabelle HALFON, Yannick THIERY, Karim BEN SLIMANEBRGM, 3 avenue Claude Guillemin, Orléans, FranceStudy of the influence of anthropogenic galleries on the chalk cliff stability at Normandy region (France)1264 The chalk cliffs are regularly subject to mass collapse phenomena in Normandy region (France). These instabilities represent some problems to manage for local authorities. In some cases, the chalk cliffs contain one or more galleries of anthropogenic origin and hazard assessment should integrate these particular contexts. Numerical modelling was developed in 2022 in order to quantify the influence of galleries on cliff’s stability. We studied the behavior of the {cliff + gallery} set according to parameters as the dimensions of galleries, their direction in comparison to the cliff direction (parallel or perpendicular), the superposition of exploited levels, the rock mass discontinuities, the mechanical properties of the overburden layers, etc. A scoring method is presented based on attribution of scores to the main parameters to determine the gallery influence on cliff’s stability. | Chalk, Cliff, gallery, stability, fracture, collapse, numerical model, distinct element method, plastic, mechanic, scoring
T01: Challenging rock engineering projectsAfshin ARABZADEH, Xavier DONTIGNY, Marianne DEBELNouvLR, CanadaThe effect of TBM tunneling on the surface and underground deformations under Montreal-Trudeau international airport (YUL) runway1265 The Réseau Express Métropolitan (REM) is a light rail system that spans 67 km and will link the Pierre-Elliot-Trudeau International Airport to the greater Montreal area. As part of the system, a 3 km tunnel starting at the Marie-Curie station is being built by a TBM machine with a diameter of 7.37 m to join the airport station. The tunnel alignment passes under airport runway 06L/24R. To estimate the effects of TBM tunneling on surface subsidence under runway 06L/24R, a 2-D numerical analysis was conducted using the FLAC-2D code. Moreover, to monitor the surface and ground movements by TBM tunneling, geotechnical instruments as well as radar imagery InSAR system were installed along the tunnel alignment. The numerical modelling results show that the induced ground surface settlements for runway 06L/24R caused by TBM tunneling is negligible and the results obtained from geotechnical instruments were validated against the numerical analysis findings. | TBM tunneling, numerical analysis, geotechnical instruments, surface subsidence, underground movement
T13: Numerical methods in rock engineeringShuai ZHANG (1), Yongcun FENG (1), Tao XIE (2), Qi HE (1), Hai LIN (2)1: China University of Petroleum,Beijing, China; 2: Tianjin Branch, CNOOC (China) Co., Ltd., Tianjin, ChinaThe effect of temperature on lost circulation through induced fractures - a fully coupled THM model1271 The exploitation of deep oil and gas resources has attracted increased attention. When drilling, a high frequency of lost circulation results from the features of high temperature, high pressure, and high stress, where the temperature is an important factor that cannot be disregarded. The effect of temperature on drilling fluid loss law as well as the influence of temperature difference on fracture initiation, fracture geometry, and fracture extension rate is investigated using a fully coupled Thermal-Hydrological-Mechanical (THM) model built using the finite element method. The simulation results demonstrate that the temperature effect can dramatically lower the lost flow rate. Only when the flow rate is low does temperature dominate the lost fracture extension, which is then divided into the flow-rate dominance stage and temperature dominance stage under high flow rates. | Lost Circulation, THM, Fracture Propagation, Dynamic Circulation, Finite element method
T13: Numerical methods in rock engineeringKazuya ISHITSUKA, Hitoshi MATSUI, Weiren LIN, Nana KAMIYA, Yoshitaka NARAKyoto University, JapanSeismic velocity estimation using a digital rock without segmentation - tips for accurate calibration and estimation1272 Estimating physical properties of rocks from X-ray CT images is useful when preparation of rock core specimens for lab measurement is difficult. In this study, we examined and extended the recently-proposed segmentation-less method to construct digital rock model for seismic velocity estimation. We first examined the effectiveness of the method to two sets of CT images of Berea sandstone with voxel resolutions of 7 and 11 μm, respectively. We further applied the method to Kumamoto andesite to examine its effectiveness to a volcanic rock. Our results showed that the method successfully estimated P-wave velocity of these cases. The setting of the parameters to link CT values to mineral phase was important, and the parameter setting was linked with the internal structure of the volcanic rock. A proper knowledge of pore and mineral properties of the rock of interest is useful for accurate seismic velocity estimation by the segmentation-less method. | Digital rock, Seismic velocity, X-ray CT, Sandstone, Andesite
T04: Deep mining and tunnellingHongpu KANG, Yanjun FENG, Fuqiang GAOChina Coal Research Institute, People's Republic of ChinaApplication of hydraulic fracturing for destressing mining-induced stresses in underground coal mines1273 Hydraulic fracturing (HF) has emerged as a widely used ground control strategy in Chinese coal mining practice, often employed in combination with ground support techniques. HF campaigns can be broadly categorized into two types based on the size of the targeted region: local campaigns, which are applied to smaller areas such as the roof above a coal pillar, and large-scale campaigns, which encompass a broader area, such as the entire width of a longwall panel. This paper presents two case studies that examine the use of both local and regional HF as a ground support strategy in Chinese coal mines. The field studies demonstrate that HF is effective in reducing or redistributing mining-induced stresses, preconditioning hard rock strata, and, in some cases, decreasing mining-induced microseismicity. | hydraulic fracturing, underground coal mine, destressing, case study
T06: Geological investigation and characterizationYusuke HIRATSUKA, Sou KUMAMOTO, Hajime YAMAMOTOTaisei Corporation, JapanDevelopment of "T-DrillPacker" measurement system for groundwater inflow rate and pressure in advanced boring1279 Large groundwater flow into the tunnel during construction of a mountain tunnel can cause crucial problems. It is therefore important to investigate the location, flowrate, and hydraulic pressure of the flow paths ahead of the tunnel face in advance to tunnel excavations. One of the effective ways to characterize the flow paths is measurement of flowrate and pressure in the advanced horizontal boreholes using a packer system. However, with the conventional method, it is often difficult to carry out the installation of packer systems due to the risks of borehole collapse and delay in the construction schedule caused by pulling out the drilling string before packer installation. Therefore, the authors have developed a new measurement system that can be installed packer without pulling out the drilling tools. This paper describes the concept of this system, and a result of its successful application to a mountain tunnel construction site. | NATM, Advanced boring, Groundwater inflow rate, Hydraulic pressure, Packer system
T04: Deep mining and tunnellingFuqiang GAO, Guiyang YUAN, Xiangyuan PENGChina Coal Research Institute, People's Republic of ChinaExperimental study of coal bursts caused by decrease of local mine stiffness1281 The crucial role played by local mine stiffness (LMS) in the occurrence of rock strainbursts has been widely acknowledged. To prevent rockbursts, it is essential to comprehend the evolution of LMS during mining operations. Unfortunately, existing studies on this subject are largely limited to theoretical and numerical methods. To address this research gap, we conducted an experimental investigation using an in-house developed equipment. The aim was to generate strainbursts resulting from excavation-induced stress concentration and LMS reduction. In this study, we simulated the excavation process and associated disturbances using real coal blocks in a laboratory setting. The results of our experimental investigation provide a novel approach for producing strainbursts that arise due to the progressive reduction of local mine stiffness during mining operations. | strainbursts, local mine stiffness, experimental study, stress concentration
T13: Numerical methods in rock engineeringMichel VARELIJA (1), Michael NÖGER (1), Philipp HARTLIEB (1), Peter MOSER (1), Dominik DENDL (2)1: Montanuniversitaet Leoben, Austria; 2: DSI UndergroundThe effect of different rock mass properties on deformation distribution detected with intelligent rock bolts in underground mining1284 Significant changes in stress distribution are caused by the mining excavation process, which could lead to instabilities. The conventional approach involves the installation of rock bolts along with other support measures. Technological advancement enables upgrading these bolts with low-cost sensors for measuring deformation and monitoring the overall bolt condition. The objective of this study is to show the potential of such intelligent rock bolts. To achieve this, we analyzed deformation readings obtained from simulated intelligent bolts in a simplified mining scenario, considering the effects of joint spacing, orientation, and the K factor. We used Itasca's Software 3DEC to simulate data acquisition based on standard measurement bolts which are already available but differ in measurement capacity from the new development proposed here. This approach has the potential to identify deformation patterns associated with specific failure mechanisms related to different geological structures. | Intelligent rock bolts, numerical modelling, deformation measurement, discontinuities
T06: Geological investigation and characterizationJ.C. GRESS (1), M. FERREIRA (1), R.M. FAURE (2)1: Hydrogéotechnique, Fontaines, France; 2: Ecole Nationale des Travaux Publics de l'Etat, Vaulx en Velin, FranceRelations between elastic waves speeds and densities1285 For civil engineers, working on rocks, it is important to understand how density varies in the rock mass volume. Direct in-situ measurements are not easy, because of very often coring difficulties. The in-situ measures of elastic waves speeds can be interesting, but we need strong correlations between speeds and rock densities. Many researchers have worked on the subject but none has given physical relationships explaining the relations they had observed. Working on Nafe and Drake empirical curves, it is possible first to find an empirical relationship between Poisson ratio and density. Then, will be presented physical relationships existing between these two types of speed and rock density. Based on them, a relationship between rock mass elastic modulus Emr and density will be proposed. And finally comparing it to the one given by Hoek, linking Emr and the Geological Strength Index GSI, a relationship between GSI and density will be deduced. | Waves, speeds, densities, elasticity, modulus
T09: Long term behaviour of underground structuresMountaka SOULEY (1), Minh-Ngoc VU (2), Gilles ARMAND (2)1: National Institute for Industrial Environment and Risks (Ineris), France, France; 2: Radioactive Waste Management Agency (Andra), FranceLong term behaviour based on a weakness planes approach: Constitutive model and application to a Meuse/Haute-Marne (France) URL drift1287 A constitutive model considering the natural and induced anisotropies in the short- and long-term behaviour is proposed by combining the elasto-visco-plasticity for rock matrix and weakness planes. The main assumption is that the failure of claystone material is due to the failure of the rock matrix and the fracturing along weakness planes. For intact matrix: (i) the short-term response includes the main mechanisms (transversely isotropic elastic, hardening, softening and residual plastic strain, brittle-ductile transition) evidenced in laboratory investigations, (ii) the long-term behaviour is based on Lemaître's model in agreement with the laboratory tests. The time-dependent response of weakness planes is described by the Maxwell’s model with a threshold. After checking the model on simple stress paths, its operational character is successfully demonstrated on the GCS drift (the more difficult to reproduce the overall observations). The computed convergences (and their ratio) and plastic zone extensions are consistent with the in-situ observations. | Constitutive model; Weakness planes, Plasticity, Time-dependent behaviour, M/H-M URL drift
T10: MonitoringSharla COETSEE (1), Priyanka NARSHAI (1), John-Philip TAYLOR (2)1: Reutech Mining, South Africa; 2: Reutech Radar Systems, South AfricaAn overview of RAR application for pit slope monitoring: with a focus on spatial and temporal resolution1289 An overview of Real Aperture Radar (RAR) for pit slope stability monitoring is provided, with a specific focus on spatial and temporal resolution based on the physics utilised by the system. For the purpose of this paper, the RAR system discussed is the Reutech Mining Modular Movement and Surveying Radar (MSR). The system is deployed at a position whereby it is mechanically steered to conduct sequential interferometric measurements to delineate deformation data from the pit slope. The area that may be scanned is definable, and comprises 186° in azimuth and 129° in elevation. The sample acquisition time (temporal resolution) is dependent on the scan rate. The spatial point resolution is defined by user selected options. The radar is georeferenced in order to allow for 3D identification of synthetic map points and therefore the interrogation of data from potential areas of concern, which may indicate instability of the pit slope. | Real Aperture Radar (RAR), spatial and temporal resolution, monitoring, deformation, instability
T17: Rock slope engineeringMarco BARLA (1), Santina AIASSA (2), Francesco ANTOLINI (2), Alessandra INSANA (1), Andrea PERINO (2)1: Dept. Of Structural, Geotechnical and Building Engineering, Politecnico di Torino, Italy; 2: Geosolving srl, Torino, ItalyDiscontinuum modelling of slope instability as a support tool for risk management1291 The definition of threshold values within an early warning system for monitoring of an instability phenomenon in nearly real time represents a key step. Several approaches exist in literature, among which numerical modelling for the simulation of instability scenarios is the least common. The present paper illustrates how discontinuum numerical modelling can be used as a support tool for risk management with reference to a slope instability case study. The aim is to investigate the displacement rate that can anticipate the instability phenomena. To highlight the reliability of the models, back-analysis of a past instability event is carried out and a time-scaling coefficient is defined, and eventually validated, to match numerical results and monitored data. Based on such results, that reproduce the slope displacement trends from triggering to collapse, thresholds and related timespans to be adopted within the existing monitoring system are suggested. | Slope Stability, Discontinuum Modelling, Risk Management, Thresholds
T17: Rock slope engineeringRyan Alexander ZIEBARTH (1), Andrew G. CORKUM (1), Ian R. STILWELL (2), Derek KINAKIN (2)1: Dalhousie University, Canada; 2: BGC Engineering IncA Parametric Study Illustrating the Effects of Moderately Anisotropic Rock Strength on the Stability of Large Slopes using Limit Equilibrium Analysis1292 Accounting for moderately anisotropic conditions where one or more dominant structure sets affect slope stability analysis is challenging. Most analysis methods and software assume isotropic behaviour that better suits randomly jointed rock masses. Some methods for assessing anisotropic formations (bedding, schistosity, etc.) exist, but the computationally expensive Synthetic Rock Mass approach is the only method to capture moderately anisotropic behaviour. Therefore, guidance is needed to identify when a rock mass is moderately anisotropic. The limit equilibrium method software Slide2 was used to perform a parametric study on the Generalized Anisotropic strength model for a hypothetical rock slope. The key contributors to determining if a rock mass is moderately anisotropic were the shear strength (cohesion only) of the weak plane was a quarter or less of the intact strength, the angular distance between two joint sets was approximately 30°, and the angle of anisotropy was within 15° of the slope face. | Rock mass strength, Anisotropy, Slope Stability, Slide2
T07: Geological risks and natural hazardsFelipe GOBBI (1), Bruno DENARDIN DA ROSA (1), Dione Henrique DIAS (1), Fabio BERTUOL (1), Nataly AYUMI TOMA (1), Adoniran COELHO (2)1: FGS Geotecnia, Brazil; 2: ValeURUCUM Mine: Rockfall protection and monitoring system1294 The access to Urucum mine is at the base of the Morraria de Urucum, composed of sedimentary rocks, a very steep rockface. Several rockfalls events in the past required that the company take action to mitigate risks, leading to a diagnostic and protective measures. Initially, the analyzes were based only on a point cloud, due access restrictions related to the pandemic period, resulting in a preliminary design of rockfall barriers and drainage. With the conceptual design, an extensive field mapping was performed, and the project revised, culminating in a drastic reduction of necessary interventions. The optimization it was possible through identification of differential weathering in the jaspilite strata, which allowed a new geomechanical model, better probabilistic analysis of block size distribution and thousands of rockfall simulations. This case is an interesting example of how the use of modern tools helps in projects, but it shows that they should be used with caution. | Rockfall, field mapping, point could, rockfall barrier, probabilistic analysis
T01: Challenging rock engineering projectsTanja SATTLER (1,2), Kurosch THURO (2)1: Baugeologisches Büro Bauer GmbH, Germany; 2: Technical University of Munich (TUM), GermanyAdvancements in drillability prediction for conventional hard rock drill and blast tunnelling – implementing automation into the equation1295 With tunnelling projects being part of critical infrastructural development, it is of uppermost importance to schedule the construction for an on-time delivery. Specifically, a reliable drillability prediction is indispensable to forecast advancement rates adequately. With the drillability being a very complex entity, predicting advancement rates is challenging, potentially leading to extensive additional cost and operational delays. Based on a case study from an Austrian tunnelling project, various influencing factors were examined. Comparing predicted with actual drilling velocities, it was shown that the actual drilling rates remained behind the expectations by about 20 %. The analysis clearly shows that the geological conditions are not responsible for these shortcomings, but the working process and the machine parameters including the degree of automation being significant factors of influence. | drillability, penetration prediction, drilling automation, collaring, drill and blast tunnelling
T18: Early Career Forum (Young Researchers)Ardita MALAJ, Skender ALLKJA, Iljana KERO, Julian BELLIU, Besian XHAGOLLIALTEA & Geostudio 2000, AlbaniaSkavica Hydropower plant, one of the most important energetical projects to be constructed in Albania1298 Skavica area is in the north-eastern part of Albania. This article aims to characterize the soils and rocks met in the area under study following the national and international building codes and standards, focusing on the characterizations of rock formations. The main works for the geological and geotechnical study for Skavica HPP project, included the data received recently from A.L.T.E.A. & Geostudio 2000 company investigation. These works comprised a careful geological mapping; geological drillings; trial pits; sampling; field testing (SPT, Lugeon test, Le franc test, borehole optical readings, seismic measurements including refraction and reflection measurements; geophysical measurements, electrical measurements etc...); laboratory testing. This article will present and include all of the findings of our study; the interpretation of field and laboratory testing results and recommendations of the engineering measures to be taken to ensure dam stability and reservoir water conservation. | geological investigation, rock formation, rock characterization, field testing, laboratory testing, dam stability
T13: Numerical methods in rock engineeringManuel Bernhard WINKLER (1), Thomas MARCHER (1), Ali YAZ (2)1: Graz University of Technology, Graz, Austria; 2: Instanbul Technical University, Istanbul, TurkeyAn iterative scheme for the determination of the conformal mapping coefficients used in closed-form solutions for tunnels with arbitrary geometry1300 In case of tunnels with arbitrary geometries, solutions for stresses and displacements in the tunnel exterior might be derived with the aid of the conformal mapping technique of the complex variable method. Thereby, the physical tunnel domain is mapped onto a fictitious unit circle domain on which the elastic potentials, as part of the final solution, are evaluated. The used mapping function involves complex mapping coefficients. In this paper an overview of analytical solutions for stress and displacements fields around tunnels is provided, from the early Kirsch solution to the solutions involving the complex variable theory and conformal mapping. A possible solution procedure for the determination of these mapping coefficients based on an iterative process including the solution of linear systems of equations is presented. The proposed solution procedure can be utilized for the determination of the mapping coefficients of various conformal mapping functions as defined in different closed-form solutions. | analytical solution, complex variable theory, conformal mapping, mapping coefficients
T03: Deep geothermal energyJustin MATTHEIS, Catharina DREXL, Martin POTTEN, Georg Maximilian STOCKINGER, Kurosch THUROChair of Engineering Geology, Technical University of Munich, GermanyBorehole stability in geothermal reservoirs – A combined laboratory and numerical approach1302 Despite the well-known geothermal potential in the North Alpine Foreland Basin, large scale exploration is still limited by the economic risk of well instabilities originating from inadequate prediction of the heterogeneous rock mass conditions in the reservoir. One decisive factor is the rocks toughness against fracture propagation. Hence, analogs to the reservoir rocks are subject to Semi-circular Bend tests to determine the required energy for tensile fractures (mode I) and accordingly Double-edge Notched Brazilian Disk tests for shear fractures (mode II). The subsequent finite-discrete numerical simulations, in which the experimental results are implemented, show varying fracture patterns in the rock mass caused by drilling. The fracturing depends on the rock type, the pre-existing discontinuities, and the stresses in up to 5 km depth. Further expansion of this investigation to other scenarios and rock types, paired with a reliable geological prediction, reduces the associated risks for deep geothermal projects. | geothermal reservoir characterization, borehole stability, fracture energy, laboratory tests, numerical FDEM modeling; North Alpine Foreland Basin (SE Germany)
T15: Rock and rock mass propertiesMilorad JOVANOVSKI, Jovan Br. PAPIC, Igor PESHEVSKIUniversity Ss. Cyril and Methodius, Faculty of Civil Engineering, Republic of North MacedoniaPhysical modelling of bimrocks in large scale direct shear apparatus1304 Complex geological mixtures as bimrocks, composed of core block inclusions randomly distributed in a weaker matrix, are challenging issues for a proper characterization in a large scale relevant for rock mass range, as the overall behavior is strongly influenced by the presence of the rock fragments and by their volumetric block proportion. The article presents results from their physical modelling and tests in a large-scale direct shear box with dimensions 1,0x1,0x0,6 m, loaded with stresses in large span. The mixtures of blocks and matrix are modelled for values of volumetric block proportion of 5%, 15% and 35%. Results confirm that higher contents of volumetric block proportion lead to higher angle of internal friction and lower value of apparent cohesion, while the time of failure is longer for a higher volumetric block proportion. | Bimrocks, volumetric block proportion, physical modeling, shear strength, time of failure
T10: MonitoringEdo NOORDERMEER (1), Roland BEKENDAM (2), Karlijn BEERS (1), Auke NACHENIUS (1), Devrez KARABACAK (1)1: Fugro, The Netherlands; 2: GeoControlMonitoring the rock-mechanical safety of underground limestone quarries using fibre optic sensing technology1306 A fibre optic monitoring system has been installed in two limestone quarries in Valkenburg aan de Geul, The Netherlands, to monitor pillar stability and to give early warning of locations at risk of collapse. The system is highly sensitive and can detect creep deformation of the pillars as small as 1 micrometer. Measurements are displayed via a web-based data portal and alerts are triggered if the creep velocity exceeds pre-determined thresholds or if creep accelerates. We present the design of the monitoring system and results from the first three years of operation. We show examples of the natural behaviour of the pillars and we present a number of deviating patterns that sparked particular interest. We also share some lessons learnt that can be used when designing and installing similar systems in other quarries, caves or mines. | Monitoring, safety, limestone mining, fibre optics
T05: Digitalization & AutomatisationJukka-Pekka UUSITALO, Tobias WENDEL-EICHHOLZ, Matleena MELASAARISandvik Mining & Rock Solutions, FinlandUtilizing sensor technology in drilling optimization1313 Global climate goals have increased the need to reduce CO2 emissions and material waste in the mining industry. Rock drilling, being the first phase of the mining process, affects the whole chain from bedrock to crushed stone. Modern sensor technology provides a new level of visibility to the drilling process, enabling a reduction of CO2 emissions and material waste. Sandvik Mining and Rock Solutions is pioneering in this field of technology with the RockPulse® product. The product provides direct online stress wave measurement enabling fact-based adaptation to varying rock conditions and optimization of drilling parameters. RockPulse enables finding the optimal percussion power and the reduction of harmful stress waves, which increases the penetration rate and the effectiveness of rock drilling while reducing tool consumption. The RockPulse system has been verified to enable annual reductions of several tons of CO2 emissions per equipment. | climate goals, sensor technology, drilling optimization, rock knowledge
T13: Numerical methods in rock engineeringMun-Gyu KIM (1), Hyun-Jun PARK (1), Joo-Young OH (1), Chang-Heon SONG (1), Jung-Woo CHO (1), Ho-Young JEONG (2)1: KITECH (Korea Institute of Industrial Technology); 2: Pukyong National UniversityKinematic simulation of rock cutting performance of a 130t Roadheader in Korea1316 Roadheaders are being adopted to tunneling site in the South Korea because of the vibration issues of the conventional blasting method. Their tunnelling data for the Korean rocks has not been reported, Korean constructors are curious about the cutting performance of the machines. The study modelled the cutting head of 130 ton Roadheader and rock surfaces cut by it. The contacts between pick cutters and rock were defined by a kinematic software. A series of cutting operations (i.e., sumping and shearing processes) was simulated. Four classes of rock strength were considered as rock models. The cutting forces and torque was obtained from the simulation. The results showed that the torque level of current machine can penetrate up to the medium strength rock in the sumping process. In the shearing process, the cutting head can cut through up to hard rock. | Roadheader, cutting head model, Kinematic simulation, cutting force, torque
T15: Rock and rock mass propertiesMarte GUTIERREZ (1), Daisuke KATSUKI (1), Runar NYGRAARD (2)1: Colorado School of Mines, United States of America; 2: Oklahoma University, United States of AmericaShear failure and fracturing of horizontally layered shale1319 Understanding the mechanical behavior of shale formations is becoming increasingly important. Shales are essential in oil and gas production from tight unconventional resources. In geological carbon sequestration of CO2, shales typically form the caprock for geological storage. Fractures provide high permeability pathways for fluid flow and leakage for shales because of their low permeability. Shales have a layered structure with discontinuities parallel to the bedding plane, which can result in distinct anisotropy in their hydro-mechanical behavior. This paper aims to understand better the effects of intrinsic structural anisotropy from their layered structure on shale shear failure and fracturing behavior. Triaxial shear tests at constant confining stress were conducted on shale samples drilled horizontally parallel to the bedding plane. A new mechanism is proposed to explain the formation of shear/extensional fractures along bedding planes when shale samples are sheared under significant constant confining stress with the major principal stress perpendicular to the bedding plane. | Bedding planes, Layering, Shear Failure, Fracturing, Leakage
T06: Geological investigation and characterizationMarkus KASPAR, D. Scott KIEFFER, Qian LIUGraz University of Technology, Graz, AustriaHolographic mixed reality: an enhanced technology for visualizing and evaluating complex 3D geologic data1322 Rock mass characterization involves field data collection, processing, and analysis of the measurement results. Software packages facilitate creation of 3D models as well as the representation of rock mass parameters and resulting block arrays. The computer-generated imagery is traditionally illustrated as static perspective pseudo 3D screenshots, 2D maps or numerical tables and diagrams. Mixed reality greatly improves data visualization within an immersive and interactive 3D holographic environment enabling interaction with scaled holograms at the actual field dimension. The holograms are inspected individually or via remote collaboration within shared virtual spaces. The physical outcrop together with quantitative aspects of the rock mass structure is portrayed, enhancing communication and understanding of actual field attributes. This paper presents case examples of mixed reality holographic models based on photogrammetry, terrestrial and hand-held LiDAR devices. The benefits and potential applications of mixed reality in engineering geology and rock mass characterization are summarized. | Mixed reality, digitalization, rock mass characterization, hologram
T11: NATM versus TBMShengfeng HUANG, Misagh ESMAEILPOUR, Saadeldin MOSTAFA, Pooya DASTPAK, Rita SOUSAStevens Institute of Technology, United States of AmericaTBM penetration rate prediction using machine learning models and models’ generalization1323 Most existing models about penetration rate (PR) prediction have been developed and validated against data from one single project. This poses the question whether these models can perform well when faced with new data. We use two datasets of two tunnels built with the same construction method and in similar geological conditions. Different machine learning (ML) models are trained, validated, and tested with dataset from one tunnel and then generated to the other dataset. Additionally, the effect of several data processing techniques for splitting and scaling on the performance and generalization of the different models is tested. The results demonstrate that random forest (RF) and extreme gradient boosting (XGBoost) exhibit better performance than other models. Regarding generalization, CART and XGBooost model exhibit the best performance. The impact of splitting and scaling techniques on the generalization of the models becomes noticeable than on the performance of models. | Penetration rate, EPBM, Machine learning, Generalization, split and scale technique
T13: Numerical methods in rock engineeringHui HE, Chao WANG, Hua JIANG, Zhengyuan LIU, Zhiyong YANG, Yusheng JIANG, Jili FENGChina University of Mining and Technology Beijing, People's Republic of ChinaSimulation of ground deformation of subway station using pile-beam-arch method1324 The pile-beam-arch construction method is widely used in subway station engineering. However, the mechanical response of underground is not clear during the construction of using this method, particularly in subway station with asymmetric pilot tunnels layout. Taking one of the stations of Beijing subway line 17 as an example, the construction process is simulated by 3D FEM to reveal the mechanical response of the strata. Comparing the FEM prediction with monitoring data, the underground deformations at different construction phases are analyzed. The study shows that three construction stages consisting excavating pilot tunnels, primary lining and second lining greatly disturbed the strata. Comparing with the subway station with symmetrical pilot tunnels arrangement, the curves of surface settlement and the surface horizontal displacement generate a certain offset. The region affected by surface deformation is changed, which is benefit to the arrangement for monitoring points of surface displacement. | PBA method, Numerical simulation, Surface deformation, Asymmetry
T04: Deep mining and tunnellingGilles ARMAND, Carlos PLUA, Minh-Ngoc VUAndra, France18 years of monitoring pore pressure evolution during and after excavation in the Callovo-Oxfordian claystone: the main insights1328 In France, the Callovo-Oxfordian claystone (COx) formation is considered as the host rock for the geological disposal for radioactive waste due to its very low hydraulic conductivity, low molecular diffusion, significant retention capacity and its self-sealing capacity. The hydromechanical behavior around underground openings in such claystone is also of importance for the short- and the long-term. At the short-term, the front advancement in “quasi-undrained” conditions modifies the stress field and create volumetric strains leading to pore pressure disturbance. If the effective stresses reach the failure criterion, the induced damage around these excavations might change the favorable properties of such formation. At the long-term, the geomechanical characteristics of the formation control the evolution of the induced fracture network and the time-dependent behavior around the openings which are key issues to design drift supports. This paper presents a comprehensive field monitoring study at two different scales conducted in the COx since 2004. | Callovo-Oxfordian claystone, hydromechanical behavior, mine-by-test, pore pressure
T01: Challenging rock engineering projectsRajanish RANJAN, Girish KALITANEEPCO, IndiaChallenges faced and mitigation measures adopted in construction of head race tunnel of Kameng hydro electric project (600 MW), Arunachal Pradesh, India1329 Kameng Hydro Electric project (4x150MW), a ROR scheme was constructed by North Eastern Electric Power Corporation Ltd in the West Kameng District of Arunachal Pradesh, India. This project lies in the Lesser Himalaya consisting of Precambrian and Gondwana rock formations. A 14.5 km long tunnel was constructed to convey water from Bichom to Kimi for 600 MW of power generation. This paper deals with the challenges faced during tunnel boring in tectonically disturbed Himalayan terrain and the mitigation measures adopted in overcoming these geological challenges. The challenges comprised cavity formation, blow out, Squeezing, high seepage and very weak rockmass with high rock cover. The mitigation measures adopted to overcome these challenges included fore-poling, umbrella/canopy with channel/joist and chemical/cement grouting etc. After overcoming all these tunnelling challenges, the boring of HRT was successfully completed in March’2015. | Mitigation, DRESS, Himalaya, Grouting, Squeezing, Weak rockmass
T07: Geological risks and natural hazardsRainer KIENREICH, Alexander KLUCKNER, Thomas MARCHERInstitute of Rock Mechanics and Tunnelling, Graz University of Technology, Graz, AustriaRock Fall Risk – Modular Risk Management Process1330 Rockfall is an alpine phenomenon and must be understood as a risk. Due to the large number of events, detailed geotechnical investigations are not possible in many cases. In this article, a processing workflow is presented that enables an evaluation of a natural rockfall trigger risk. The trigger risk as well as the extent of damage are categorized in a risk matrix. The study of 485 outcrops at several rock slopes shows that without groundwater influence, predominantly stable conditions exist; with groundwater, the stability drops by around 20 %. In the case of a risk value of the "high" class, individual case assessments are necessary; in the case of the "medium" classification, organizational measures are required to minimize liability. | Rockfall, risk management, trigger risk, liability
T06: Geological investigation and characterizationDae-Sung CHEON (1), Seungbeom CHOI (2), Won-Kyong SONG (1)1: Korea Institute of Geoscience and Mineral Resources, Republic of Korea (South Korea); 2: Korea Atomic Energy Research Institute, Republic of Korea (South Korea)Key Parameters and Distribution in Rock Mechanics for HLW Site Selection in Korea1331 A step-by-step approach is being adopted worldwide with respect to site selection for the geological disposal of high-level radioactive waste (HLW). Korea also adopted a three-step approach. In order to conduct systematic and efficient site investigation and site evaluation, a classification system for evaluation elements by stage has been proposed, and it is subdivided into aspects, items, and parameters. Among a total of 17 items and 103 parameters, rock engineering-related items are 3 items and 33 evaluation parameters. Uniaxial compressive strength, in-situ stress are selected as key evaluation parameters, taking into account domestic and foreign cases, the importance of rock engineering, and the existence of international standard testing methods. Their characteristics and the distribution range of the domestic parameters are investigated. In this study, two types of granite were selected and regional distribution characteristics were analyzed based on the data obtained through drilling up to 750 m. | HLW, Site investigation, Key parameters, Distribution, Uniaxial compressive strength, In-situ stress
T16: Underground storage for liquid and gaseous mediaHippolyte DJIZANNE (1), Benoit BROUARD (2), Grégoire HÉVIN (3)1: INERIS, France; 2: Brouard Consulting; 3: StorengyMechanical stability of a salt cavern used for hydrogen storage1337 Underground salt cavern storage is recognised as one of the most suitable technologies to meet the challenges of the new European energy system. With the advantage of being mostly impermeable to gases, salt caverns are currently the only structures used to store hydrogen on a massive scale underground. This paper studies the consequences of a rapid withdrawal of hydrogen on the mechanical stability of a salt cavern. Gaseous hydrogen cooling could generate rock salt dilation, cavern closure and tensile stresses at the cavern wall. Numerical computations using the finite element method help to evaluate the geomechanical consequences of a rapid depressurisation in a selected cavern for an underground hydrogen storage demonstrator in France. | salt cavern, hydrogen, worst-case scenario, salt dilation, effective stress
T15: Rock and rock mass propertiesVladimir FRIDSami Shamoon College of Engineering, IsraelEffect of rock stiffness change on acoustic emission1338 It is known that the ratio of rock stiffness around the mine workings and the stiffness of the surrounding strata has a crucial meaning for rock stability in the close vicinity of the underground excavation. Significant resources were invested for the research aiming to understand the failure mechanism using acoustic emission (AE) to evaluate the relationship between the parameters of AE and crack/fracture dimension/scale to determine statistical regularity of AE appearance before oncoming rock collapse and features of acoustic wave attenuation during its propagation via rock massive. However, the methodology of the rock stiffness assessments based on the AE parameters is still lacking. The paper considers the physical basis for applying AE for stiffness assessment in underground conditions. | acoustic emission, rockburst, rock stiffness
T07: Geological risks and natural hazardsJian HUANG, Jingqing YUAN, Jianhong LIAOState Key Laboratory of Geohazard Prevention and Geoenvironment Protection, People's Republic of ChinaNumerical analysis of rockfall fragmentation mechanism1339 Fragmental rockfall is one kind of common geological disaster in mountainous areas. In this paper, the discrete element method, particle flow code (PFC) is used to simulate the impact and fracture process of rock mass, analysis the impact process of rock mass at different falling heights and impact angles, and the variation trend of impact force, velocity and the number of cracks in the rock mass. The results show that the velocity of rock mass decreases sharply and the crack develops rapidly after impact on the slope. With the increase in falling height, the rock mass velocity changes in a "second step shape", and the number of broken blocks increases while decreasing the rock mass size. With the increase of slope angle, the "double peak phenomenon" of impact force becomes less obvious. The results provide a theoretical basis for the numerical simulation of fragmental rockfall and hazard assessment. | fragmental rockfall; PFC; impact angle; impact force
T14: Petroleum engineering and carbon sequestrationPengwei ZHANG, Huantong LIU, Lili LI, Baoguo LIUBeijing Jiaotong University, Beijing, ChinaFaults reactivation risk evaluation during water injection into shale gas reservoirs: A case study1343 Hydraulic fracturing is an effective technique for shale gas development, which breaks tight shale by injecting a large amount of fracturing fluid under high pressure. The potential impacts of hydraulic fracturing on the surrounding environments (such as hydraulic fracturing induced earthquakes) have aroused extensive attentions. Hence it is necessary to study on the evolution rules of reservoir in-situ stress and fault stability during the water injection process of hydraulic fracturing. In this work, a three-dimensional geomechanical model of a shale gas reservoir which located in Southwestern China is established firstly; Based on the in-situ stress field, numerical simulations on the influence of local in-situ stress and fault stability during quasi-dynamic and dynamic water injection are made. With the calculated shear strain distribution, a workflow for evaluating the seismic moment response in the fault region during water injection is proposed. | shale gas, geomechanics, pore pressure, in-situ stress field, fault stability
T15: Rock and rock mass propertiesMin GAO, Xu ZHU, Chengguo ZHANG, Joung OHUniversity of New South Wales, AustraliaA modification of nonlinear Forchheimer’s coefficient for fracture flow during shear1346 This study introduces a new hydromechanical model to estimate both shear and nonlinear flow behaviours of a single rock fracture, taking into account the effects of fracture surface morphology on the fracture flow behaviours. The model incorporates a multi-scale roughness shear constitutive model that considers the adhesion and abrasion wear theories to predict the shear behaviours of a fracture due to shear deformations. The fracture permeability is estimated using the Forchheimer-based equation, which accounts for the combined effects of the fracture void spaces, aperture distributions, and fluid flow tortuosity. Laboratory shear-flow experiments under different hydraulic pressures and normal loading conditions are conducted to validate the proposed model. The model is in good agreement with experimental data and can be applied to sheared aquifers. | Shear-flow model, single fracture, surface roughness, multi-scale roughness, nonlinear flow
T15: Rock and rock mass propertiesGreg GAMBINO (1), John P. HARRISON (2)1: University of Toronto, Canada (now at WSP Canada Inc.); 2: University of Toronto, CanadaTemperature-dependent strength of ice-filled discontinuities in frozen and thawing rock masses1350 This paper presents new results regarding the strength of ice-filled discontinuities. Careful laboratory testing using prepared core specimens containing ice in artificial discontinuities allowed the indirect tensile strength of ice-rock interfaces to be determined at different temperatures. These results were combined with those for shear strength published by others in 2000, to extend the shear strength data into the tensile regime. The combined results suggest a linear Coulomb criterion with no tensile cut‑off is appropriate for both the shear and tensile regimes at −2.5 and −5.0°C. Two regression models were investigated, one extending the shear data into the tensile regime, and the second combining the indirect tensile and shear data with the shear data being used to inform the relation through Bayes’ rule. These analyses confirm the robustness of the indirect tensile testing and provide a predictive strength criterion for rock engineering design in frozen and thawing discontinuous rock masses. | ice-filled discontinuities, tensile strength, strength criterion, Bayesian regression
T05: Digitalization & AutomatisationAdrián J. RIQUELME (1), José Luis PASTOR (1), Miguel CANO (1), Roberto TOMÁS (1), Antonio ABELLÁN (2)1: University of Alicante, Spain; 2: Centre de recherche sur l’environnement alpin (CREALP)Influence of SfM reconstruction techniques on the extraction of rock slope discontinuities1351 Rock slope discontinuities can be analyzed using 3D point clouds (3DPC), which are typically acquired through 3D laser scanning (3DLS) instruments or Structure from Motion (SfM) photogrammetry. While 3DLS is often regarded as a precise dataset, the use of SfM is gaining popularity due to the advent of remotely piloted aircraft systems and its relative affordability. Traditionally, extracting discontinuities from 3DPC relies on dense cloud reconstruction. However, the exploration of tiled models as an alternative approach remains limited. In order to assess the viability of using tiled models, we conducted an experiment on a pyramid-shaped sculpture reconstructed using both 3DLS and SfM techniques. The results demonstrate that the orientation of discontinuities obtained from the tiled model aligns well with those derived from both the TLS and dense cloud results. Interestingly, the extraction of discontinuities from the tiled model proves to be more efficient than from the SfM dense cloud. | Structure-from-Motion, 3D Point Clouds, discontinuities, rock slope, experiment, tiled-model
T15: Rock and rock mass propertiesNatália de Faria SILVA, Eduardo Antonio Gomes MARQUES, Carolina Crissafe dos Santos LEMOS, Carolina de Souza Pires COSTAUniversidade Federal de Viçosa, BrazilProposition of an accelerated cycling procedure for rocks with low porosity1352 A relevant method for study weatherability of rocks is the accelerated alteration simulation which intends to describe susceptibility to weathering and its products. Nevertheless, it can be difficult to set which methodology should be adopted, as the initial state of sample must be reconciled with the environment to which it’ll be exposed, so that, in experimental time scale, it’s feasible to observe aspects of increasing alteration and modification in properties. In a weatherability study of a metamorphosed hydrothermalized basalt with very low initial porosity, an accelerated cycling throughout immersion in sodium sulfate was adopted. Even subjecting the rock to 100 cycles, samples have only shown signs of no significant modification of physical properties. To produce substantial weathering change, a much larger number of cycles would be required, so some modifications to the test procedure are proposed, allowing the execution of a greater number of cycles without increase in duration of the experiment. | Weatherability, weathering, accelerated cycling, alteration simulation
T09: Long term behaviour of underground structuresTilman SANDNER, Claas MEIER, Boley CONRADBoley Geotechnik GmbH, GermanyRehabilitation of old masonry tunnels – challenges and possibilities1353 The Reicholzheim tunnel on the single-track line 4920 from Lauda to Wertheim had to be rehabilitated, since the existing tunnel lining, made of mortar sandstone blocks, is in a structurally poor condition. To rehabilitate the tunnel, the existing masonry shell was reinforced with a self-supporting reinforced concrete inner shell. The low clearance profile required partial removal of the masonry. Due to the vibration-sensitive structure and high rock strength, the milling work had to be carried out on the basis of a separate safety concept including high-pressure water cutting. To secure unstable areas of the vault, CFRP safety devices were installed. Due to the partly non-existent back-fill and the narrow time window during night-time closures, special requirements were placed on the concreting. As the responsible design-review-engineer, the design and compliance with the railroad regulations with regard to the innovative safety and rehabilitation measures were also challenging. | Tunnel rehabilitation, masonry shell, sandstone, CFRP safety devices, railroad regulations
T04: Deep mining and tunnellingKrzysztof FUŁAWKA, Piotr MERTUSZKA, Marcin SZUMNY, Lech STOLECKI, Izabela JAŚKIEWICZ-PROĆKGHM CUPRUM Ltd. R&D CentreNovel method of multi-face destress blasting efficiency assessment1359 In this paper, the newly formulated solution of multi-face destress blasting efficiency assessment is presented. The developed method is relevant for near and far-field effect evaluation and is improved by the duration, amplitude, and frequency characteristics of blast-induced seismic waves. The proposed approach is based on the advanced analyses of the waveforms generated by blasting, ground motion prediction equations and data describing the technological parameters of blasting in terms of the amount of explosives, delay times, and spatial location of mining faces. The proposed solution was validated in deep underground mines in Poland in which the room-and-pillar mining method is applied. Based on the performed analysis, it is shown that a new method may be used as an element of rockburst hazard control in underground mines. However, the developed method may also be successfully implemented in other engineering practices, including open pits and quarries. | Destress blasting, seismic waves, blasting efficiency, mining seismology, underground mining
T13: Numerical methods in rock engineeringMiguel Angel MÁNICA (2), Antonio GENS (1), Jean VAUNAT (1), Gilles ARMAND (3), Minh-ngoc VU (3)1: Universitat Politecnica de Catalunya - CIMNE, Spain; 2: National Autonomous University of Mexico. Mexico; 3: ANDRA R&D, FranceAnisotropy Effects on the Response of Deep Tunnels Excavated in Claystone1364 Tunnelling in argillaceous rock is very common because of the widespread occurrence of those materials in the earth crust. Research on argillaceous rocks have been further stimulated in recent times because of their suitability as host rocks in deep geological repositories for radioactive waste. The paper presents a numerical analysis, using an especially developed constitutive model for argillaceous rocks, that reproduces successfully the observations obtained in the excavation of tunnels in Callovo-Oxfordian claystone at the Meuse/Haute-Marne underground laboratory. Particular attention is given to the configuration of the fractured zone and its dependence on the orientation of the tunnel. Using this analysis as reference, the effects of stiffness and strength anisotropy as well as of the in-situ stress anisotropy are examined. The analyses reveal that either strength anisotropy or the initial in-situ stress state have a dominant influence depending on the alignment of the tunnel. | anisotropy, tunnels, claystone, fractured zone, numerical modelling, in-situ stresses
T01: Challenging rock engineering projectsVerya NASRIAECOM, New York, United States of AmericaDesign and Construction of the Montreal Largest Transit System1368 Once completed, the Montreal Réseau Express Métropolitain (REM) will be the fourth largest automated transportation system in the world. The REM represents the largest transportation infrastructure in the region since the Montreal metro inaugurated in 1966. The proposed solution fosters environmentally sustainable transportation and represents a construction cost of approximately 7.0 billion Canadian dollars. The project consists of 67 km over four branches of twin track and includes 26 stations with 3 underground stations in downtown Montreal. One of the underground stations was built using the NATM method with thin permanent shotcrete initial and final liners separated by a sprayed on waterproofing membrane. The project also includes the rehabilitation and enlargement of the 100-year-old double track Mont Royal Tunnel which is about 5 km long. The REM also consists of 3.6 km new TBM tunnel connecting downtown to the Montreal International Airport through saturated soft ground and karstic rock. | TBM Tunnel, NATM Station, Deep Shaft, Tunnel Rehabilitation, Shotcrete Permanent Liner
T13: Numerical methods in rock engineeringJiwoo AHN (1), Jurij KARLOVŠEK (2), Adrian SMITH (3)1: BHP, Australia; 2: The University of Queensland, Australia; 3: PSM, AustraliaProbabilistic assessment of rock loads for tunnel support design1370 The stability of tunnels through relatively hard rock and low stress environments are typically governed by loosening loads. These are typically caused by unstable blocks bound by discontinuities in the rock mass. There are numerous methods to determine the support pressure required to resist these loads. However, current approaches do not explicitly consider the likelihood of occurrence of such loads. This paper proposes a methodology using binomial probability theory to incorporate the likelihood of a given rock load and calculate the corresponding probability of exceedance. The determination of a probability of exceedance for tunnel support allows for a quantitative assessment of the risk associated with a design. An application of this method is presented with the use of a discrete fracture network (DFN), and the Cross River Rail project in Australia as a case study. | Tunnelling, Support design, Rock loads, Probability, Discrete fracture network
T07: Geological risks and natural hazardsLianjin TAO, Zhigang WANG, Zhibo JIABeijing University of Technology, People's Republic of ChinaFailure mechanism of the utility tunnel with flexible joints under reverse fault dislocation1371 The earthquake-damaged investigation found that tunnel structures crossed the active fault zone, and its affected area suffered the most severe damage. Through model tests and numerical simulations, the paper reveals the failure mechanism of the utility tunnel structure with flexible joints across the active fault zone. The results show that the damage range of the utility tunnel structure with flexible joints in the hanging wall is significantly larger than that of the footwall. The damage range is 2.5D and 1.25D, respectively. The utility tunnel structure is prone to stress concentration and damage in the corner area. The damage degree of the lining structure is classified according to the tensile damage factors, namely, no damage, slight damage, moderate damage, and severe damage. Combining the large deformation of flexible joints can effectively improve the design of tunnel structures across the fault zones and improve the seismic performance of tunnel structures. | Reverse fault; Utility tunnel; Flexible joint; Model test; Numercial simulation; mechanical response
T03: Deep geothermal energyShuai FENG (1), Weiren LIN (1), Susumu SHIBUTANI (2), Terasu SANO (3), Nana KAMIYA (4)1: Graduate School of Engineering, Kyoto University; 2: Chi-ken Sogo Consultants Co., Ltd; 3: Daigas Gas and Power Solution Co., Ltd; 4: Doshisha UniversityCorrelations between thermal properties and elastic wave velocities of volcanic rocks1372 Thermal properties such as thermal conductivity are necessary to understand the subsurface thermal structure. It remains difficult to obtain such thermal properties without laboratory measurement on rock core samples, while such core samples are usually difficult to obtain especially at great depths. This research seeks to derive an empirical equation between thermal properties and elastic wave velocities by analysing laboratory measurement data on volcanic rock core samples. Measurements of thermal properties and elastic wave velocity have been conducted on volcanic rock core samples collected from Aso volcanic region, Japan. And correlations between measured physical properties have been discussed. Both thermal conductivity and P-wave velocity were found to decrease with increasing porosity. And thermal conductivity presented a tendency to increase as P-wave velocity increased, while an acceptable empirical equation failed to be obtained which indicated the need for further research. | Thermal properties, elastic wave velocity, volcanic rocks, Aso volcanic area
T17: Rock slope engineeringJavier GONZÁLEZ-GALLEGO, José ESTAIRE, María SANTANACEDEX, SpainUse of representative values of geometrical properties of discontinuities in rock slope verifications according to EC71375 This work aims to obtain representative values for the geometrical properties of families of discontinuities, within the criteria set out in the final draft of Eurocode 7 (EC7), by a conservative estimation of the mean value and not as a purely average value, as it is done for the rest of the geotechnical properties. This paper describes how to use the EC7 methodology to obtain representative values for the geometrical properties of discontinuities. Moreover, an example is included to compare the safety factor of a wedge using this EC7 methodology and the derived from normal practice. This example deals with a typical issue where the data collection is done manually and the number of values is small. With the results obtained, some questions arise as to what should be the correct way to obtain a representative value for the case of wedges in rock. | Geometrical properties, Eurocode, rock slope stability
T07: Geological risks and natural hazardsOlivier BUZZI, Davide GUCCIONEPriority Research Centre for Geotechnical Science and Engineering, The University of Newcastle, AustraliaEffect of shape on the survival probability of rock replicas during free fall tests1378 Fragmentation of rocks upon impact is a complex phenomenon that is not well understood. The first question to answer to adequately model fragmentation is whether a falling block is likely to fragment at impact or not. This question can be answered if the survival probability of the rock is known, but this is not trivial as no model or method exists to predict the survival probability of natural rocks. The authors have recently developed a model that can predict the survival probability of brittle rocks under collinear impact, following a preliminary breakthrough for brittle spheres. One complexity associated with irregularly shaped rocks is the possibility of non-collinear or eccentric impacts. The objective of this study is to conduct drop tests on irregularly shaped rocks and highlight the significance of collinear and eccentric impacts on the survival probability in drop tests. | Rockfall, Fragmentation, Shape, Survival Probability, Collinear, Eccentric
T05: Digitalization & AutomatisationMyung-Kyu SONG (1), Hyun-Koo LEE (1,2), Jae-Kyum LEE (1), Sean Seungwon LEE (1)1: Hanyang University, Republic of Korea (South Korea); 2: AICONT, Republich of Korea (South Korea)Identification of the optimal time series machine learning algorithm for the prediction of the ground subsidence with TBM machine data1380 Controlling ground settlement during tunnel excavation in urban areas is a challenging task for contractors even with tight and comprehensive monitoring. In this study, utilizing the settlement monitoring and the sensor data collected during TBM drive, penetration and settlement prediction models are built. We postulated that TBM machine sensors may capture both actions of the machine and the reactions of the ground. Hence the prediction of settlement can be made if an appropriate algorithm is applied. There are a few sequential algorithms such as vanilla LSTM, LSTM with attention, Transformer, and Informer. This paper attempts to identify the optimal algorithm for training sensor data with a sub-workstation equipped in TBM. By comparing the performances of the algorithms, the DALSTM is identified as optimal algorithm for TBM machine data. Furthermore, subsequent analyses are carried out to develop a settlement prediction model, which demonstrates exceptional performance, marking a promising step towards deployment of the proposed method. | TBM, Subsidence Prediction, Machine Learning, Time Series, Sensor Data
T15: Rock and rock mass propertiesMauro MUÑIZ-MENÉNDEZ (1), Ignacio PÉREZ-REY (2)1: CEDEX, Madrid, Spain; 2: University of Vigo, Vigo, SpainInfluence of the specimen slenderness on the direct tensile strength of rocks1384 Some rock engineering design operations are mainly controlled by the tensile strength and deformability of the rock (i.e., critical span of excavations or hydraulic fracturing). The ISRM Commission on Testing Methods and the ASTM procedures recommend the use of cylindrical rock specimens, with height-to-diameter (H/D) ratio of 2.5 to 3.0 for direct tensile strength (DTS) determination, in a similar way as per UCS testing. Nevertheless, it is unclear how this ratio may affect the tensile strength of a rock when directly determined. In the present work, the authors performed some series of numerical simulations with a 3D distinct element code (3DEC), replicating DTS tests carried out on specimens presenting five H/D ratios (0.5, 1, 1.5, 2, 2.5, and 3). The study is complemented with laboratory DTS tests in granite. The results herein presented indicate that H/D ratios greater than one have almost negligible influence on DTS. | direct tensile strength, slenderness, suggested method, 3DEC
T12: New developments in rock supportMathias LAURAEUS (1,3), Mikael RINNE (1), Antti LAUKKANEN (2)1: Department of Civil Engineering, Aalto University, Espoo, Finland; 2: Betulium Ltd, Espoo, Finland; 3: Sweco Finland Ltd, Helsinki, FinlandMicrofibrillated cellulose as additive for wet-mix shotcrete1386 Shotcrete is a widely used rock reinforcement method that significantly impacts the carbon footprint of underground construction and mining. The sustainability of shotcrete can be improved by, e.g., replacing a portion of cement in the mix with low-carbon materials or minimizing shotcrete rebound by increasing the plastic yield stress of fresh shotcrete. A microfibrillated cellulose (MFC) has recently drawn interest from the shotcrete industry due to its potential for improving the sustainability and cost-efficiency of shotcrete. The MFC is low-carbon footprint material that has rheology-modifying effects on aqueous systems, such as shear thinning behavior and high zero-shear viscosity. In this study, a preliminary investigation of the benefits of MFC in shotcrete application was done through a series of laboratory tests. Results indicate that the MFC improves the immediate stiffness of accelerated shotcrete, and other essential performance factors are not significantly affected. | Microfibrillated cellulose, shotcrete, additives, carbon footprint, rebound
T12: New developments in rock supportFei ZHAO, Zhenming SHI, Songbo YUDepartment of Geotechnical Engineering, College of Civil Engineering, Tongji University, Shanghai, People's Republic of ChinaResearch on application of new combined support structures in reinforcing rocky slopes containing weak interlayers1388 Anti-sliding piles have good reinforcement effect in slope under earthquake. In this study, new combined piles are proposed, and models of bedding rocky slopes with different weak interlayers are established. The force characteristics, reinforcement mechanism and effect of the combined piles are analyzed. The main findings are as follows: the different mechanical mechanisms of the slope reinforced by the flexible and rigid combination of piles result in different deformation patterns; through the pre-stress of the horizontal connection structure, the h-shaped flexible structure connecting the double-row piles can reasonably distribute the squeezing pressure and shear force on the piles to realize the synergistic seismic resistance of the piles, and its reinforcement effect is better than other piles. Based on the above findings, the study of combined piles for reinforcing rocky slopes has important engineering significance. | Rocky slope with weak interlayers, New combined anti-slide piles, Reinforcement mechanisms and effects, Earthquake
T09: Long term behaviour of underground structuresKimihiro HASHIBA, Katsunori FUKUIThe University of Tokyo, Tokyo, JapanEffects of water on the time dependent properties of rock1390 For the long-term stability assessment of underground structures, it is essential to understand the effects of water on the time dependent properties of rock, such as loading-rate dependence, creep, and relaxation. In this study, the relation between the loading-rate dependence of strength and the stress dependence of creep lifetime in dry and wet conditions was examined on the basis of the previous experimental results of a tuff. It was found that the results of strength and short-term creep tests in dry and wet conditions are consistently explained with the rate process theory, which indicates that creep lifetime can be estimated from the loading-rate dependence of strength in a dry or wet condition. Using these theoretical and experimental findings, the creep lifetime in the ongoing 25-year creep test was predicted. | rock, strength, loading-rate dependence, creep, water
T13: Numerical methods in rock engineeringGerold LENZiC consulenten ZT GesmbH, AustriaExcavation stability of deep tunnels in water-bearing fault zones1393 Groundwater is one major reason for tunnel collapses throughout history. Tectonic fault zones, characterized by heterogeneous rock mass composition and low strength, are particularly prone to such events. The article describes the groundwater conditions in heterogeneous ground at high overburden, revealing that high hydraulic gradients may develop close to the face in such situations. Numerical analyses with full hydraulic-mechanical coupling indicate a poorly confined region, subject to seepage forces, forming ahead of the face when approaching a fault zone. The governing hydraulic failure mechanisms for excavation stability can be distinguished into seepage-force driven mechanical failures (so called plug failure and cracking) and erosion processes. For the former, the article describes a novel solution to assess tunnel face stability subject to seepage forces, based on the method of slices applied to a hemispherical failure body. | flowing ground, groundwater, seepage, fault zone, deep tunnel, face stability
T07: Geological risks and natural hazardsAbhijeet SINGH, Deepanshu SHIROLEIndian Institute of Technology, Delhi, IndiaExperimental simulation of mass flow characteristics for evaluation of the role of flow-bed roughness1399 One of the significant geohazards associated with rock slopes is the avalanche. The mechanisms associated with such events are commonly studied under controlled settings of a laboratory scale analog as typical field conditions are inherently complex and uncertain. Accordingly, in this study, experiments on a novel laboratory-scale avalanche simulating system were performed to examine the flow and deposit characteristics of dry granular silica sand with the help of high-speed camera. The model consists of a fully regulated rigid flow-bed (0.6 m), on which the tests were performed at 36o, 42o and 47o angles of inclination, with frictionless (mica) and rough (P120 sandpaper) surfaces. The results showed that: (i) runout and deposit length on a smooth bed were greater than those on a rough surface, (ii) the height and width of deposit were greater on rough surfaces, and (iii) deposit width was not significantly affected by changes in the inclination angle. | Avalanche, bed friction, dry granular flow, granular mass deposit characteristics
T06: Geological investigation and characterizationHolger JUD (1), Dieter TRONICH (1), Gerd SIEBENBORN (2)1: Smoltczyk & Partner, Germany; 2: Wasserstraßen- und Schifffahrtsamt Elbe-NordseeStructural and Geotechnical Investigations for the Remediation of Jetties and Seawalls on Heligoland1401 Heligoland is a German offshore island located about 50 km from the German coastline in the North Sea. Storm surges, especially in 1954, caused massive destruction and damage to the jetties and seawalls. Moreover, the "Big Bang" blast in 1947 as well as wartime bombardments lead to extensive rock fracturing. Due to these impacts the jetties and seawalls displayed serious structural deficiencies, such as differential settlements and potential instabilities. Against this background, a site investigation was carried out for the geotechnical design of the remedial measures. Special drilling rigs were used, equipped with an interchangeable drill head for both sonic and wireline drilling methods while incorporating an automatic drilling data acquisition system. This allowed high quality structural and rock cores and samples to be obtained in accordance with sampling and testing standards. | Investigation, Sonic drilling, automatic drilling data acquisition, geological modelling
T15: Rock and rock mass propertiesKiyotoshi SAKAGUCHI, Yuta SHIROSAWATohoku University, JapanSize effect and correlation with hardness of the microscopic fracture toughness of the minerals of granite1402 Microscopic fracture toughness (MFT) tests on the minerals composing the Inada granite (quartz, K-feldspar, plagioclase, biotite) were conducted to elucidate the fracture phenomenon of rock. MFT tests were conducted with three cantilevered specimens of micrometer size. The MFT of mineral was in the order of quartz, plagioclase, K-feldspar, and biotite from the largest value. Those MFT were lesser than the macroscopic fracture toughness of the Inada granite evaluated by the SCB test. In addition, the mineral grain boundary MFT was smaller than the mineral MFT. We found no significant scale dependence for the MFT itself. It was suggested that macroscopic fracture toughness of Inada granite may be controlled by quartz, which has a large composition ratio and large MFT. Furthermore, it was clarified that the MFT of each mineral has a positive correlation with the Vickers hardness, which are indicators of the hardness of the minerals. | Microscopic fracture toughness, Mineral grain, Mineral grain boundary, Size effect, Hardness
T15: Rock and rock mass propertiesBunyuu HASEGAWA (2), Sota HIGASHI (1), Atsushi SAINOKI (1)1: Kumamoto University, Japan; 2: Tokyo University, JapanElucidation of microscopic stress state within surface asperities of a rock joint1404 Field observations suggest that the occurrence of fault-slip related seismicity in deep underground be affected by the non-linear and/or time-dependent behaviour of discontinuity surface asperities. The present study aims at investigating the strain and stress distribution of discontinuity surface asperities on a micro scale by conducting a uniaxial test in a micro-focused X-ray CT, analyzing the CT images with the digital image correlation method, and reproducing the experiment with numerical simulation in the framework of the discrete element method. The experimental result obviously shows strain concentration within asperities on the discontinuity, which is approximately 10 times as large as that in the matrix. Surprisingly, the numerical simulation shows an asperity to matrix strain ratio similar to the experiment, although the absolute value is different. It was then concluded that the difference is attributed to time-dependent and/or brittle failure behaviour of the highly stressed asperity. | Discontinuity asperity, DIC, micro-focused X-ray CT, DEM simulation
T08: Hydropower projects and damsRupert STEIGER (1), Peter WETZLINGER (2)1: TIWAG, Austria; 2: Swietelsky, AustriaHEPP cavern Kühtai, excavation design and construction experience1405 The Pumped Storage Scheme Kühtai 2 located between the existing reservoir Finstertal and the currently under construction reservoir Kühtai is part of the expansion of the existing hydro power plant group Sellrain-Silz. The new power station is housed in a cavern at an altitude of 2000 meters above sea level near the village of Kühtai in Sellraintal. The cavern is located within a gneiss formation (biotite-plagioclase gneiss), which is layered in bands and tectonically faulted. As the design progressed, a number of variants were investigated, including the simulation of different geological conditions, the variation of distance between the individual caverns (double cavern solution with machine cavern and separate transformer cavern), the arrangement of tunnels surrounding the caverns and the complex construction process, until a solution was developed. The paper provides an overview to the excavation design process as well as to the geotechnical design analyses, which were adopted, and the experience gained during the excavation of the caverns. | Cavern excavation design, construction experience
T06: Geological investigation and characterizationNana KAMIYA, Weiren LINKyoto University, JapanOne-dimensional consolidation properties of sedimentary soft rocks from the Boso Peninsula, central Japan using a constant strain-rate loading system1407 Consolidation property is an indicator of load bearing capacity of foundation and also reflects the process of geological evolution. In general, consolidation test has been performed for soil materials in geotechnical area, however we tried to conduct consolidation test using Mio–Pleistocene sedimentary rocks taken from a forearc basin located at a subduction zone. Consolidation yield stress almost increased as porosity decreases, however consolidation yield stress has variation in same porosity and it was increased with depth of sampling point, that indicates the consolidation line of this setting and the consolidation yield stress would record the maximum burial depth of the basin. SEM images show the consolidation fabric which has layer structure and high-resolution X-ray CT images show a deformation during the consolidation test. | Sedimentary soft rock, consolidation test, consolidation yield stress, X-ray CT image
T04: Deep mining and tunnellingTatsuya YOKOYAMA (1), Akira MITO (2)1: Fukada Geological Institute, Tokyo, Japan; 2: Shimizu corporation, Tokyo, JapanEvaluation of rock stresses measured in a long water tunnel at deep depth1408 Three different methods were used to measure stress in a deep tunnel under excavation, and the obtained values were compared. At two locations at a depth around 200m, the stress relief method (CCBO) and the hydraulic fracturing method (HF) were used. The stress states measured at these points have large horizontal stress components, and the maximum principal stresses were greater than the overburden stress. The stress states measured by CCBO and HF agreed well with each other. At a depth of location of 1,130m, CCBO and the Borehole Wall Strain method (BWS) were used. Assuming that the tunnel itself is a large borehole, stress measurements by BWS were obtained by gluing strain gauges directly to the tunnel wall and releasing stress only in that part. This BWS is a very unique and challenging method. Interestingly, the stress states measured by two different methods were in good agreement with each other. | Rock stress. Stress relief method (CCBO). Hydraulic fracturing method (HF). Borehole wall strain method (BWS)
T13: Numerical methods in rock engineeringBikash CHAUDHARY (1), Krishna Kanta PANTHI (1), Nghia Quoc TRINH (2)1: NTNU, Norway; 2: SINTEF, NorwayAssessment on the in-situ rock stress condition along an unlined pressure tunnel/shaft of a Norwegian Hydropower Project using numerical modeling1411 Confinement is a pre-requisite in the “Norwegian state-of-art design principles” for unlined pressure tunnels/shafts where the minimum principal stress must exceed internal water pressure. Reliable estimation of in-situ stress state is crucial in implementing unlined pressure tunnels/shafts so that hydraulic jacking/fracturing in the rock mass is avoided. The Norwegian thumb rule may not offer a complete solution in all unlined pressure tunnels/shafts since these are based on the 2D geometry of terrain and thus do not fully represent the in-situ stress environment in 3D. This article evaluates the minimum principal stress state of the unlined headrace system of Bjørnstokk powerplant using 3D numerical modeling. The 3D model is developed with the integration of geological, topographic, and geotectonic features. The model is calibrated using measured in-situ stress data of fixed locations along the waterway system. Discussions are made on how in-situ rock stress differs upon changes in topography and geological setting. | Unlined Pressure Tunnels, Minimum Principal Stress, In-situ Stress, Shear Planes, Numerical Modeling
T15: Rock and rock mass propertiesLeona VAVRO (1), Martin VAVRO (1), Minami KATAOKA (2)1: The Czech Academy of Sciences, Institute of Geonics; 2: The University of Tokyo, Department of Systems InnovationDetermination of an empirical relations between mode I fracture toughness using CB and SCB specimens and Brazilian tensile strength of rocks1412 Fracture toughness (FT) expresses material resistance to crack propagation leading to its final macroscopic failure. Approximatelly 20 different laboratory methods are currently used for a mode I and mixed mode I/II FT rock testing. However, it is a well-known fact that, for the same rock, the mode I FT value varies when different specimen types are utilized. Moreover, the preparation of specimens for FT testing may be associated with difficulties in obtaining required notch dimensions. From this point of view, Brazilian tensile strength (BTS) represents an easily and quickly detectable parameter that can be applied for prediction of the mode I FT. In this contribution, the results of investigations of mutual empirical relationships between FT determined using CB and SCB tests, as well as among FT values obtained via these testing methods and BTS are presented. A total of 14 different rock types, mostly sandstones, were used for this research. | rock, mode I fracture toughness, CB specimen, SCB specimen, Brazilian tensile strength
T13: Numerical methods in rock engineeringSaurav KARN (1), Ian PORTER (2), Shivakumar KAREKAL (2)1: BHP, Australia; 2: University of Wollongong, AustraliaNumerical investigation of the behaviour of underground strata reinforced with polymer liner, steel mesh and bolts subjected to buckling failure1413 In this work, numerical models are developed to compare the support characteristics of a glass reinforced polymeric liner and steel mesh in supporting coal mine roof strata subject to buckling failure. The numerical models consisted of four plaster slabs bolted together and loaded under compression to mimic roof strata having rock bolts in a highly stressed mine roadway. The liner supported model showed greater stiffness and peak strength than the steel mesh model and were in good agreement with the experimental results. The bolts only and the steel mesh supported models were found to fail in tension with cracks originating near the centre of the outer slab and propagating inwards. However, as a result of strong bonding of the liner, no tensile cracks formed in the outer plaster slab and the liner supported model failed under shear alongside the interface of the liner. | Thin spray-on liners, Fibre-reinforced polymers, Steel mesh, Numerical modelling, Buckling strata
T08: Hydropower projects and damsTek Bahadur KATUWAL (1,2), Krishna Kanta PANTHI (1), Chhatra Bahadur BASNET (2)1: Norwegian University of Science and Technology, Trondheim, Norway; 2: Tribhuvan University, IOE, Pashchimanchal Campus, Pokhara, NepalChallenges associated with the construction of vertical and inclined shafts in the Himalayan Region1414 In the Nepal Himalayas, hydropower projects having an installed capacity of over 10 MW usually consist of underground waterways. Most of these underground waterways consist of vertical or inclined pressure shafts, which are part of the headrace system of a hydropower project. Excavation of these shafts requires special techniques, and the performance is dependent on the quality of rock mass. Therefore, the selection of an efficient construction method for shaft excavation is most challenging work. This manuscript evaluates the challenges associated with the construction of shafts for three hydropower projects in the Nepal Himalayas. The achieved construction progress of each method is compared with actual geological conditions. It is concluded that the major challenges associated with the excavation of pressure shafts through the Himalayan rock mass conditions are frequent overbreak, water inflow, debris flow, difficulties in surveying and control of shaft alignment, ventilation, poor visibility, and pilot hole deviation. | Vertical/inclined Shafts, Construction methods, Himalayan rock mass, Overbreak
T04: Deep mining and tunnellingSevda DEHKHODA (1), David BECK (1), Vladislav LEVKOVITCH (2)1: Beck Engineering, Australia; 2: Beck Engineering, GermanyNumerically simulated Rate of Energy Release and its correlation with measured seismic potency1416 As mines are getting deeper, mining induced seismicity becomes a major hazard threatening the health, safety, and security of operations. In today’s mines, seismicity is well measured and documented. However, the ability to foresee events lags behind. This paper will discuss the correlation between numerically simulated Rate of Energy Release (RER) and measured seismic potency in the real rock mass. RER is defined as the rate of elastic strain energy emitted into the surrounding rock as a result of abrupt fracture or deformation. RER has proven to be a good candidate for probabilistic forecasting of seismic potential (the capacity to develop seismogenic activity) in the rock mass. In the following sections, we will describe a computational framework for simulating RER and subsequent analyses for evaluating the likelihood of mining induced seismic events. We will present example results from mines where model predictions matched measured seismicity. | Mining induced seismicity, rate of energy release, RER, hazard management, seismicity forecast
T07: Geological risks and natural hazardsKosuke KAWATA (1), Minaho FUKUSHIMA (1), Akira MATSUOKA (1), Atsushi KUSAKA (2), Nobuharu ISAGO (1)1: Tokyo Metropolitan University, Japan; 2: Public Works Research Institute, JapanCharacteristics of reinforcement for earthquake resistance in mountain tunnel1419 In Japan, some mountain tunnels are damaged by earthquakes and relative large-scale deformations such as the collapse of permanent lining and the deformation of supports have occurred. Although the earthquake resistant countermeasures for tunnels has been examined recently, some countermeasures for existing tunnels are performed on the result of tunnel inspection rather than the need against earthquake resistance. To clarify the effects and the mechanical behavior of countermeasures, the model experiment was conducted assuming the structure of actual road tunnels. The collapse mechanism was compared among the cases when various kinds of reinforcement to tunnel were performed, such as rockbolts, fiber sheet and rebar. Results showed that the improvement of load-bearing capacity of the tunnel was limited, however the prevention of falling concrete blocks from structure could be expected. | mountain tunnel, earthquake, seismic measures, rehabilitation measures, experiment
T07: Geological risks and natural hazardsBenjamin COUGHLAN (1), Christian SAMPALEANU (2), Glyn WILLIAMS-JONES (1), Doug STEAD (1)1: Simon Fraser University, Canada; 2: Klohn Crippen BergerRockfall instability on high granitic domes: Stawamus Chief, B.C., Canada1423 The rock slope stability of high granitic-granodiorite domes has become of increasing concern over recent decades. As tourism increases in popularity the risk posed by rockfall from these domes has also increased. Using the 417 m high Stawamus Chief, in Squamish, BC, Canada as a case study, we describe the use of multi-sensor remote sensing in understanding the failure mechanisms and the factors controlling instability. The Grand Wall and the North Wall of Stawamus Chief experienced significant rockfalls in 2021. Remote sensing using LiDAR and thermal imaging has added to our understanding of rockfall at Stawamus Chief. The application of these methods is discussed through detailed characterization of the rock slopes. Evidence shows that potential causal failure processes include root jacking, freeze-thaw effects, heavy precipitation, and expansion of joints due to extreme heat. | Geohazards, Remote Sensing, Slope Stability, Rock Mechanics, Rockfall
T06: Geological investigation and characterizationEdward Alan BUTTONARUP Pft. Ltd., AustraliaAssessing Intact Rock Properties for the Salang Highway Tunnel Upgrade Route Selection Study1426 The current 2700m long Salang Tunnel at the time of completion was the highest road tunnel at 3400 m providing all-weather connectivity from northern Afghanistan to the southern regions and the capital Kabul. The Salang Corridor is a crucial link within the Central Asian Regional Economic Cooperation Program’s transportation network. The intact rock test results presented within this contribution are associated with work to identify and optimizing the central tunnel alignment to reduce the maximum elevation and optimize the road alignment. Eight boreholes were drilled between 150m and 220m depth to investigate the ground conditions and rock properties for three previously identified tunnel alignments, due to very poor ground conditions a 9th borehole was terminated at 42m depth. The results demonstrate that with appropriate sample selection and testing methods and procedures reliable and consistent data can be acquired to characterize and assess rock properties and associated tunnel hazards. | Rock testing, Brittle failure, Granite, Alpine Tunnelling
T05: Digitalization & AutomatisationWolfgang DOLSAK (1), Mislav MIKULEC (2)1: DSI Underground Austria GmbH, Austria; 2: RHI Magnesita GmbH, AustriaDevelopment and implementation of a sensor-supported rock bolt system for underground monitoring1427 Alongside with digitalization in underground mining and tunnel construction, user-friendly acquisition and processing of data is of paramount importance, considering the particularities of the working environment. Various conventional data measurement systems are currently in use for different applications; however, their scope is somehow isolated and not applied for a large-scale basis monitoring of default ground support systems such as rock bolts. For underground applications, system sourcing, and installation of special monitoring bolts is cost intensive and impracticable for a large-scale application. A low-cost intelligent rock bolt assembly concept was developed during the EU-funded illuMINEation project, part of the horizon 2020 research and innovation program. This low-cost intelligent rock bolt assembly allows an easy application with already installed rock bolts, or in combination with rock bolts featuring an integrated tendon sensor. The principal idea is to provide real-time recordings and visualization of geotechnical and environmental measurands on a large-scale collective basis. | ground support, rock bolt, monitoring, tendon sensor, illuMINEation
T02: Comparison of international tunnelling contractsDavide MERLINI (1), Daniele STOCKER (1), Matteo FALANESCA (1), Matthias NEUENSCHWANDER (2)1: Pini Group SA, Switzerland; 2: Neuenschwander Consulting Engineers, SwitzerlandCase Histories of contractual management of geological risks1428 The geo-uncertainty of underground projects most often leads to differences between foreseen and encountered geo-conditions. Dealing with this uncertainty is a major challenge as it often raises claims and complex contractual problems mostly related to the construction programme. Over the last years, contract management tools have been developed in order to manage this risk. One of the key aspects for the successful delivery is the elaboration of a mechanism to adjust the time for completion. The clear allocation of duties and risks between the Employer and the Contractor, together with its proper integration in the contractual frame-work, play a crucial role. This paper presents cases of implementation of such a contractual mechanism in several Countries, standard forms and excavation methods together with the comparison with the FIDIC standard. | Risk management, Forms of contract, Schedule of Baselines, FIDIC Standard
T15: Rock and rock mass propertiesNazlı TUNAR ÖZCAN (1), Elif AVŞAR (2)1: Hacettepe University; 2: Konya Technical UniversityA Study on Dynamic Shear Properties of Bimrock1429 Dynamic shear strength of rocks is of critical importance for rock mechanics and rock engineering applications. In this study, dynamic direct shear tests were carried out to investigate the dynamic shear strength of welded weak bimrocks and to determine the effect of volumetric block proportion (VBP) on dynamic shear behavior. For this purpose, artificial model bimrock specimens with different VBP were constituted, due to challenges in extracting undisturbed natural specimens. According to the results, most of the model specimens show strain hardening behavior after the dynamic shear failure occurs. The dynamic shear strength of specimens increases with the increase in the VBP values. In addition, the VBP of the shear failure surfaces at the end of the tests are obtained through digital image processing analyses. It is concluded that the VBP values of failure surfaces have an effect on the shear strength parameters as well as the overall VBP. | Bimrock, Dynamic Shear Strength, Dynamic Shear Test, Volumetric Block Proportion
T04: Deep mining and tunnellingDavide MERLINI (1), Matteo FALANESCA (1), Gianluca BELLA (1), Antonio SPAZIANI (2), Antonio VOZA (2)1: Pini Group SA, Switzerland; 2: BBT-SE, Bolzano, ItalyNumerical modelling and tunneling experience of the Emergency Stop in Trens, Lots Mules 2-3 (Italy) - Brenner Base Tunnel1430 The present paper focuses on the design and the construction experience related to Emergency Stop in Trens as a part of the Brenner Base Tunnel (BBT). This underground work consists in a 470 m long central tunnel excavated by conventional tunnelling connected through cross-passages every 90 m to the main tunnels excavated by TBMs-shield. The main design issues and construction challenges are represented by the complex interaction between underground structures located at two different elevations in combination with the high overburden about 1100 m and medium-low strength rock mass composed mainly of schists. The design involved 2D and 3D numerical analyses and also included swelling and creep. A comparison between the forecast geology and the cross-check will be analyzed also considering the data from the in-depth monitoring system. The comparison between Design and As-Built in terms of installed rock-supports, timing and costs will be examined in detail. | TBM and conventional tunneling, deep and long tunnel, BBT, numerical analysis
T13: Numerical methods in rock engineeringDavide MERLINI (1), Matteo FALANESCA (1), Filippo GIANELLI (1), Gianluca BELLA (1), Roberto SCHÜRCH (1), Anastasia LOPEZ- HERNANDEZ (2)1: Pini Group SA, Switzerland; 2: CERN, SwitzerlandCERN (HL-LHC): challenges and tunneling experience for the design of new underground structures at Point 51431 This paper deals with the main challenges and design issues raised for the construction of new underground structures at Point 5 close to the largest underground particle accelerator in the world (Large Hadron Collider). The High-Luminosity LHC is a new project aimed to upgrade the accelerator at Point 1 (ATLAS, Switzerland) and Point 5 (CMS, France), by increasing the number of atomic collisions. The new project requires an additional shaft, a cavern, galleries, vertical linkage cores and technical buildings at the surface. To predict the complex response of the heterogeneous rock mass and evaluate the impact of the excavation phases on the nearby existing structures, 2D and 3D finite element and finite difference models were realized, allowing to design both the rock-supports and the concrete inner lining for all the structures. The observational method was applied during the construction phase to verify the hypothesis used in the numerical calculations. | Numerical analysis, Rocks mechanics, Underground works, Observational method
T01: Challenging rock engineering projectsAnton KALTENBÖCK, Martin PURUCKER, Bernhard STACHERLGeoconsult ZT GmbH, Puch bei Hallein, AustriaThe Blue Line Jerusalem LRT Underground Section – Public Transport in a challenging Project environment1434 The 2 km long Blue Line Underground Section is part of a 20 km long LRT line currently being developed as part of the Jerusalem Mass Transit Master Plan. The Underground Section of the Blue Line is characterized by narrow streets, limited right of way, steep gradients, small alignment radii turns and crossings with other LRT lines. The geological conditions feature different formations of limestone and dolomite. Karst is a known frequent phenomenon in the Jerusalem region which must be considered in the design and construction process. This publication describes the key criteria to be addressed in the design, such as the overall design approach for the large span station tunnels, geological risks especially in relation to karst, the impact on existing buildings and the insertion of the underground stations in a highly sensitive urban environment with very limited available space. | Tunneling, Underground, Karst, NATM, Monitoring
T04: Deep mining and tunnellingLinard CANTIENI (1), Alexandros N. NORDAS (2), Dennis MOROSOLI (2), Georg ANAGNOSTOU (2)1: National Cooperative for the Disposal of Radioactive Waste (Nagra), Wettingen, Switzerland; 2: ETH Zurich, Zurich, SwitzerlandOn the short-term response of Opalinus Clay to tunnelling1436 Opalinus Clay is the host rock for the Swiss deep radioactive waste repository. Effective stress analyses have been performed for a first assessment of hazards related to the short-term ground response to the excavation of the repository drifts and caverns. The analyses were performed assuming that the rock either remains saturated or completely desaturates under the negative pore pressures developing short-term around the tunnels due to cavity unloading. The results show that the risk of shield jamming during construction of the repository drifts can be mitigated by providing an over-cut in the range of just a few centimetres. Yielding support is planned for the construction of repository caverns in order to accommodate deformations and reduce rock pressure. An over-excavation of one to two decimetres, in combination with adequate structural detailing, must be planned to accommodate the short-term convergences. | radioactive waste repositories, Opalinus Clay, brittle softening, squeezing ground, short-term, negative pore pressure cut-off
T01: Challenging rock engineering projectsGerhard GOBIET, Gernot NIPITSCH, Oliver Kai WAGNERÖBB Infrastruktur AG, AustriaSemmering Base Tunnel (SBT) - current state of the project1440 The Semmering Base Tunnel (SBT) is about 27.3 km long and driven from the portal at Gloggnitz and three intermediate construction accesses in Göstritz, Fröschnitzgraben and Grautschenhof. The main components of the tunnel system are two single-track tunnels, cross passages at a maximum distance of 500 m and an emergency station in the middle tunnel section, with two ventilation shafts with a depth of approx. 400 m in case of an incident. For reasons concerning organization, timetable and topography, the tunnel is divided into four construction contracts. Construction work of the tunnels started in 2014. By autumn 2023 98% of the tunnel excavation is completed. In the landfill site in Longsgraben, where most of the excavated material is deposited, recultivation started. The presentation highlights the current state of the project, present achievements, and an outlook to further works. | Semmering Base Tunnel, general scope, state of project, tunnelling
T06: Geological investigation and characterizationIrmina PÖSCHL (1), Walter FREI (2)1: iC consulenten ZT GmbH, Austria; 2: GeoExpert AG, SwitzerlandThe use of dynamic moduli logging in large-scale geotechnical modelling1441 The dynamic elasticity rock mass modulus was used as reference parameter for developing large-scale geotechnical models. Modulus values were derived from p- & s-wave seismic refraction surveys. Hybrid seismic surveying, an increasingly applied combination of refraction and reflection seismic testing, proved being a particularly helpful tool for delivering the data necessary for a comprehensive interpretation of modulus distribution. Seismic surveying provides large amounts of spatially continuous data coverage at relatively small cost and time effort. Due to the non-intrusive nature of probing, the recorded data type reflects in-situ conditions, not corrupted by invasive procedures. Adequately processed, the data can be directly transferred into digital models for visualization, evaluation and interpretation. The experiences made from survey programs with different investigation methods and targets opened new perspectives for rock mass characterization, but also disclosed limitations to be considered for a successful application. | Elasticity modulus, hybrid seismic surveying, seismic refraction tomography, reflection seismic surveying, 3D modelling
T10: MonitoringSepidehalsadat HENDI, Erik EBERHARDT, Mostafa GORJIANUniversity of British Columbia, CanadaDevelopment of a non-destructive stress measurement method using distributed fiber optic sensing and geophysical techniques1445 In-situ stress is a critical boundary condition that dictates many important rock engineering design decisions such as the orientation, dimensioning and support design of underground excavations for mining and civil infrastructure to ensure stability and safety, as well as the optimal orientation of horizontal boreholes for energy development projects (geothermal, unconventional gas). However, it is also one of the most difficult parameters to measure reliably, resulting in significant uncertainty and risk to these projects. This has seen the development of numerous stress measurement techniques, each with its limitations and reliability issues. Presented here are the first steps in the conceptualization and workflow for a non-destructive stress measurement technique using distributed fiber optic sensing and geophysical techniques that overcomes several key challenges and limitations, while adding value through increased measurement resolution and reliability. Numerical workflow results are presented that compare favorably with values based on experimental results. | In-situ stress, distributed sensing, fiber optics, stress measurement, borehole geophysics
T15: Rock and rock mass propertiesChangshuo WANG, Shigui DU, Weiming LIU, Rui YONG, Zhanyou LUOInstitute of Rock Mechanics, Ningbo University, Ningbo, Zhejiang, ChinaInvestigation on the influence of non-stationary trend on the shear strength of rock joints1449 The non-stationary trend of rock joints significantly affects the shear strength of rock joints. Taking the least square fitting plane of a rock joint as a reference plane, two trend direction parameters α and β of the rock joint are proposed to characterize the non-stationary trend of rock joints quantitatively. α is the inclination angle of the rock joint along the shearing direction, and β is the deflection angle of the rock joint perpendicular to the shearing direction. Based on the trend direction parameters, the external normal and tangential stresses are decomposed into the normal and tangential stresses on the reference plane. Consequently, a rock joint shear strength model is established. Next, samples of different sizes are obtained from a large rock joint. Based on the established shear strength model, the shear strengths of the rock joint samples in different sizes under the influence of non-stationary trends are statistically analyzed. | Rock mechanics, rock joint, roughness, shear strength, non-stationary trend
T09: Long term behaviour of underground structuresWen-Jie SHIU (1), Fu-Yuan HSIAO (1), Cheng-Hsien TSAI (1), Shih-Hui WANG (2)1: Sinotech, Taiwan; 2: Raito Engineering Corp., TaiwanCreep induced tunnel collapse during construction – a case study of a mountain railway tunnel in Taiwan1450 The mountain railway No. 42 Tunnel once collapsed during construction when only the primary shotcrete lining was in place. According to geological analysis and excavation records, the major cause of disaster was presumably due to time-dependent behavior of rock. In order to elucidate the impact of creep-induced displacement during excavation, a simulation-based methodology, i.e. a viscoplastic model combining the two-component power model and the ubiquitous-joint model, is proposed. The time dependent parameters were calibrated using the back analysis from the convergence measurement data. The modelling results have illustrated that the excavation induced displacement can be dissociated into two parts, the instantaneous deformation due to stress relaxation, and the time dependent deformation due to creep. The overall study in terms of current findings has shown that our proposed model is a useful tool for investigating long term stability of tunnels surrounded by creep potential rock material. | viscoplastic model, creep behavior, convergence, tunnel excavation
T16: Underground storage for liquid and gaseous mediaPhilippe VASKOU (1), Nicolas GATELIER (2)1: University of Cergy-Paris, France; 2: Geostock, Rueil-Malmaison, FranceWhat can be the future of underground storages in the context of green energy? - Geomechanical aspects1452 Compressed hydrogen is classically stored in steel overground tanks. Large underground storages of compressed hydrogen are extremely few whereas the challenge today is storing liquified hydrogen at very low temperature (cryogenic). Salt caverns are used for storing compressed hydrogen in gaseous state since the 1970s but suitable salt environments are limited and heterogeneously distributed, worldwide. Thus, storing compressed hydrogen in lined rock caverns (LRC) similar to compressed natural gas (CNG) is now envisaged. Currently there is only one example of LRC for storing CNG in operation and no compressed hydrogen rock cavern has been designed yet at an industrial scale. Regarding geomechanics, the conversion of salt caverns is relatively easy but more difficult for rock caverns, due to the required steel membrane and the quality of the host rock mass. The main design criteria and preliminary geomechanical modelling required for cavern creations and challenges for the conversion are also discussed. | hydrogen, storage, cavern, salt, conversion
T15: Rock and rock mass propertiesAbbas TAHERI (1), Roohollah SHIRANI FARADONBEH (2)1: Queen's University, Canada; 2: Curtin University, AustraliaFailure response of rocks under different cyclic loading histories1453 The post-failure instability of rocks was investigated through an extensive experimental study under four different loading histories, including the monotonic quasi-static loading, single-level systematic cyclic loading (SLSCL), multi-level systematic cyclic loading (MLSCL), and post-peak cyclic loading (PPCL). The lateral strain-controlled and double-criteria damage-controlled testing methodologies were implemented for the experiment. A combined post-peak Class I-II behavior to different extents was detected for soft to strong rocks, while the unstable fracture propagation was more dominant for stronger rocks under monotonic loading. Additionally, rocks exhibited more self-sustaining behavior under MLSCL history with increasing the number of cycles before the failure point. On the other hand, the results of the SLSCL tests revealed that rock brittleness reaches its maximum value by applying systematic cyclic loadings at stress levels close to the monotonic strength. However, the effect of post-peak cyclic loading (PPCL) history on the post-failure response of rocks was negligible. | Post-failure, cyclic loading, damage-controlled, lateral strain-controlled
T07: Geological risks and natural hazardsNathalie CONIL (1), Clara MAGHAMI (2), Marwan ALHEIB (1), Philippe GOMBERT (1)1: Ineris, France; 2: Ecole des MinesImpact of climate change on the collapse of shallow mines – feedback from France1454 For many years, Ineris has been conducting research on the impact of climate change on the stability of abandoned mines. In this context, work has been initiated to reference cases of shallow mine collapses. So far, 480 cases have been identified and described. Preliminary analysis of the information gathered shows that 50% of the cases correspond relate to chalk mines, 32% to limestone mines, and 16% to gypsum mines. Two case studies presented in the paper were also analyzed in more detail. Complexity of the water-rock interaction and the importance of studying more precisely the various parameters impacted and their relationships are highlighted. Therefore, a chalk mine located in Seine-et-Marne (France) was instrumented to monitor the evolution of the structure over time and analyze the different causes of degradation. The objectives are to better understand the behavior of these structures to be able to detect precursor signs to these collapses. | shallow abandoned mines, aging, collapse, climate change, water-rock interaction
T15: Rock and rock mass propertiesYun ZHAO (1), Brijes MISHRA (2), Qingwen SHI (3)1: Department of Mineral Resources, Hubei Xingfa Chemicals Group Co., Ltd, Yichang, China; 2: University of Utah, United States of America; 3: Department of Mining Engineering, North China Institute of Science and Technology, Langfang, ChinaSize-dependent and Anisotropic Coulomb failure criterion1455 This paper proposes the size-dependent and anisotropic Coulomb failure criterion to describe the size effect and anisotropy of shale strength. The failure criterion assumes that cracks and bedding planes cause size effect and anisotropy. The failure criterion has six parameters, the cohesion, friction angle, scaling exponent related to crack and bedding plane. The cohesion decreases as rock size increases based on the scaling exponents while the friction angle is independent of rock size. This paper validates the failure criterion from three aspects. Strength data of anisotropic rock is collected from published research. The failure criterion “fits” the collected strength data of anisotropic rock. A bonded-particle model of shale is developed in PFC2D which explicitly includes cracks and bedding planes. The model strength fits well with the failure criterion. Finally, experiments conducted in shale rock validates the hypothesis that the variation of cohesion and friction angle with rock size follows the failure criterion. | Size effect, Anisotropy, Coulomb failure criterion, Griffith theory, Single plane of weakness model
T13: Numerical methods in rock engineeringEdgar MONTIEL (1), Max BLODEL (1), Edjan BUSTAMANTE (2), Esteban HORMAZABAL (1)1: Srk, Chile; 2: Autonoumus University of MéxicoEffect of blast damage on pillars of caving mines1457 This paper presents an assessment in terms of the influence that blast damage can have over rock pillars and the behavior of rock mass using 3D numerical modelling. The utilization of this approach enables the calibration of model parameters and highlights the framework concerning limit loads and deformations that can occur in production drifts, as well as their association with pillar stability. Its relevance becomes substantial during the construction of underground mines and when utilized for decision-making in project design, where the impact of blasting plays a crucial role in achieving high-quality engineering work. | Pillars, Blast Damage, Caving, Numerical Modelling
T09: Long term behaviour of underground structuresKwang-Il KIM, Changsoo LEE, Dong-Keun CHOKorea Atomic Energy Research Insitute, Republic of Korea (South Korea)Coupled thermo-hydraulic-mechanical analysis for a high efficiency high-level radioactive waste repository in South Korea1460 This study analyzes enhancement of disposal efficiency inversely proportional to disposal area based on three design factors for the high-level radioactive waste (HLW) repository such as decay heat optimization, increased thermal limit of buffer, and double-layer concept. If the repository is designed with the optimized decay heat model, the disposal efficiency increases to 2.3 times of the improved Korean Reference disposal System (KRS+). Additional to the decay heat optimization, increasing thermal limit of buffer to 130 °C or using the double-layer concept provides extra 50 % improvement of the disposal efficiency. If the three design factors are applied all together, disposal efficiency can be enhanced to the five times of the KRS+ repository. Rock mass stability analysis indicates that failure of rock is focused at the corner between the disposal tunnel and deposition hole, and rock spalling failure is generated in the wider area if the thermal limit of buffer is increased. | Coupled thermo-hydraulic-mechanical analysis, High-level radioactive waste repository, Disposal efficiency, Rock mass stability
T01: Challenging rock engineering projectsVojkan JOVIČIĆ (1), Boštjan VOLK (2), Gregor VESEL (2), Jože RATEJ (2), Markus SCHMIDT (3)1: Faculty of Civil and Geodetic Engineering, University of Ljubljana, Slovenia; 2: IRGO, Slovenia; 3: Boratec, GermanyTunnelling in Slovenian Dinaric karst: challenges and solutions1462 Slovenian Dinaric Karst is an extensive karst area, 800 km long and up to 150 km wide, which is distinguished by large, closed planes, and variety of relief forms, deep caves, underground rivers, and karst springs. The main challenge for the construction of new Divača-Koper railway line that runs through Slovenian Dinaric Karst is the construction of two seven kilometers long tunnels T1 and T2. Due to scarcity of water resources in the area adequate measures for tunnel construction had to be developed to ensure the sustainability of water resources in the long term. The paper presents experience that was assembled in detection, evaluation and categorization of karstic phenomena that was encountered during the construction of tunnel T1. The temporary and final remedial measures of typical karstic features are presented in the paper highlighting the stability, functionality, and sustainability issues, which were subject to design evaluations and solutions. | tunneling, karst features, remedial measures, sustainability of water resources
T04: Deep mining and tunnellingFedilberto J. GONZALEZ (1), Peter K. KAISER (2), Mark S. DIEDERICHS (1)1: Queen's University, Miller Hall, Kingston, Ontario, K7L 3N6, Canada; 2: Laurentian University, Sudbury, Ontario, P3E 6H5, CanadaDisplacement and energy demand imposed by rapid bulking and tunnel shape change1463 In burstprone ground, sudden and violent failure of hard brittle rock dynamically loads and deforms ground support. Failure of underground excavations comprises two processes: bulking of stress-fractured rock and shape changes of the excavation in response to the fracturing process. For demonstration purposes, a case with a stress ratio k less 1 is examined. Brittle failure of sidewalls occurs if induced stresses exceed the crack propagation stress level, leading to a rupture process and rock mass convergence in which the bulking rock moves rapidly toward the excavation. At the same time, the roof and floor converge rapidly induced by the sudden shape change due to wall rupture. This article presents estimates of kinetic energy demands that would be imposed on support by self-induced strainbursts and associated sudden and violent shape change. The effects of confining pressure at the tunnel surface on the violence of this process are explored using FLAC. | Rapid bulking, self-induced strainburst, shape change
T04: Deep mining and tunnellingMax JOHNZT John, AustriaAre trigger levels useful for tunnels at high rock pressure?1468 For rock tunnels under high overburden and/or squeezing ground stable conditions may be obtained at a wide range of displacements depending on the support stiffness and rock mass characteristics. The ground reaction curve (Fenner-Pacher curve) depends on complex geologic and surrounding conditions which may never be known beforehand. It may also be noted, that once the rock mass strength is exceeded, the rock mass curve is changed. This has rarely been noted in the literature. The fracture processes within the rock mass determines if critical situations may occur. Therefore, rock bolting is most important in order to control the development of failure surfaces. As long as displacements tend to cease, a stable condition is approached. Because displacements depend on excavation rate and sequence (heading/bench/invert) as well as on the stiffness of support including deformation slots and/or yielding elements, displacements are not decisive as trigger values. | Rock pressure, trigger levels, fracture process, displacements, monitoring
T01: Challenging rock engineering projectsKarsten THERMANN (1), Raja Bhai SHILPAKAR (2), Bibash PARAJULI (3), Eirinaios CHRISTAKIS (1)1: Tractebel Engineering GmbH, Germany; 2: Tanahu Hydropower Ltd, NEA, Nepal; 3: PowerChina Chengdu Engineering Co. Ltd, ChinaDifficult Ground Conditions demand for an Observational Approach for a Powerhouse Cavern in the Himalayas1469 The powerhouse cavern excavation for Tanahu Hydropower Project (140MW), in Nepal, was successfully completed in July 2022. The site is geologically located in the Lesser Himalayan Zone. During cavern excavation, moderately to highly foliated Slate with phyllitic Slate intercalations and localised sheared zones were encountered. To cope with difficult ground conditions, the design of rock support was not only based on 3D-modelling but rather adopted an observational approach. Thus, during excavation a thorough monitoring system was implemented consisting of multi-point borehole extensometers, load cells, convergence stations and piezometers. Data collection and evaluation of results were conducted on a daily basis during the whole excavation process. Aiming to mitigate occurring deformations during the excavation stage, the rock support measures were modified accordingly. Furthermore, to control overstressing, loads from pre-stressed double-corrosion protected anchors required stress release. The timely response to monitoring results was of paramount importance for the successful excavation of the powerhouse cavern. | observational method, powerhouse cavern, pre-stressed anchors, instrumentation, phyllitic Slates
T01: Challenging rock engineering projectsJohannes JESSEN (1), Jochen FILLIBECK (1), Florian ZAHLER (2), Raphael ZUBER (2)1: Technical University of Munich, Munich, Germany; 2: Weilheim State Building Authority, Weilheim, GermanyPU grouting and sealing measures on the Kramer Tunnel1470 The Kramer Tunnel in the north of Garmisch-Partenkirchen is designed as a single-tube road tunnel with two-way traffic. The tunnel was excavated using NATM. The 3,600 m long tunnel is divided into a pressure-relieved (drained) section and a waterproof (sealed) section, which can withstand pressures of up to 5 bar. Four shotcrete bulkheads were installed to separate the sealed section (rock-slide area) from the drained section. Additionally, PU grouting was employed around the bulkheads to reduce the longitudinal water flow along the main and exploratory tunnels. This article reveals how the radial grout curtains were executed within limestone-marl alternations. Taking the geological conditions into consideration, the success and quality of the grouting work was monitored by water pressure tests and by quantitatively evaluating the grouting records. Construction details concerning the chemical injection material, the grouting equipment and the break-off criteria are discussed. | chemical grouting, grout curtain, bulkhead, break-off criteria
T15: Rock and rock mass propertiesYota TOGASHI (1), Riho HIRASAWA (2), Masahiko OSADA (1)1: Saitama University, Japan; 2: Saitama University (presently Oriental Consultants), JapanA new simple shear test of rock prism specimen by torsional shearing1478 This study proposes a new simple shear test method by torsional shearing of rock prism specimens. In this test, multiple radially placed prismatic specimens are torsional sheared under normal load. To validate the test method, a torsional loading apparatus capable of carrying 50 kN normal load and 300 kN cm torque was prepared, and the proposed test was conducted using prismatic mortar specimens which strength are equivalent to soft rock (UCS less 25 MPa). The size of the prismatic specimen is 20 mm height, 20 mm width, and 70 mm depth. The stress-strain characteristics of the mortar specimens were consistent with the previously conducted trends in uniaxial compressive and tensile strength. Peak shear stress in simple shear tests at under 0.9 MPa normal stress conditions equals tensile strength. Almost equal tensile strength was obtained when compared to the results of the proposed test. | Simple shear, prismatic specimen, torsional shearing, soft rock
T12: New developments in rock supportDanqi LICurtin University, AustraliaAn analytical model for cable bolts considering crack propagation in grout1480 Understanding the mechanical behaviour of cable bolts under axial loading from analytical perspective is essential and economic for selecting the most appropriate cable bolt for a specific scenario and also the ground support system design. This study develops a novel analytical model coupling the crack propagation in the grout annulus to capture the load-displacement performance of cable bolts under axial loading. The majority of the input parameters associated with mechanic properties of the cable bolt and grout are readily determinable by laboratory tests. At the end, the capability of the proposed model to simulate the performance of cable bolts under axial loading is demonstrated by validating against experimental results in the literature. | Analytical model, Cable bolts, Pull out test; Crack propagation
T05: Digitalization & AutomatisationAli BONAKDARIndividual private geomechanical advisor, Tehran, Islamic Republic of IranIntroducing a new cloud computation paradigm for rock engineering problems based on XaaS Model and the proposed A4 Framework1481 Nowadays, High Performance Computing (HPC) is being used as one of the most interesting topics in both aspects of scientific and practical, relies on recent special and exquisite developments in software architectures and frameworks and also hardware improvements in distributed networks over the Internet. As a geo-engineering problem to be solved, there are some limitations against today single-node commercial applications, containing runtime, analysis costs, scale, and accessibility. In this research, a new paradigm has been proposed base on a new developed framework (A4) and XaaS model. Using the new paradigm, significant modifications will be applied in computation runtime, decrease in computation costs, high software accessibility, in addition to scalability and diversity of problem solving. An online web-based 3D visualization platform (containing pre-processing and post-processing of numerical modeling) has been implemented to remove the limitations of the available single-node conventional applications to enable them running on a simple Internet browser with an affordable cost. | Cloud Computation, High Performance Computing (HPC), Distributed Computation, Parallel Numerical Analysis, Computation Farm, Web 3D Visualization
T04: Deep mining and tunnellingMiguel Angel BERROCALGEOMECANICA DEL PERU EIRL, PeruIn situ stress evaluation according to the Drillhole detonation method, applied to the geometric design underground excavations1482 The rock mass is composed of homogeneous and heterogeneous rocks, generating stresses of different orientation and magnitude. One of the techniques to evaluate the state of stress in situ is the Drillhole detonation method; the procedure consists of detonating a drillhole with explosives to obtain radial cracks and with this result analyze the ellipse generated, called stress ellipse. The data to evaluate the magnitude of the stresses σ1, σ3, and σ2; are based on the analysis of the stress ellipse, from which are obtained: the orientation (α) of the major stress σ1, the coefficient k, and the Correction factor (CF). The Drillhole detonation method provides the appropriate technique for the design of underground excavations, according to the profile of the horizontal and vertical trend stress ellipse. | K coefficient, Design of underground excavations, Drillhole detonation method, In situ stress evaluation, Stress ellipse
T06: Geological investigation and characterizationYong-Zhi HUANG, Tai-Tien WANG, Fu-Shu JENGDepartment of Civil Engineering, National Taiwan University, Taipei, TaiwanA study on point cloud interpretation of fracture intensity and its spatial variability1484 In geological surveys with a rock engineering focus, the investigation and description of discontinuities is an important but time-consuming and labor-intensive step. With advances in surveying and mapping technology, digital surface models (DSM) and their corresponding point clouds can reproduce the geometric properties of outcrops, and provide a useful intermediary for rock fracture investigations. Here we develop and apply a method for fracture mapping that employs a discontinuity set extractor (DSE) program to capture fracture planes from point clouds and a spherical scan approach to determine fracture intensity in a direction-dependent fashion. The proposed approach is applied to obtain the fracture intensity of six outcrops, and the spatial variation of fracture intensity and corresponding influencing factors are investigated accordingly. The fracture intensity has both heterogeneous and directional-dependent characteristics. Their variations are affected by lithology and folds. | Fracture intensity, Spatial variability, Advance surveying and mapping, Point cloud interpretation
T09: Long term behaviour of underground structuresArash BARJASTEHKhuzestan Water & Power Authority (KWPA), Islamic Republic of IranGeological control on the operational behavior of Masjed -e Soleyman Dam, Iran1485 This article is aimed at study the role of geology on the recent behavior of Masjed-e Soleyman (Godar-e Landar) Dam in Khuzestan Province, south west of Iran. The dam which is a rock fill type has a height of 177 m with a 230 million-m³ reservoir. The foundation rock of the dam is composed of sandstones and conglomerates. Andeka active fault in the north of the dam site is a major structure that affected the dam site geology. Recent monitoring data indicated that powerhouse and transformers caverns suffer severe high stresses on their roofs due to swelling of a claystone layer atop the caverns. Excessive rock mass displacements which caused shotcrete cracking and bolt failure can be seen in some parts of the powerhouse cavern. This article discusses the possible relationship between the geological setting and the observed problems with special emphasis on the powerhouse cavern. | Operational behavior, geologic structure, lithology, Andeka Fault
T13: Numerical methods in rock engineeringAmichai MITELMAN (1), Beverly YANG (2), Davide ELMO (2)1: Ariel University, Israel; 2: University of British Columbia, Vancouver, CanadaA Surrogate Model for Automating Slope Stability Analysis1494 Owing to the advancements in the field of machine-learning (ML), the prospects of coupling ML with engineering analyses are currently being realized for various applications. Such applications can be particularly useful for geological engineering, where the ground properties are heterogeneous and hard to estimate accurately. In this regard, surrogate models are being increasingly used as tools to accelerate learning for both research and practical applications. In this paper, we describe the application of a surrogate model for the analysis of a slope stability problem using the limit equilibrium slice method. For setting up the surrogate model, two primary stages are required: 1) artificial data generation, where numerous results are computed, and: 2) data learning, where ML is used for building the correlation between the problem inputs and results of interest. Through this relatively simple example, we demonstrate how routine engineering tasks can be readily automated. | Surrogate models, Machine-learning, Slope stability, Probability of failure
T15: Rock and rock mass propertiesManuel WINKLER, Thomas FRÜHWIRT, Thomas MARCHERInstitute of Rock Mechanics and Tunnelling, TU Graz, AustriaA theoretical framework for calibrating the transversely isotropic elastic rock parameters from UCS tests on cylindrical specimens using circumferential strain measurements1496 The standard method for determining the set of five independent elastic constants of transversely isotropic rocks relies on the conduction of at least three UCS tests with directional radial strain measurements on samples with varying isotropy plane orientation. However, in many cases only averaged values for the lateral strains are available from chain extensometer measurements as commonly carried out in rock mechanics laboratories. Such measurement setups disregard the anisotropic deformational behavior of transversely isotropic rock samples which appears as a result of non-horizontal isotropy plane orientations. A direct utilization of averaged radial strains in the determination of the five independent parameters without further considerations is thus not possible. In this paper a possible scheme for the inclusion of circumferential strain measurement information in the determination of the elastic constants of transversely isotropic rocks based on UCS tests carried out on three samples with varying isotropy plane inclinations is presented. | UCS tests, transverse isotropy, elastic parameters, circumferential strain measurement, Poisson’s ratio
T12: New developments in rock supportFrederick KUHNOWGEI ConsultantsBlast Induced Vibrations and Strain Rate Effects in Dynamic Capacity of Underground Concrete Structures1498 When performing blasting operations in open pit mines, large amounts of energy is released and transmitted through the rock. The energy released can have significant impacts on mining operations and can adversely affect the mine production. This technical paper presents recommendations for blast design to prevent damage from blasting on underground concrete structures. Emphasis is placed in vibrations generated by blasting and its effects are studied referring to an existing hard rock mine expansion and asks whether production blasting would damage adjacent underground concrete structures due to blast stress waves. A set of criteria was developed to implement when blasting near-by underground structures. Knowledge of particle velocity and wave propagation theory for site-specific conditions to determine a safe level of vibration was recommended. The results suggest that an increase in structural capacity (dynamic capacity) is expected when structures are subjected to loads at very high strain rates, such as those of blasts. | Blasting loads, wave propagation velocity, peak particle velocity, earthquake loads, dynamic capacity, underground structures
T17: Rock slope engineeringNurkhair TELEU, Neil BAR, Herman ZLOBIN, Philipp MOHRKAZ MInerals, KazakhstanRock slope design and residual risk management for Aktogay Copper Mine, Kazakhstan1507 Aktogay is a large open pit copper mine in Kazakhstan. Several geotechnical investigations have been completed from initial scoping and feasibility studies to continuous improvement studies during mining. Rock slope design has involved several phases of stability analyses for various stages and the life-of-mine open pit. With the progression of mining in the pit, ground conditions at the mine are becoming more apparent and uncertainty is progressively reduced. This paper briefly describes the slope stability modelling approaches used to understand and communicate geotechnical risks and opportunities for integration with a complex mine plan and sequence. A combination of 3D limit equilibrium and finite element analysis was incorporated into slope stability assessments for future slope excavation stages. The models have been developed with the intention of being digital twins to actual mine progression, with routine updating as engineering geological features are validated and updated with new exposures and additional site investigations. | 3D slope stability analysis, risk management, digital twin, mining
T12: New developments in rock supportDorna EMAMI (1), Souvik SAHA (2), Mehdi SERATI (1), Harry ASCHE (3), David J WILLIAMS (1)1: The University of Queensland, Australia; 2: University of Queensland – IIT Delhi Academy of Research, New Delhi, India; 3: Aurecon, Brisbane, AustraliaOn The Expected Location of Fire-Induced Concrete Spalling1509 The occurrence of fire-induced spalling in concrete structures and shotcrete elements (aka sprayed concrete) is influenced by various factors including the type of heat and applied fire curves, temperature gradient, sample size, and quality and mixture of the concrete. Predicting the location of spalling can significantly assist with developing fire resistance tests to allow for the correct placement of instrumentation and monitoring equipment such as temperature and pressure sensors, high-speed cameras, and 3D/2D Digital Image Correlation imaging, among others, in optimal positions to be able to closely monitor the spalling process. This study examines the data from tests previously carried out to generate a model for predicting the location of fire-induced spalling in concrete samples, and then compares it experimentally to validate the proposed model. The results indicate good compatibility between the data from literature and the performed experiments. | Fire-induced Spalling, Spalling Positions, Pressure, Temperature
T13: Numerical methods in rock engineeringAsif Jeelani BHAT, Dr vidya Bhushan MAJIIndian Institute of Technology Madras, IndiaOptimum spacing of TBM disc cutters using an explicit finite element approach1512 One of the major challenge in the production of TBMs is the design of the cutter-head. The main element affecting cutting efficiency is the choice of an adequate cutter spacing. Even a minor departure from the ideal spacing causes a decrease in cutting effectiveness. In this study, to model optimum cutter spacing, numerical tests are carried out. The three-dimensional dynamic failure seen in tests of the linear cutting machine (LCM) is simulated using LS-DYNA software. For the purpose of simulating the process of rock failure, we use a constitutive model based on the extended Drucker-Prager strength criterion and the Johnson-Holmquist-2 (JH-2) material model. The specific energy is obtained by the rolling force acting on the TBM disc cutter and the mass of rock debris obtained during the numerical test. The optimal cutter spacing calculated by numerical simulations agrees well with that established by LCM tests. | TBM, Disc cutter, Specific energy, Optimum spacing, LS-DYNA
T06: Geological investigation and characterizationMaria Lia NAPOLI (1), Lorenzo MILAN (1), Monica BARBERO (1), Edmund MEDLEY (2)1: Politecnico di Torino, Italy; 2: Terraphase Engineering, Oakland, CA, U.S.AApplication of the point counting technique for estimating the VBP of geotechnically complex formations (bimrocks/bimsoils)1514 The estimation of the Volumetric Block Proportion (VBP) of geotechnically complex block-in-matrix formations (such as melanges) is crucially important for reliable predictions of their mechanical behavior, and for reducing safety risks and extra costs caused by unexpected technical problems that can occur during excavation/construction works. However, estimating site-scale VBPs is extremely difficult. This paper describes a statistical investigation of virtual block-in-matrix models to determine the amount of bias introduced when the point counting technique is used to infer VBPs from in-situ 0D (point) measurements (PBP). A graph is provided to obtain an uncertainty factor (UF) to adjust the measured PBPs to real VBPs, on the basis of the block content measured and the size of the area analyzed. To validate the approach, the results are compared to those provided recently by Napoli et al. (2020), where the uncertainty in estimates of VBPs from 2D measurements was investigated. | Bimrocks, bimsoils, point counting technique, volumetric block proportion (VBP), uncertainty factor, statistical analysis
T13: Numerical methods in rock engineeringLeandro Lima RASMUSSEN (1,2), Ki-Bok MIN (2)1: University of Brasilia, Brasilia, Brazil; 2: Seoul National University, Seoul, Republic of KoreaA 3D breakable Grain-Based Discrete Element model for transversely isotropic rocks1515 This research proposes a novel Grain-Based Model (GBM) for the simulation of transversely isotropic rocks. The model introduces Rigid Body Spring Network bonds and a fictitious stress approach into the Discrete Element Method in order to generate the anisotropic elastic behavior and utilizes breakable particles to manifest cleavage failure. The new model is verified by comparing numerical stress bulbs from a point load analysis against a finite element solution and by comparing unconfined compression strength test results from Asan Gneiss GBM against Jaeger’s 'plane of weakness' theory. Of note, the novel grain-based model allowed the direct determination of macroscale anisotropy in elastic and strength properties without the need for trial-and-error calibrations of input parameters. In addition, the proposed breakable grain scheme provided for realistic representations of the failure modes usually observed in rocks with cleavage. | Hybrid LDEM, RBSN-DEM, Transversely isotropic rock, Breakable particle
T16: Underground storage for liquid and gaseous mediaSasan MORAVEJ (1), Mehdi SERATI (1), Mojtaba BAHAADDINI (2), David WILLIAMS (1)1: The University of Queensland, Australia; 2: Shahid Bahonar University of Kerman, IranThermomechanical Behaviour of Rock Salt1518 The stability and integrity of salt caverns are critical for ensuring their safety and long-term viability, especially when used for storing hydrogen on large scales. This study is aimed at understanding the failure mechanisms of rock salt under coupled thermo-mechanical stress regimes based on the study of rock salt dilatancy-compression boundary stress levels. Several tests were conducted using a high-temperature true triaxial testing facility on 50 mm high-purity rock salt cubes. Different temperatures of 30 °C and 100 °C were considered, along with a variety of stress values of 0, 5, 10, and 20 MPa for confining pressures. The results showed that the applied deviatoric stress and temperature both have significant coupling impacts on the peak strength and dilatancy boundary of rock salt. | Salt cavern, Dilatancy boundary, peak strength, intermediate principal stress, high temperature
T16: Underground storage for liquid and gaseous mediaLukas BAUMGÄRTEL, Feline KÖRNERLeibniz University Hannover, Hannover, GermanyThe fracture behavior of rock salt under present gas pressure in mechanical extension experiments1519 The storage of large quantities of energy sources (e. g. natural gas or hydrogen) in rock salt caverns has regained particular importance in today's world. Therefore, the geomechanical design of caverns in rock salt formations is necessary to ensure a safe but also economic operation. Special attention has to be paid to the gas withdrawal phases and the processes resulting for the surrounding rock mass. When the stresses inside the rock fall below the internal gas pressure, effective tensile stresses can cause the development of infiltration fractures. A special triaxial cell was developed for the laboratory study of such stress states in rock salt. Cylindrical hollow rock salt test specimens are loaded mechanically with an axial, circumferential and internal gas pressure. The axial stress reduction leads to a rupture at different stress differences between axial and gas pressure which shows dependencies on the initial pressure state and temperature. | energy storage, rock salt cavern, infiltration fractures, laboratory testing
T04: Deep mining and tunnellingMohammad MOHAMMADI, Johan SPROSSDivision of Soil and Rock Mechanics, KTH Royal Institute of TechnologyModeling uncertainty of activity duration in probabilistic time estimation of tunneling projects1520 The PERT distribution may be a suitable distribution for modeling activities’ duration in probabilistic time estimation of tunnel projects as it puts more emphasis on the mean value of the distribution. In this paper, we compared the outcome of time estimations for a tunnel, using the triangular and PERT distributions for modeling the uncertainty of activities’ duration. The results indicate that the choice of the distribution affects the total estimated time considerably. In addition, the skewness of the distribution also affects the results of estimation meaning that realistic assessment of the parameters of the distributions is important. | Time estimation, probabilistic approaches, tunneling, activity duration, production effort
T04: Deep mining and tunnellingTuo CHEN, Hani S. MITRIMcGill University, CanadaUnplanned ore dilution control in longhole mining using sill pillars – A case study1521 This paper discusses the main causes for unplanned ore dilution in longhole mining and possible mitigation measures. It reports on the results of a case study of an underground mine that uses the longitudinal retreat method for the extraction of a narrow gold-silver orebody. The study is conducted with finite difference software FLAC3D. The modelling technique tracks and fills the cavities created by progressive overbreak with cemented rockfill in bottom-up sequence. In this work, a strategic measure of ore dilution control is explored by incorporating a sill pillar in the mine plan. Comparison of two mine plans - with and without sill pillar - reveals the benefits of sill pillar on unplanned ore dilution control, especially in the three mining levels immediately above the sill pillar. The findings of this work could be equally applicable to similar mining systems with one or more sill pillars in each mine plan. | Underground mining, sill pillar, unplanned ore dilution, numerical modelling
T06: Geological investigation and characterizationGabor SOMODI (1), János BORSODY (2), Ágnes KRUPA (3), Krisztián PETRIK (1), Balázs VÁSÁRHELYI (1)1: Budapest University of Technology and Economics, Hungary; 2: Hidro-Duna Ltd.; 3: Mecsekérc Plc.Rock mass characterization during the construction of a twin-tube motorway tunnel in Hungary1522 A twin-tube motorway tunnel has been under construction near Sopron in Hungary. Geological inhomogeneity during the excavation required the redesigning of the schedule and reorganisation of the project. The geological overbreaks and weak, unstable tunnel faces caused minor stability problems that could be handled locally, but did not substantially affect the planned support. The thick and hard conglomerate layers, harder than expected, caused a significant reduction in the speed of progress and justified the purchase of more powerful excavation tools. A wide tectonic zone appears in the form of several minor dislocations (0.1-1.5 m), characterising a complex strike-slip fault with persistent dislocations caused by minor normal and reverse faulting. This condition represented the most complicated part of both tunnels in terms of stability. Based on the face mapping information, indicator numbers were assigned to the geological layers and then GSI values were calculated using different equations. | weak rock, rock mass classification, calcareous sediment, local instabilities
T07: Geological risks and natural hazardsKatsumi KAMEMURAFukada Geological Institute, JapanSeismic resistance evaluation based on earthquake damage survey data of mountain tunnels1523 Tunnels constructed in the rock formation have been considered safe against earthquakes. However, the 1995 Hyogo-ken Nanbu Earthquake (M7.3) caused large damages to mountain tunnels as many as to other structures. Tunnels are one of the important infrastructures, so the evaluation of seismic resistance is a very important issue. Here damage reports on the 1923 Kanto Earthquake, the 1995 Hyogo-ken Nanbu Earthquake, the 2004 Niigata-ken Chuetsu Earthquake and others in total seven earthquakes are studied and the seismic resistance is evaluated as in the relationship between the seismic intensity and the damage rate. Using this relationship and the earthquake probability provided by official organization, the seismic risk that is very useful tool to plan appropriate earthquake countermeasures can be evaluated. | Mountain tunnel, Seismic damage, Seismic resistance evaluation, Seismic risk
T17: Rock slope engineeringKripamoy SARKAR, Avishek DUTTAIndian Institute of Technology (Indian School of Mines) Dhanbad, Jharkhand, IndiaComparative study of finite and distinct element methods for stability assessment of a jointed rock slope1524 Every year the Himalayan regions of India experience several devastating landslides, which not only claim the lives of people, but also disrupt transportation facilities and the environment in general. The present study deals with assessing the instability conditions of a road-cut slope, under saturated conditions, using kinematic analysis with the help of Dips software, and two numerical simulation techniques, viz., the finite and the distinct element methods using the software packages RS2 and UDEC respectively. Probable mode of failure represented by the distinct element modeling agrees well with that predicted by the kinematic analysis of the slope. The results of the analyses suggest that the distinct element approach is a better suited technique for stability analysis of heavily jointed rock slopes compared to the finite element approach. The studied slope has been found to be unstable, hence few remedial measures have been suggested to improve its strength. | Road-cut slope, Numerical simulation, Finite Element Method, Distinct Element Method, Stability analysis, Himalayas
T07: Geological risks and natural hazardsMaddalena MARCHELLI, Valerio DE BIAGIPolitecnico di Torino, ItalyEvent tree analysis and time-integrated reliability design approach for quantifying rockfall risk reduction1526 The quantification of risk in terms of loss of lives represents the essential parameter to manage rockfall risk in urbanized areas. Rockfall barriers are among the most adopted structural mitigation measures. Despite their wide use, the partial safety factors design approach is not able to guarantee a specific failure probability and, consequently, to assess the precise risk reduction. To tackle all these issues, a quantitative risk assessment method for infrastructures and a time-integrated reliability design approach for rockfall barriers developed by the Authors are combined in a unique framework to quantify risk reduction. The former computes the risk as annual probability of having at least one fatality; the latter allows defining an annual failure probability for a given product in a given site. Merging these methods, the evaluation of risk reduction in case of barrier installation or the definition of the required performances, are defined. An example of application is provided. | Rockfall Risk, Reliability based design, Event tree Analysis, Rockfall barrier
T13: Numerical methods in rock engineeringJian LIU, Long YU, Xingguang ZHAO, Liang CHEN, Ju WANGCAEA Innovation Center for Geological Disposal of High-Level Radioactive Waste, Beijing Research Institute of Uranium Geology, Beijing, ChinaEstimation of fracture diameter probability distribution based on truncated trace-length data1527 Fracture size is a foundational parameter in the evaluation of mechanical and hydraulic properties of rock masses for constructing geological disposal repository. Washburton’s equation and Abel’s integral are widely used in estimating the probability density function of fracture diameter, g(x). However, negative values of g(x) appear in some cases because of the use of Abel’s integral. Besides, the complete curve of trace-length probability density, h(y), is always needed for estimating g(x), while it is almost impossible to get the whole curve of h(y) because of the truncation error. In this paper, a new method of estimating g(x) based on truncated trace-length data was proposed. Instead of using Abel’s integral, g(x) was fitting with a piecewise linear function and thus the problem of negative values of g(x) was also avoided. Case studies with truncated trace-length data indicate that the proposed method is effective in estimating fracture diameter probability distribution. | Fracture Diameter, Trace-Length, Probability Density, Washburton’s Equation
T17: Rock slope engineeringTao XU (1), Zhiguo LI (1), Tianhong YANG (1), Xiaobing ZHENG (1), Wancheng ZHU (1), Tengfei FU (2)1: Northeastern University, People's Republic of China; 2: CSCEC-TAISEI Construction Ltd., Beijing, ChinaSub-critical crack growth based time-dependent deformation model and its application to open-pit slope stability1528 A subcritical crack growth based deformation model was established to describe the time-dependent deformation and fracturing of rock. In conjunction with the uniaxial compression test of rock, the microscopic parameters of the model were calibrated, and the accuracy of the creep model and parameter calibration were verified using uniaxial compressive creep tests. Finally, the established time-dependent deformation model of rock was applied to the time-dependent deformation analysis of a slope in the Fushun West open-pit mine. This study shows that the time-dependent deformation model of rock established in this study can effectively describe the accelerated stage of rock creep, and the simulation results agree well with the experimental results. After the continuous deformation, cracks are formed by the stress concentration at the bottom of the slope under the influence of unfavorable factors, which continuously extend to the top of the slope and form a sliding surface, resulting in unstable sliding. | rock slope, creep deformation, subcritical crack growth, slope stability, numerical simulations
T17: Rock slope engineeringKrishna Kanta PANTHI (1), Chhatra Bahadur BASNET (2)1: Norwegian University of Science and Technology (NTNU), Trondheim, Norway; 2: Clean Energy Consultant Pvt Ltd, Kathmandu, NepalRock cut slope excavated for Settling basins of Seti Khola Hydropower Project1529 Stability of a cut-slope at the headworks area of the hydropower projects is very important for smooth operation of hydropower plant. Underestimation during construction period may bring a catastrophic consequence. This manuscript presents overall assessment results of the rock cut slope excavated to accommodate two settling basins of Seti Khola Hydropower Project (22 MW) located at Lekhnath, Kaski, Nepal. The height of the cut slope is about 50 m and is among the most challenging part of the construction work. The cut slope is excavated in a highly schistose and deformed phyllite with interbedding of metasandstone layers. The evaluations are made on the overall rock mass and discontinuity characteristics. The results of detailed stability assessment using software program SLIDE in consideration with both normal and seismic loading conditions are presented. Final rock support measures are proposed to ascertain long-term stability of the cut-slope. | Settling basin, diversion dam, groundwater, earthquake, stability assessment
T01: Challenging rock engineering projectsWalter WITTKE, Martin WITTKE, Patricia WITTKE-GATTERMANN, Bettina WITTKE-SCHMITTWBI GmbH, Germany50 km of Tunnels in Inner-City Areas – Rock Mechanics and Tunneling Issues in Connection with the large-scale Railway Project Stuttgart 21 – A Success Story1530 For the large scale railway project Stuttgart 21 more than 50 km of tunnels were constructed in the city of Stuttgart. Currently, the tunneling works at the new airport station are carried out, while the other tunnels have already been finalized. In connection with the project, numerous challenges of rock mechanics and tunneling have been solved from the design point of view as well as from the construction point of view. These are – amongst others – 17 km of tunnels in anhydrite, full face excavation of large cross sections with A > 200 m², compensation grouting, TBM tunneling in sedimentary rock, various underpinning measures and the excavation of complicated large shafts and tunnel structures in geologically pre-stressed clay stones of the Jurassic. The paper gives an overview on the project and presents some of the highlights of rock mechanics. | Tunneling, Rock Mechanics, Swelling Rock, Large Cross Sections, Underpinning, AJRM
T06: Geological investigation and characterizationHongkyu YOON, Jennifer HARDINGSandia National Laboratories, United States of AmericaPhysics-informed machine learning of flow and transport problems1531 Recent advances in machine learning/deep learning (ML/DL) methods show promising results to enhance our ability to develop fast surrogate models and estimate heterogeneous subsurface properties through inverse modeling approaches. In this work we explore physics-informed neural networks (PINNs) as a way to incorporate governing partial differential equations (PDEs) in the ML framework through loss functions. With advection-dispersion-reaction (ADR) and Darcy equations, PINN methods are evaluated for multiple cases by changing model parameters and the inverse modeling framework. This work demonstrates that PINNs tend to perform better than data-driven only model with less collocation points and the potential capability of PINNs for accurate surrogate models to coupled geomechanical problems in the subsurface. | Machine learning, Physics-informed neural network, Inverse modeling, Advection-dispersion-reaction
T13: Numerical methods in rock engineeringAhmet Gunes YARDIMCI, Mustafa ERKAYAOGLUMiddle East Technical University, TürkiyeProduction Sequence Analysis of an Overhand Cut-And-Fill Mine in a Narrow-Vein Type Orebody Using Numerical Modeling1532 Excavation-induced stresses have the potential to trigger instabilities around underground openings due to disturbance of the pre-mining stress field. Production sequence is a critical aspect in underground mining as it controls the stress distribution in the rock mass. The cut-and-fill mining method requires consideration of the mining sequence to mitigate the instability risk due to excessive stress concentration in stopes scheduled for production. This study covers the effects of production sequence on the crown pillar and the global mine stability using numerical modeling. A transition from open pit to underground mining in Western Türkiye was investigated. The orebody is a long-narrow vein type steeply dipping metallic mineralization that has three uniformly striking sub-sections. 2D and 3D elastoplastic models were used to examine the crown pillar deformations in alternative production scenarios. Large-scale effects of producing the orebody sub-sections in various orders were studied considering the global mine stability. | Underground mining, production sequence, open pit underground transition, numerical modeling
T07: Geological risks and natural hazardsJoão Paulo MONTICELLI, Rogerio RIBEIROSão Carlos School of Engineering University of São Paulo, São Paulo, BrazilA study case of a rockfall event in a geomorphosite from the Corumbataí Geopark Project, state of São Paulo, Brazil1537 Many geomorphosites are under a natural risk scenario, as those from the Corumbataí Geopark Project, state of São Paulo, Brazil. This paper shows a rock fall event in the Camelo Hill geomorphosite. The area is used by walkers, climbers, mountaineers and civilians in general as a touristic spot in the Geopark domain. In October 2022, a boulder fell from the cliff and destroyed many trees along the slope until stopping at the dirt road used for local tourism. Herein, we have identified the rock detachment source area using field investigations and UAV mapping; an inventory of rockfalls was created and compared to the recent event. Characteristics of the rock travel distance were raised to guide the local authorities. This study also presents a new kind of source area, a rock fall conceptual model for tropical conditions, created to elucidate the mass movement to civilians. | Rock fall, drone, conceptual model, travel distance, geomorphosite, geopark
T15: Rock and rock mass propertiesLichun JIA, Hu DENGDrilling & Production Technology Research Institute, CNPC Chuanqing Drilling Engineering Company Limited, People's Republic of ChinaExperimental evaluation of anisotropic dynamic and static elastic modulus in deep Longmaxi shale1538 Understanding the anisotropic elastic properties of deep Longmaxi shale is crucial for analysis of wellbore stability and hydraulic fracturing in this reservoir. Here, the anisotropic dynamic and static elastic properties are measured under dry, soaked by water-based and oil-based drilling fluid conditions. The results show that the anisotropy parameters ε, γ and δ calculated from wave velocities are less 1 for dry or soaked samples, indicating that this shale is a weak anisotropic rock. And the dynamic Young’s modulus E11 substantially exceeds E33 in all cases and both increases with confining pressure. From compression tests, the static Young’s modulus E0°, E45°, E90° increase with confining pressure but decrease dramatically of soaked samples. In conclusion, the dynamic Young’s moduli exceed static values regardless of direction, confining pressure, dry or soaked condition. And factors affecting the anisotropy of deep shale include the lower amount of clay content and less clumped clay minerals bands. | deep Longmaxi shale, transversely isotropic, ultrasonic wave measurement, uniaxial and triaxial compression tests, dynamic elastic modulus, static elastic modulus
T15: Rock and rock mass propertiesLichun JIA, Qicong XUDrilling & Production Technology Research Institute, CNPC Chuanqing Drilling Engineering Company Limited, People's Republic of ChinaThe tensile strength and failure characteristics of transversely isotropic deep Longmaxi shale under Brazilian test1539 A series of Brazilian tests are conducted to investigate the anisotropic tensile failure of deep Longmaxi shale. The results indicate that the anisotropic Brazilian tensile strength (BTS) of deep shale shows an ascend-slightly decline-ascend trend with loading-bedding angle β. Five tensile failure criteria are used to predict BTS and compared with experimental results, the order of reliability is N-Z criterion > H-B criterion > L-P criterion > SPW criterion > MSPW criterion. Observing from failure of shale specimens, there are four typical fracture patterns: central straight fracture at β=0° and 90°, bedding activation shear failure fracture as β=15°, non-central arc fracture at β=30° and 45°, mixed mode fracture as β=60° and 75°. Moreover, there is an inverse relationship between BTS and bedding activation fracture. The cumulative AE counts-time curve exhibits a stepped increasing mode while AE counts show a monotonic decreasing trend with angle β. | deep Longmaxi shale, transversely isotropic, Brazilian test, Brazilian tensile strength (BTS), failure patterns, AE characteristics
T17: Rock slope engineeringYago Machado Pereira de MATOS (1), Silvrano Adonias DANTAS NETO (2), Guilherme de Alencar BARRETO (2)1: University of Brasilia, Brazil; 2: Federal University of Ceará, BrazilModelling the shear behavior of clean rock joints using Adaptive Neuro-Fuzzy Inference Systems1540 Currently, the development of accurate and reliable models for predicting the behavior of rock mass joints is one of the most common interests among researchers, engineers and geologists. An alternative to address this type of problem more efficiently can be neuro-fuzzy systems, which combine the advantages of Fuzzy Controllers and Artificial Neural Networks (ANN). Therefore, the objective of this paper is to use Adaptive Neuro-Fuzzy Inference Systems (ANFIS) to predict the shear strength and corresponding dilation of unfilled discontinuities of rock masses, incorporating the uncertainties of the variables that govern their shear behavior. It was found that the proposed ANFIS models can be considered a useful tool to predict the shear behavior of clean discontinuities, as they require only some information about the joints characteristics, the intact rock that constitutes their walls, and the boundary conditions imposed on them, without the need for costly and complex laboratory tests. | Clean rock joints, Shear behavior, Neuro-fuzzy, ANFIS, Modelling
T13: Numerical methods in rock engineeringNicholas Ryland BARTONNB&A, NorwayGSI or JRC – continuum or discontinuum modelling – some suggestions and some critique1541 GSI has been applied for about 30 years and JRC for about 50 years. They are associated with either the Hoek-Brown based shear strength criterion for rock masses and continuum modelling, or with the Barton-Bandis based shear strength criterion for rock joints for use in discontinuum modelling. The latter, using input parameters JRC, JCS and φr provides for non-linear and block-size dependent shear-displacement and dilation-displacement behaviour, and non-linear closure-aperture behaviour, including the potential for coupled hydraulic flow modelling. The mismatch of hydraulic and physical apertures is emphasized, requiring lab-scale JRC0 for the conversion. The paper provides some examples of joint-related behaviour in the case of tunnels, caverns and slopes. It also includes serious critique of GSI and the H-B based continuum modelling, due to the complex equations and the lack of representation of joint properties. So-called plastic zones are exaggerated around tunnels, and spoon-shaped slope failures belong in soil mechanics. | modelling, rock masses, rock joints, JRC, GSI, shear strength
T15: Rock and rock mass propertiesSamad NARIMANI GHOURTLAR (1), Seyed Morteza DAVARPANAH (1), László KOVÁCS (2), Balázs VÁSÁÁRHELYI (1)1: Budapest University of Technology and Economics, Hungary; 2: RockStudy Ltd, Pécs, HungaryCharacterization of Poisson’s ratio and Elastic Modulus of granitic rocks: from micro-crack initiation to failure1543 Key geomechanical parameters utilized in rock engineering include Young's modulus and Poisson's ratio. Uniaxial compressive test results are essential in the evaluation of these values. This paper aims to study the process of changes of Poisson’s ratio and Young modulus for intact rock during loading from micro-crack initiation to failure stage. Both Young’s moduli and Poisson’s ratio were calculated using the stress-strain curves. By using parametric investigation, the crack damage stress, determined for Poisson’s ratio-axial stress graphs. Also, this research outline the findings that the variations among the three Young's moduli and Poisson’s ratio estimated for each specimen and suggest the most effective approach for doing so. It was found, that the Poisson’s rate depends on the stress value: it is linearly increasing with increasing stress till the unstable crack propagation stress. Contrary to previous ideas, our results suggest that the Poisson’s ratio is not a constant for rigid rocks. | uniaxial compressive test, Poisson’s ratio, Young's moduli, rock mechanical parameters
T07: Geological risks and natural hazardsAdeline DELONCACenter for Research and Innovation in Mining (CIIM), Geomechanics Research Group, Department of Metallurgical Engineering and Materials, Universidad Técnica Federico Santa María, Santiago, ChilePredicting geomechanical hazard: utopia or reality?1544 Geomechanical hazard can be defined as a combination of the probability occurrence of an event and its intensity. Therefore, predicting a hazard level should give information about how (phenomenology of the failure), when (exact time of failure), and how much (with which intensity in terms of volume and energy) the event will occur. Several methods have been developed over the years to assess some or all these components. However, they do not allow a prediction to be made in terms of the time, location, and magnitude of the event. Indeed, in this assessment process, uncertainties are met at each step. Therefore, the prediction could be reached by answering two questions: can we remove all uncertainty? And if we do not have any uncertainty: are we able to predict the hazard? This paper proposed to discuss the two presented questions by going through various works realized during the author’s academic career. | Geomechanical hazard, uncertainties, risk assessment, prediction
T13: Numerical methods in rock engineeringEdjan BUSTAMANTE (1), Edgar MONTIEL (2), Alexandra OSSA (3)1: Universidad Nacional Autónoma de México, México; 2: Srk, Chile; 3: Insituto de Ingenería UNAM, MéxicoEvaluation of inclined loads in pillars stability1545 In underground mining, rock pillars are frequently utilized to provide support within the deposit. Many of these pillars, either due to their geometry or the stress field acting upon them, experience inclined loads. Hence, this study aims to develop local models to analyze the impact of inclined loads on the stability of rock pillars. The models were created using FLAC3D for various types of pillars, and the Hoek & Brown failure criterion was applied, employing equivalent parameters to simulate medium quality rock. Through these models, the influence of inclined loads on pillars and the width-height ratio were examined. The results indicate that pillars exhibit reduced resistance to inclined loads with a shear component, while the strength increases with an increased width-height ratio. | Pillars, inclined loads, caving & numerical modelling
T13: Numerical methods in rock engineeringErick RÓGENES (1,2), Leandro RASMUSSEN (1), Márcio FARIAS (1), Alessandra GOMES (2)1: University of Brasilia, Brazil; 2: DF+ EngenhariaNovel numerical approach to modeling excavation in hard rocks1549 In this work, a new numerical approach based on the Finite Element Method and an implicit continuum formulation, called Continuum Voronoi Block Model-CVBM, is proposed to represent the fracturing process in hard rocks and also the rupture of underground works with high field stresses. In this model, developed with the RS2 program, the rock mass was simulated by a set of blocks, formed by a Voronoi mosaic, joined at their interfaces by joint elements. Different case studies were represented on a laboratory and field scale. The model proved to be robust on the laboratory scale and described the rock's relevant macro-properties in conventional tests: crack initiation stress, crack damage stress, and peak strength. On a field scale, the model represented the mass deterioration process explicitly, captured the rupture geometry, and the excavations' displacements. Such results show the CVBM's potential for modelling the behavior of underground works with high field stress. | Brittle Failure, FEM Model, Voronoi Tessellation, Hard Rocks
T10: MonitoringVlastimil KAJZAR, Eva JIRANKOVA, Petr KONICEKInstitute of Geonics, Czech Academy of Sciences, Czech RepublicFirst experience with the newly created monitoring system of dynamics of surface changes occurring during the transition into the post-mining stage1553 The study of the manifestations of mining cannot be done without a technology that allows monitoring the dynamics of surface changes. The Automatic Geodetic Monitoring System was developed to obtain measurement data on surface movements at the CSM coal mine. This system will provide data of sufficient frequency and quality to evaluate the surface deformations caused by deep mining. Long-term monitoring will generate a dataset suitable for developing a method for assessing the consequences of mining after mine closure. The monitoring system consists of two automatic total stations with an integrated 3D laser scanner, GNSS sensors and other accessories. The monitoring period was set to cover, at least in part, the main phase of surface movements caused by underground mining and their subsequent fading in time. However, it is important to note that measured data accuracy can be affected by various adverse factors, prompting ongoing enhancements to the monitoring system. | subsidence, MultiStation, monitoring, hard coal, mining, post-mining
T09: Long term behaviour of underground structuresJintong ZHANG (1), Zhihong ZHAO (1), Junyu CHEN (1), Xingguang ZHAO (2), Ju WANG (2)1: Tsinghua University, Beijing, China; 2: Beijing Research Institute of Uranium Geology, Beijing, ChinaNumerical simulation of nuclide transport at the underground repository scale subjected to thermal loading1554 The nuclide transport with groundwater in the fractured rock is always the primary concern during the long-term operational life of underground repositories. The present paper intends to clarify the effects of thermal loading on in-situ stress, groundwater flow and solute transport at the repository scale. A three-dimensional repository model is built up incorporating a vertical fault and a horizontal fracture. The evolution of temperature, stress, aperture, flow velocity and nuclide transport at different time scales is analyzed and discussed. The thermal disturbance induces a significant distribution of temperature and contributes to the increased stresses in the rock matrix. The fracture and fault dominated convection and hydrodynamic dispersion are disturbed by the reduced aperture and the slow flow velocity around the repository. The nuclide transport is retarded under thermal loading conditions. The higher thermal conductivity in the repository induces to faster thermal decay and ultimately facilitates the nuclide transport. | Nuclear waste repository, Nuclide transport, Thermal loading, Fracture, Thermal conductivity
T08: Hydropower projects and damsMarco QUIRION, Dolice DONTSI MAKENHydro-Quebec, CanadaBehavior of the Rock Foundation of a Concrete Dam Affected by Alkali-Aggregate Reactivity1556 The Beauharnois dam is located near the city of Montreal (Quebec, Canada). The water intake and the powerhouse are founded directly on a quarzitic sandstone rock mass. The coarse aggregate used in the concrete to build the dam originates from these rocks and has a high reactivity to cement alkalis. This reactivity called alkali-aggregate reaction (AAR) is a slow reaction that causes the concrete to swell. Regarding the foundation, swelling of the concrete led to the transfer of stresses to the rock foundation. The intact rock is of high resistance and the rock mass of good quality. The dam foundation is stable to sliding despite the sub-horizontal bedding of the sandstone and the transferred stresses. However, it is shown that, locally, depending on the intensity and orientation of the stresses, they can contribute to the vertical opening of discontinuities near the concrete-rock interface. | Dam, Foundation, Alkali-Aggregate Reaction, Discontinuities, Stresses
T01: Challenging rock engineering projectsLineu Azuaga AYRES DA SILVA (1), Anna Luiza Marques AYRES DA SILVA (1), Guilherme Gianotti de ANDRADE (1), Geronimo Lima RODRIGUES (2)1: University of São Paulo, Brazil; 2: Telar Engenharia e Comércio S.A.Design of controlled rock blasting for tunneling and tunnel portals1557 Today there is a high demand for transport tunnels in Brazil, where the lack of logistical infrastructure is highlighted by the crowding of vehicles on highways and the congestion of trains on existing networks. The solution is overcoming the topographical relief complexities in urban centers and railway networks. This article deals with one of the tools for solving these problems: the fire plan for controlled rock blasting when opening tunnels and their portals, especially when the work of art is built under restricted conditions; geographic location, rock mass structural and mechanical characteristics, stress states arising from depth or induction from previously existing structures, interference with other transport routes, etc. in addition to all aspects inherent to blasting, such as vibration propagation, explosive force, and other parameters to be considered in its application. It should be noted, in this dimensioning, the use, among others, of the Line Drilling technique. | Tunnel, Rock blasting, Line Drilling, Tunnel portal
T13: Numerical methods in rock engineeringCaitlin FISCHER, Mark DIEDERICHSQueen's Geomechanics and Geohazards Group, Department of Geological Sciences and Geological Engineering, Queen's University, CanadaAnalyzing numerical grouted rockbolt behaviour in jointed pseudo-discontinuum models1561 Pseudo-discontinuum numerical models, where discontinuities such as joints are represented discretely in an otherwise intact rockmass (termed “explicit” models in this paper), can demonstrate spatially variable rockmass response with movement along discrete geological structures. Explicit models used for the design of tendon rock support can therefore produce localized axial and shear loading in rockbolts crossing discrete joints. With strain-based and displacement-based failure criteria becoming increasingly common for predicting the performance of tendon ground support in underground excavations, the interaction between the rockmass and rockbolts must be understood. This paper demonstrates that the selected numerical rockbolt model and rockbolt input parameters govern the interaction between the rockmass and the rockbolt, and the displacements that occur in both systems. | Explicit Numerical Modelling, Jointed Rock, Grouted Rockbolts, Rockbolt Models, Rockbolt Displacement, Strain-based Design
T10: MonitoringMiguel PAGANIN NETO, Elder Lucas RIBEIRO, Christiano NOGUEIRA, João Pedro DELVEAUX, Wesley de Lima SILVA, Camilla Szerman EUZEBIOVALE S.A.Optimization of a large-scale slope monitoring system by the correlation between interferometric radar and geological compartmentalization1566 The implementation of a monitoring system able to catch geotechnical events in large-scale open pits is challenging and requires a combination of different technologies, since rock masses are heterogeneous. Traditional monitoring systems commonly treat rock masses as a discrete and homogeneous domain, which is not representative of the global slope failure process with differentiated deformation along the structure, due to different rock types, joint families and rheology. Interferometric radars have been used as a potential tool in monitoring large-scale geotechnical failures, since they could give a rapid response in all scale deformation, characterize the behavior of the movement, and predict failure time using tools, as inverse velocity. Regardless of the scale of slope monitored, the data obtained is rarely associated with rock types and rheology. This article presents an optimization of a large-scale slope monitoring system, correlating interferometric radar and geological compartmentalization, in a real case of global slope failure. | monitoring system, terrestrial radar, global slope failure, rock mass, sectorization
T15: Rock and rock mass propertiesSujeet BHARTI (1), Rakesh KUMAR (1), Debasis DEB (1), K. U. M. RAO (1,2)1: Indian Institute of Technology Kharagpur, India; 2: National Institute of Technology Rourkela, IndiaA Mathematical Model for Shear Stiffness and Dilation for Saw-Tooth Joints under CNL Conditions1569 An extensive direct shear test program has been conducted on regular saw-tooth artificial joint samples under constant normal load (CNL) conditions. The analysis of shear data reveals that shear stiffness (k_ss=dτ⁄du) and dilation (ψ=dv⁄du), where τ and v are the shear stress and vertical displacement respectively, are not constants throughout the evolution of shear stress. Rather, it is clear that both the variables change non-linearly with shear displacements (u) and can be approximated by two-parameter hyperbolic function with respect to u. These parameters are estimated using regression analysis using the experimental data. From the functions k_ss (u) and ψ(u), a shear displacement exists at which the basic friction angle occurs. Also, it is found that this displacement occurs where contraction ends and dilation begins. Based on that, the dilatant behavior and evolution of peak shear strength can be described leading up to the determination of dilation angle at the peak stress. | saw-tooth joint, direct shear test, mathematical model, shear stiffness, dilation
T15: Rock and rock mass propertiesWalter STEINER (1), Fritz MADSEN (2), Jean-François MATHIER (3)1: B+S AG, Bern, Switzerland; 2: Consultant, ret. ETHZ. Adliswil, Switzerland; 3: Consultant, ret. EPFL, Avenches, SwitzerlandSwelling pressures of clay rocks from laboratory tests: experience and improvements1575 Swelling in underground works can cause severe problems during and after construction. Consequently, swelling potential must be identified and quantified prior to construction. ISRM recommendations exist but not all interpretations are included and not all applied testing procedures follow these recommendations. Swelling pressures are not only influenced by the testing procedure, but also by the sampling technique and the conservation, transportation, and protection procedure of the samples, as well as the lab equipment. The construction of the test apparatus and the testing procedure both influence the test results. Swelling pressures can be determined by confined swelling tests. However, for incremental loading and unloading tests, often called Huder-Amberg tests, the procedure to determine swelling pressures are not well defined and the authors noted large deviations to the results of swelling pressure tests. A different technique to determine the swelling pressure from the incremental test is presented. | swelling, clay rocks, shale, laboratory tests, tunnels, heave
T04: Deep mining and tunnellingTobias LADINIG (1,2), Patrick GAMS (1), Horst WAGNER (1), Matthias WIMMER (2), Michal GRYNIENKO (2)1: Chair of Mining Engineering and Mineral Economics, Montanuniversität Leoben, Austria; 2: Rock Engineering Kiruna Mine, LKAB, SwedenAddressing rock engineering challenges faced in the development of a novel, deep mining method1576 Raise Caving is a novel mass mining method utilizing an active stress control approach for the foresighted, strategic and systematic control of rock pressure. The active stress control approach is based on a slot-pillar system, which is established prior to large-scale mineral extraction. From a rock engineering point the challenge is to design initially strong pillars, which are required to provide and maintain a favorable stress environment for establishing the de-stress slots. As large-scale mineral extraction commences, the pillars have to be weakened stepwise to create a regional de-stressed area for mineral extraction. The critical issue is to manage this process such that pillar strength degradation takes place in a stable controlled manner. The paper discusses rock engineering considerations related to pillars. The investigations show that the design of pillars and the regional extraction sequence are crucial and that design criteria for infrastructure and mining-induced seismicity need to be developed. | Deep mining, Rock Mechanics, Cave Mining, Raise Caving, Stress Control, Pillars
T15: Rock and rock mass propertiesMengsu HU (1), Laura PYRAK-NOLTE (2)1: Lawrence Berkeley National Laboratory, USA; 2: Purdue University, USAThe Interplay between Geometry and THMC Processes1577 Earth systems consist of materials with complex geometric features undergoing complex coupled thermal-hydro-mechanical-chemical (THMC) processes. These geometric features when combined with THMC processes govern the formation and transformation of rocks and thus understanding this coupling is essential for rock engineering activities. In this paper, we aim to address the following scientific questions by presenting a series of examples from numerical modeling and laboratory experiments: (1) How does fracture asperity geometry affect compaction and shearing that control single-fracture mechanical and flow properties? (2) How do intersections of fractures affect deformation, fluid flow and chemical reaction? (3) What controls key processes such as pressure solution during the formation of sedimentary rocks? Through these examples, we will show that it is important to properly address the complex geometry and coupled processes to understand evolving Earth systems to maximize their potential use for energy recovery and storage. | Geometry, THMC, Fractures, Interfaces, Pressure Solution, Earth Systems
T04: Deep mining and tunnellingZulfiqar ALI (1), Murat KARAKUS (1), Giang D. NGUYEN (1), Khalid AMROUCH (1,2), Chris CHESTER (3)1: The University Of Adelaide,Adelaide, Australia; 2: Mohammed VI Polytechnic University, Benguerir, Morocco; 3: OZ Minerals, Adelaide Airport, SA 5950, AustraliaIn-situ stress measurement using non-destructive and relief methods1578 Over the past many decades, in-situ stress measurement using overcoring (OC) and hydraulic fracturing (HF) methods has been scientifically accepted and commercially adopted worldwide. However, with the mines getting deeper, their application has become more cumbersome and costlier. This paper presents the use of non-destructive techniques like the secant modulus method (SMM) and acoustic emission (AE) for in-situ stress measurement. Cyclic tests were performed on sub-cores extracted in six independent directions from the oriented main core having a trend and plunge of 285o and 75o respectively in the mine grid. The cores were retrieved from a mine site in South Australia where the OC method was applied. A minimum of two sub-cores were tested in each direction to get the complete stress tensor. The deformation was monitored using strain gauges and AE monitoring system. Results show a very good estimate of in-situ stresses that compares well with the OC method. | Kaiser Effect; Stress Memory; Secant Modulus Method (SMM); Acoustic Emission (AE); Overcoring (OC)
T13: Numerical methods in rock engineeringXu ZHU, Min GAO, Guangyao SI, Chengguo ZHANG, Joung OHUniversity of New South Wales, AustraliaModelling the hydro-mechanical behaviour of a 3D rough-walled rock joint1580 The geometrical morphology of single rock joints considerably impacts the hydromechanical behaviour of fractured rock mass. Although the influences of various geometrical parameters on flow behaviour have been well-studied, only a few previous studies explored the interactions of shear-flow processes in evaluating flow behaviour through a rock fracture. This paper presents numerical simulations for coupled shear-flow processes in single rock fractures based on an improved hydro-mechanical model. The model considers the evolution of the contact area ratio based on Grasselli’s criterion as well as the variable aperture distributions during shearing, and the associated effects on the flow behaviour. The proposed model is then numerically incorporated into the discrete element code 3DEC to conduct shear-flow test simulations, thereby demonstrating the performance of the model. A number of shear-flow tests are performed on single rock fractures. The simulation results are verified by comparison with experimental results, and an acceptable agreement is achieved. | Rock joint, Numerical simulation, Contact area, Aperture distribution, Shear-flow coupled
T10: MonitoringMuammer BERBEREldorado Gold (TUPRAG Efemcukuru Gold Mine), TurkeyGeotechnical Risk Assessment and Management with Underground Controls and Monitoring System for Sill Pillar Recovery at Tüprag Efemcukuru Gold Mine1583 Geotechnical assessment was used to define the mining method, the production schedule, and potential risks for the recovery of sill pillar left at two levels, namely 555 Level and 595 Level. According to geotechnical assessment production was planned for the pillar by using transverse blind up-hole stopes, which are accessed via drift driven in orebody, on the hanging wall side where was planned to monitor the ground movement with smart cable bolt. Consequently, records and cracks along hanging wall, potential risk was detailed with re-assessment that involved the elastic deformation of the paste fill measured in UCS tests were used to anticipate the regional displacement. Also, another instrument named smart MPBX’s were used for modelling accurate movement. All results of monitoring have been recorded and correlated with mining activities. In conclusion, a new access drift on the footwall has been designed and the production sequence and schedule has been updated. | Smart, Cable, MPBX, Monitoring, Assessment, Geotechnical
T05: Digitalization & AutomatisationJinfan CHEN (1), Zhihong ZHAO (1), Xingguang ZHAO (2)1: Tsinghua University, Beijing, China; 2: Beijing Research Institute of Uranium Geology, Beijing, ChinaDeep learning-aided prediction of peak shear strength of rock fractures1585 A robust estimation of peak shear strength of rock fractures in engineering practice is significant, but the three-dimensional (3D) surface characteristics of fractures have not been comprehensively quantified in the existing models. In this study, a deep learning-aided prediction method is proposed to estimate peak shear strength of rock fractures by considering the 3D surface roughness characteristics. The dataset is generated by numerical simulations after experimentally calibrated, and contains four features (normal stress, rock mechanical properties, relative fracture elevation). The deep learning model (FracSNet) assisted by data augmentation and fine-tuning is developed to provide reliable peak shear strength prediction of artificially-split fractures. The prediction ability is validated utilizing experimental data, and the results demonstrate that FracSNet can provide reliable prediction. The deep learning model of rock fractures has great a potential in engineering application with limited access to experimental data. | Peak shear strength, Rock fractures, Particle-based discrete element method, Deep learning
T12: New developments in rock supportKunze LI, Hamed LAMEI RAMANDI, Chengguo ZHANG, Sahand TADBIRI, Serkan SAYDAM, Joung OHUniversity of New South Wales, Sydney, AustraliaInfluence of rock crystal structure on bond strength at the rock-shotcrete interface1587 The bond strength at the aggregate-cement paste interface is affected by the microstructure of the interfacial transition zone (ITZ). However, the influence of substrate crystal structure on the rock-shotcrete interface behaviour has received limited attention. This study investigates the impact of substrate crystal structure on the bonding strength of the rock-shotcrete interface. Gabbros and basalts used in this study have similar mineral compositions but have different grain sizes due to different cooling rates. Applying plain shotcrete to substrate samples to study the interface behaviours. Direct pull-off tests are conducted to investigate the bond strength at the interface after 28-day curing. The failed surfaces are examined using scanning electron microscopy imaging technique to further analyse the failure interface. The results indicate that hydration products can cover and embed into the rock surface. Basalt with fine-grained texture achieves denser ITZ than coarse-grained gabbro and results in stronger bond between rock and shotcrete. | Basalt, Gabbro, Rock-shotcrete interface, Bond strength, Crystal structure
T14: Petroleum engineering and carbon sequestrationAly ABDELAZIZ, Phyllis S. WU, Mei LI, Earl MAGSIPOC, Karl PETERSON, Giovanni GRASSELLIDepartment of Civil and Mineral Engineering, University of Toronto, CanadaUnderstanding shale fracture network complexity in the laboratory1588 Hydraulic fracturing is a complex multi-physics process that involves coupling of fluid flow and rock deformation/fracturing. Particularly, the propagation of fluid-driven fractures is a competing process greatly influenced by rock fabric and in-situ stress. However, it remains unclear how rock fabric affects the failure mechanisms and contributes to the resulting fracture network. To understand this, an 80 mm Montney shale outcrop cube was hydraulically fractured in the laboratory under in-situ true triaxial stress conditions. The fractured sample was then digitally 3D reconstructed by merging high-resolution, high-contrast serial section images. In-depth observation of the digitally-reconstructed induced fracture-network revealed the formation of bedding-controlled horizontal fractures, opening against σ2 instead of the theoretically expected σ3. This suggests the key role played by the bedding planes in determining the trajectory of the fluid-driven fracture network. En-echelon fractures observed near the injection borehole are convincing evidence of possible shear failures associated with hydraulic fracturing. | hydraulic fracturing, 3D imaging, serial section reconstruction, true triaxial testing, breakdown pressure, shut-in pressure
T03: Deep geothermal energyChuangchuang WANG, Xueyu PANG, Guodong CHENG, Jiankun QIN, Huajie LIUChina University of Petroleum(East China), People's Republic of ChinaDesign of CaO-Al2O3-SiO2-H2O hydrothermal synthesis systems for high temperature and high pressure applications1592 Hydrothermal synthesis (HS) system is known to have better high temperature resistance than conventional Portland cement-based system. However, there are still many problems with its field application, as thickening time, rheology, and sedimentation stability of HS systems are difficult to tune. In this study, the design of the HS system was optimized in three stages. In the first stage, experiments were conducted to verify the high temperature resistance of the HS system and study the reactivity of different components. In the second stage, experiments were conducted to optimize the engineering performance of the HS system. In the third stage, experiments were conducted to analyze the influence of material ratio, retarder type and alumina on the performance of the HS system. Test results revealed that the AMPS retarder had better performance than tartaric acid at high temperature and all systems had extremely stable physical and mechanical properties. | Hydrothermal synthesis system, Retarders, Field application, Mechanical properties
T13: Numerical methods in rock engineeringKallol SAHA, Resmi SEBASTIANDepartment of Civil Engineering, Indian Institute of Technology, Ropar, IndiaShear wave propagation across jointed rocks of varying seismic impedance1594 Shear waves are considered as one of the damaging waves for any structure built in the rocks during earthquakes, mining, blasting etc. This paper describes the numerical simulation of a test facility that generates shear waves in rocks. The test facility comprises of a dynamic impact mechanism, friction bar, incident, and transmitted plates. When the friction bar is given dynamic impact, shear wave gets generated in the perpendicular direction in the incident plate due to friction present in the interface between friction bar and incident plate. Seismic impedance of the media plays an important role during wave propagation across the interface. The effect of change in material density across the frictional joints was monitored during laboratory testing. These tests were numerically simulated using a distinct element code. Validation of these numerical simulations have been done by monitoring the vibration amplitudes developed at various locations of the plates in the laboratory. | Shear wave propagation, frictional jointed rocks, seismic impedance, energy coefficients, Coulomb slip joint model, continuously yielding joint model
T04: Deep mining and tunnellingLorenzo MILAN, Monica BARBERO, Mauro BORRI-BRUNETTOPolitecnico di Torino, ItalyApplication of a new brittleness index to estimate the proneness to brittle failure of rock around a deep tunnel1596 A major problem that may arise during the excavation of deep tunnels is the incidence of brittle failure of rock, induced by the stress release in a particularly heavy natural state of stress. The severe energy release is often associated to rapid fracturing and to projection of rock blocks inside the opening, phenomena commonly referred to as spalling or rockburst, which endanger personnel and equipment. Thus, the proper prediction of the occurrence of brittle failure is paramount in underground excavations. This paper presents the application of a new rock brittleness index based on the response of two mechanical models of rock damage, which allows the estimation of the proneness to brittle failure of rock around deep tunnels. For this purpose, the competition between ductile and brittle failure is analyzed. The calculation and usage of the index is described considering a real case study of brittle failure in a deep tunnel. | Brittleness index, Rockburst, Spalling, Tunneling
T10: MonitoringBartolomeo VIGNA, Adriano FIORUCCI, Federico VAGNON, Marco BARALEPolitecnico di Torino, ItalySinkholes and underground mining activities: the key role of monitoring for the hazard assessment and mitigation1598 In 2005, the exploitation activities in the Moncalvo underground gypsum quarry in the Monferrato area (Moncalvo, Piedmont Region, NW Italy), intercepted a karst cave filled with pressurized water (0.3 MPa). After this event, a hydrodynamic and hydrogeochemical methodology was developed and coupled to direct observations to monitor the water flows into the quarry. In particular, all the existing water flows and the new ones generated by the mining activities were mapped. Redox potential, electrical conductivity and water temperature were recurrently measured and integrated with chemical analyses. Piezometric levels were also measured in many piezometers located around the quarry site. The proposed methodology was successfully applied to the Calliano gypsum quarry, which is located in the same geological framework but it is representative of a different karst system. The paper highlights the key role of the hydrogeochemical monitoring as a potential technique for the sinkhole risk related to mining activities. | sinkholes, gypsum, hydrogeochemical monitoring, karst hydrogeology
T06: Geological investigation and characterizationÅsa FRANSSONDepartment of Earth Sciences, University of Gothenburg, SwedenHydrogeology and grouting - a field experiment in shallow, crystalline rock1599 When constructing a tunnel or a shaft in a fractured rock mass, the main water-bearing features are of major importance. A limited reduction in leakage, as well as a greater impact area, are potential consequences if these features are not considered in hydrogeological descriptions and in grouting design. This paper presents a grouting field experiment performed in a shallow, crystalline rock mass. An experiment where the spatial distribution of hydraulic conductivity (transmissivity) of water-bearing features was expected to show both directional dependence and connectivity. This was confirmed, grouting was performed, and hydraulic conductivity reduced. We expect that the demonstrated experimental work, highlighting general nature, pattern, and properties, can be used to improve hydrogeological descriptions and grouting design and form a basis for environmental impact assessments. Further, storage coefficient, and hydraulic aperture, based on transmissivity, can, potentially, be an additional indicator of fracture stiffness and situation of stress. | Hydrogeology, grouting, environmental impact, transmissivity, storage coefficient, fracture stiffness
T06: Geological investigation and characterizationDaniel PRADO AZEVEDO (1), Eduardo Antonio GOMES MARQUES (2)1: Universidade Federal do Pará, Brazil; 2: Universidade Federal de Viçosa, BrazilThe use of 3D digital implicit geological models on slope stability evaluation1604 This study highlights the importance of efficient and agile methods in geological-geotechnical evaluations for open pit mining. The use of 3D geological modeling technologies allows for a better understanding of lithological contacts and strength parameters, enabling the assessment of rock mass geometry and slope stability analyses. Implicit modeling software facilitates the creation of detailed geological-geotechnical models, which can be updated with new data. These models provide cross-sections for slope analysis and can simulate future mining progress and water level fluctuations. By utilizing these tools, the quality of evaluations improves, and areas requiring additional information are identified. The paper presents the results of an implicit geological-geotechnical model for an open pit mine and showcases a slope stability analysis conducted on a geological-geotechnical cross-section. Overall, these techniques enhance understanding, improve analyses, and contribute to more reliable open pit mine design. | Slope Stability, Stability Analysis, Softwares, Geotechnics, Implicit Model
T12: New developments in rock supportAna Carolina BAÊSSO (1), Euripedes do Amaral VARGAS JR. (1), Raquel Quadros VELLOSO (1), Eduardo Gomes MARQUES (2)1: Pontifical Catholic University of Rio de Janeiro, Brazil; 2: Federal University of ViçosaDetermination of tensile strength of rocks by CTC (compression-tensile load converter test)1607 In order to obtain the direct tensile strength of the rocks by means of a device that is inexpensive and easy to use in a rock mechanics laboratory, a compression load converter was designed and manufactured in the PUC-Rio laboratory. This apparatus was named as a compression-tensile load converter (CTC), and was developed by Klanphumusri (2010). The equipment design allows the user to switch between tensile stress and compression applications on the same specimen during placement in the conventional compression machine. The apparatus was designed to test dog bone or halter rock samples with end diameter ranging from 75 to 100 mm. Seven specimens of syenogranites from Cachoeiro de Itapemirim, ES - Brazil were tested for equipment validation and the results were compared to those obtained in fifteen Brazilian tests. The direct tensile strength using the CTC showed consistent results, with lower strength than those obtained by the indirect method. | Direct tensile test; Tensile strength of rocks; Load converter, Geomechanical Properties
T06: Geological investigation and characterizationAbhiram Kumar VERMA, Binay Kumar SAWIndian Institute of Technology Kharagpur, IndiaShear strength characterization of a natural rock joint developed in Peridotite deposits1610 The shear behavior of open rock joints in Peridotite rock, igneous in nature, is studied. These joints are open, random, with the most frequent aperture of 1-2 mm, filled with serpentinite, magnesite, chlorite, asbestos, and talk. Roughness are characterized as rough, smooth, undulating, planar, stepped, stepped/smooth plane, rough stepped, stepped undulating, polished, planer rough, and others. Direct shear test at three constant normal load are carried out, and joint characteristic curves are developed to determine their mechanical properties. All joint sample was collected from different boreholes of 75 mm diameter from depth ranging from 13.18 m to 555.78 m. Further, joints basic friction angle, JRC, JCS are determined. Based on these test results, the dilation and peak shear displacement models are developed and compared with existing shear strength models. | Open rock joint, CNL, Direct shear test, Dilation
T13: Numerical methods in rock engineeringJun-Beom AN, Jeonguk BANG, Joo-Hyun SEONG, Gye-Chun CHOKorea Advanced Institute of Science and Technology, Daejeon, Republic of KoreaNumerical evaluation of surface settlement induced by shield tunneling at rock mass1611 There are several precedents of unintended surface settlements resulting in enormous loss of costs and time, even if for the rock medium. The expansion of shield tunneling requires controlling the shield tunneling parameters precisely to reduce the surface settlements. In this study, numerical parametric studies are conducted to evaluate the geotechnical properties, and TBM operational factors on the surface settlements during shield tunneling. The numerical model based on FLAC3D is validated by comparing the results with the literature and field data. Ground stiffness is the dominant factor in the settlement, and the groundwater inflow follows it. The face pressure and tail void grouting pressure show a relatively weak impact on surface settlements because of the higher stiffness of rock mass. The results from this study are expected to contribute to understanding the settlement behavior induced by shield tunneling through the rock mass and the prediction of surface settlement. | shield tunneling, surface settlement, groundwater inflow, face pressure, tail void grouting
T04: Deep mining and tunnellingRicardo Isidro FERREIRA, Pinkie NDABA, Richard MASETHESibanye-Stillwater, South AfricaThe implementation of ‘automatic’ polygons for relevant data selection in short-term seismic analysis1613 Mining at depth and high rock-stress environments can induce unanticipated dynamic rockmass deformation, posing a serious risk to the workforce. Time-trend analysis of certain seismological parameters has been used for many years to produce daily workplace seismic risk ratings which are meant to characterise rockmass behaviour and enable the identification of developing or imminent rock instability, allowing timeous ameliorating action to be taken – pro-actively and successfully. The impracticality of the daily reviewing of dozens of prior user-defined data selection polygons has meant that often an inappropriate assessment of the seismic hazard is done. Depending on the methodology or application of data analysis and interpretation, some of the information may not be relevant and even detract from the objective. By using the spatial event clusters associated with active workplaces to define the shape and size of the polygons for data selection for subsequent analysis, a problematic subjective component can be eliminated. | seismicity, risk, warning, short-term, ratings
T04: Deep mining and tunnellingRicardo Isidro FERREIRA, Richard MASETHE, Pinkie NDABASibanye-Stillwater, South AfricaRationale for the quick withdrawal of the underground workforce following (large) dynamic ground motions – how extensive should the exclusion zone be?1615 The mining of the tabular auriferous reefs on the rim of the Witwatersrand Basin in South Africa is very extensive, and even within individual mines, underground workplaces are often widespread. There is just cause not to evacuate an entire operation’s workforce following the unanticipated occurrence of a large mining-induced seismic event. We present the rationale for the quick withdrawal of the possibly affected underground workforce following such seismic events and the calculation methodology based on the damaging peak particle velocities (PPV) of the past seismicity. A minimum PPV from the source at which observable damage to the underground excavations is no longer apparent was inferred. The radii from the source within which ground velocities exceed this amount are then calculated for all recorded events with local magnitudes ML1.0 and greater. Those workplaces located within these negatively affected volumes are deemed at risk and the workforce is withdrawn. | seismicity, risk, workforce, evacuation, safety
T05: Digitalization & AutomatisationJian LIU (1), Aohui OUYANG (1,3), Omar ALDAJANI (2), Zili LI (1,2), Herbert EINSTEIN (2)1: University College Cork, Ireland; 2: Massachusetts Institute of Technology; 3: The European Organization for Nuclear Research (CERN)Automatic Fracture Extraction in Laboratory Rock Sample using Deep Learning method1621 Fractures play a crucial role in the hydromechanical behavior of rocks. To investigate the fundamental fracturing mechanism, the imagery of hydraulic fracture evolution is captured in laboratory testing of rock specimens. Conventionally, temporal-spatial characteristics of rock fractures must be identified and extracted manually or by image processing techniques (IPTs) for interpretation, requiring enormous time and labor with low accuracy. This paper develops a deep learning-based method that quickly and automatically identifies and extracts hydraulically induced fractures in rock specimens at the pixel level. The applicability of this method is validated through image datasets from hydraulic fracturing tests. This method shows better effectiveness and efficiency than previous IPTs. The accuracy of the deep learning method reaches 99 percent and the average processing speed is only 389 ms per image when adopting an NVIDIA Tesla T4 GPU, saving a large amount of time compared to human work. | deep learning, hydraulic fracture, fracture extraction, image processing
T05: Digitalization & AutomatisationTushar BHANDARI, Debasis DEB, Chamanth Sai Reddy VEMULAPATIIndian Institute of Technology, Kharagpur, IndiaGlobal Unstructured Digital Image Correlation for determining strains around circular opening1625 Digital Image Correlation (DIC) is a non-contact displacement measurement method that uses image correlation algorithms to measure displacement. The algorithms used are often designed for structures having uniform geometry without cavities. However, in the rock engineering problems irregular geometry and cavities are common. Therefore, an unstructured finite element based DIC (FE-DIC) algorithm is developed, which can incorporate specimens with curved geometries, and cavities. The mathematical principles behind the algorithm are discussed briefly. The validation of the developed algorithm is conducted using a deformed image created using displacements based on the Kirsch solution. The algorithm is also employed to calculate displacement field and strain visualization around a circular cavity in a concrete specimen under compressive loading conditions. The results demonstrate the potential of the unstructured FE-DIC algorithm in providing insights into the material deformation and failure behavior in the specimens. | DIC, Unstructured Mesh, Circular Cavity, Strain Visualization, Kirsch Solution
T15: Rock and rock mass propertiesReza MOTTAGHI, Zhongwei CHEN, David J. WILLIAM, Mehdi SERATIThe University of Queensland, Brisbane, AustraliaExperimental and Numerical Investigations on Bi-axial Loading of Sandstone Brazilian Disks1626 The behavior of sandstone Brazilian disks is investigated under loading in two perpendicular directions. The vertical force was applied at a rate of 200 N/sec while the horizontal load was adjusted to a predetermined ratio of the vertical load until the sample failure. This testing process was repeated for various ratios (including 0%, 10%, 20%, 25%, 33%, 40%, 45%, and 50%) and the failure of samples were captured using a high-speed camera at 25 kHz. While the superposition theory suggests that there will be no tension at the center of the disks in a biaxial loading mode for ratios of 33% and above, results suggest tensile crack occurrence for ratios up to 45%. The numerical results further show that there is always a tensile stress close to the Indirect Tensile Strength happening within the disks central line. It was also noted that if the material transitions into a plastic mode due to extremely high stress ratios, the induced tensile stress would be always considerably higher. | Bi-axial Brazilian tests, Indirect tensile test, Bi-axial loading, Finite element modeling
T06: Geological investigation and characterizationErlend SKRETTING, Georg H. ERHARTER, Jessica Ka Yi CHIUNorwegian Geotechnical Institute (NGI), NorwayVirtual reality based uncertainty assessment of rock mass characterization of tunnel faces1629 Rock mass characterization has a high degree of uncertainty due to difficulties in capturing the heterogeneity of the rock mass, and due to human subjectivity and biases while mapping. Since classification systems are often used as a tool to decide rock support design, misinterpretation of the rock mass can lead to an inadequate support design. In this study, 3D-scans of tunnel faces are implemented in virtual reality (VR) to investigate the uncertainty of tunnel face mapping. A VR-mapping survey is conducted where 14 professional and experienced engineering geologists have performed Q-system based tunnel face mapping and the results allow to quantify the uncertainty related to that process, as well as investigating the different psychological aspects that influence engineering geologists in the mapping process. The paper closes with a discussion about what this VR-study's results mean with respect to rock mass classification and possible future applications for VR in rock engineering. | Rock mass characterization, tunnel face mapping, virtual reality (VR), rock mass classification systems, Q-system, uncertainty
T05: Digitalization & AutomatisationEngin USTA, Kamran ESMAEILIMine Modeling and Analytics Lab, Department of Civil and Mineral Engineering, University of Toronto, CanadaJoint surface characterization using manual and multi-sensor core logging systems1630 The shear behavior of a discontinuity can be significantly influenced by its surface characteristics. This paper compares manual and sensor-based geotechnical core logging methods for joint surface characterization. More than 500 m of core samples were logged, in which 367 joints were both digitally and manually characterized. Manual logging was carried out by visually assessing joint surface roughness and alteration indices. Sensor-based logging includes creating 2D and 3D joint roughness profiles using a handheld 3D scanner and measuring joint wall hardness and alteration type using Equotip Leeb hardness and pXRF analyzer. The collected data were statistically analyzed. A comparison between manual and multi-sensor joint surface characterization was made to demonstrate the discrepancy between the manual and digital logging techniques regarding joint surface roughness, joint wall strength and joint alteration. | Joint surface characterization, Multi-sensor core logging, Leeb hardness test, Joint alteration, Joint roughness, 3D handheld scanner
T06: Geological investigation and characterizationMadelyn SUMNER, Laura PYRAK-NOLTEPurdue University, United States of AmericaVisualization of Fracture Intersections from 3D X-ray Imaging1631 Though fracture intersections control the connectivity of a fracture network, few studies have examined the deformation of intersections. A laboratory study was performed to examine the effect of an applied stress on a fracture network and the intersection geometry. 3D printing was used to create 2 orthogonal intersecting fractures with either a “+” or “x” orientation relative to an applied vertical load. 3D X-ray microscopy was used to image the fracture network. For the “+” orientation, the network connectivity was maintained by the vertical fracture that did not deform significantly under load. However, for the “x” orientation, the void volume and connectivity between the two fractures decreased significantly and almost ceased to exist at the highest load as the topology transitioned from “X” to “Z” to “V”. Hydro-mechanical modeling of fracture networks may need to account for changes in intersection connectivity from perturbations in stress. | Fracture networks, fracture intersections, apertures, stress, imaging
T15: Rock and rock mass propertiesSarbartha SARKAR, Rakesh KUMARIndian Institute of Technology Kharagpur, IndiaCharacterization of Mobilized Cohesion, Friction and Dilation Angles of Brittle Rock During Plastic Deformation1632 The behavior of basalt rock in plastic region is investigated by tri-axial compression tests. Four sets of basalt rocks are tested using a servo-controlled universal testing machine (UTM) under three confining stress 2, 4, 6 MPa. This study generates valuable information of post-yielding parameters like cohesion, friction and dilation angles of brittle rocks and shows their behavior during plastic deformation. The analysis results show that in post peak region, the basalt rock is brittle in nature. It exhibits a negative exponential relationship of cohesion and dilation angle with plastic shear strain. However, the friction angle remains almost constant with increase of plastic shear strain. The existing dilation angle models of Zhao & Cai (2010) and Pourhosseini & Shabanimashcool (2014) are used for estimating the model parameters for basalt rock. It is found that Zhao & Cai (2010) is more aptly fitted for basalt rock. | Brittle rock, cohesion, peak dilation angle, plastic shear strain
T17: Rock slope engineeringSuryajyoti NANDA, Satyam CHOUDHURY, Shantanu PATELIndian Institute of Technology Kharagpur, West Bengal, IndiaAssessment of structurally-controlled slope failure in a steeply dipping Iron ore mine1635 Excavating an open pit mine with a steep angle considering both productivity and safety is a major challenge. The current work proposes a framework for slope design for a large open-pit iron ore mine with complex geological conditions. The joint properties of the steeply deposited mine are collected through face mapping and laboratory tests are done to obtain the intact rock and joint properties. The kinematic analysis of the initial slope design showed wedges forming in the benches. As a remedial measure, the wedge failure analysis is done for the bench scale and the most suitable pit design is selected by changing the slope angle and pit orientation. It was found that the optimized slope design in terms of both safety and productivity can be achieved at an overall slope angle of around 350 with a stripping ratio of approximately 3.5. | Pit slope design, Face mapping, Kinematic analysis, Wedge failure, Stripping ratio
T05: Digitalization & AutomatisationHaojun PANG, Fei JIA, Yingcai HOU, Feipeng HUANG, Yadong XUEDepartment of Geotechnical Engineering, College of Civil Engineering, Tongji University, Shanghai, ChinaIntelligent risk management for TBM hard rock tunnelling based on Knowledge Graph1638 Tunnel construction using TBM involves various factors that increase risks to the structure, including workers, machinery, operation, structure and surrounding environment. These factors interact in complex ways, making risk management rather complicated and challenging. To achieve a better risk management, state-of-the-art technologies such as knowledge graph (KG) can help manage construction risk by storing, managing and mining risk concepts and construction entities. In the paper, a risk management knowledge graph was created for the TBM hard rock tunnel constructed in West China using Neo4j graph database. Work breakdown tree (WBS) and risk breakdown tree (RBS) were created to subdivide the complex TBM tunnelling process and risk sources. WBS and RBS entities were then integrated into the knowledge graph, making the attributes and relations of various entities clear to engineers. The case study demonstrated that knowledge graph is effective, reliable and advanced in TBM hard rock tunnelling risk management. | TBM tunnelling, hard rock, risk management, knowledge graph, work breakdown structure, risk breakdown structure
T01: Challenging rock engineering projectsOskar Leonard VAN DER WEIJ (1), Daniele MARTINELLI (2)1: Kalliosuunnittelu Oy Rockplan Ltd, Finland; 2: Politecnico di Torino, Torino, ItalyExtensive sensitivity analysis of the Kivenlahti metro center using DEM1639 The Kivenlahti metro center is a combined residential and commercial building complex designed on top of a metro station in Espoo, Finland. Rock mechanical modelling was carried out using 3DEC to ensure the integrity of the metro station. A detailed sensitivity analysis was conducted consisting of simulating the effects of reduced horizontal in-situ stress, increased loading and weaker rock mass. Whilst the base case scenario confirmed that the proposed design should not lead to critical deformations within the metro station, the results of the sensitivity analysis indicated vulnerable locations if the loading is increased from the current design. An in-situ stress significantly lower than expected could lead to critical deformations within the metro station. Whilst the sensitivity analysis was conducted using extreme values, it successfully demonstrated areas for concern and thus aided in designing measures for mitigating the risks for the metro station. | DEM, 3DEC, sensitivity analysis, metro station
T16: Underground storage for liquid and gaseous mediaKarl-Heinz LUX, Tianjie PAN, Ralf WOLTERS, Jörg FEIERABENDClausthal University of Technology, GermanyConversion of existing natural gas storage caverns for hydrogen storage – some selected aspects to be considered1640 The conversion of existing natural gas storage caverns for hydrogen storage requires the assessment of the mechanical integrity of the wellbore. The additional impact on the wellbore induced by cavern convergence due to long-term operation must be particularly considered. Numerical simulations of an existing cavern and its wellbore using the FTK-simulator are performed to investigate the stress and strain changes in the casing shoe, including casing, annulus cement, and contact interfaces during the operation. In addition, hydrogen transport in the casing shoe area at the borehole contour is numerically simulated during the mechanical integrity test. It is shown that the FTK-simulator can be successfully used to predict the TH2M-couped load-bearing behavior of salt cavern and wellbore throughout its entire life and provides a detailed insight into the development of stress and strain regarding the casing, annulus cement, and contact interfaces. | underground hydrogen storage, salt caverns, well integrity, mechanical integrity test
T05: Digitalization & AutomatisationAlla SAPRONOVA, Paul Johannes UNTERLASS, Vaibhav SHRINGI, Thomas MARCHERInstitute of Rock Mechanics and Tunnelling, Graz University of Technology, AustriaTowards the development of a harmonized inventory database for decision support: automatized information extraction1641 Decisions made during tunnel construction are based on the opinion of safety-oriented engineers and utilize the knowledge of human experts. Because every tunnel is unique to some extent, it can be assumed that experts' decisions are often "reinvented" on-site. Given the number of completed, ongoing, and planned tunnel projects, it is possible to identify projects which could be used as an extra reference to assist the decision-making processes for new constructions. For human experts it is difficult and time-consuming to identify all similar reference projects. Aiming at developing a harmonized inventory database for decision support (DS) during the planning and construction phases, this work discusses a pathway for retrieving and processing data from archived projects. The major steps for information extraction are described, and the process of developing a harmonized database is discussed. This work specifically addresses the process of extracting tabular information from images using machine learning methods. | data analysis, information extraction, technical documentation, decision support
T17: Rock slope engineeringCarlos Luis GARRIDO GARRIDO, Sergio SÁNCHEZ RODRÍGUEZ, Paula DEL POZO GARCÍAAECOM. Enterprise Capabilities EuropeInteraction between tunnels and slopes. Analysis of weak rock masses considering the Hoek-Brown failure criterion1647 Primary support design for tunnels close to a slope should consider the existing asymmetric stress state. Tunnel excavation imposes deconfinement around the cavity, which may affect the available margin of safety of the slope. For fair to good rock masses, the impact on the existing slope is mostly conditioned by the rock mass structure, even for shallow tunnels. This research is focused on analyzing the impact on the primary support needs for openings in weak rock masses, as well as the potential changes in the stability conditions of the slopes caused by shallow tunnels excavated near them. The Hoek-Brown failure criterion has been used for the parametric study carried out by means of numerical analysis. With these numerical simulations, the construction process of the tunnel is studied to analyze its influence on the existing slope stability, along with the corresponding effects on the support needs for different rock mass conditions. | Tunnel-slope interaction, slope stability, factor of safety, weak rock masses, Hoek-Brown failure criterion, numerical models
T05: Digitalization & AutomatisationYerkezhan MADENOVA (1,2), Fidelis SUORINENI (1), Shuai XU (3)1: Nazarbayev University, Astana, Kazakhstan; 2: Los Alamos National Laboratory, Los Alamos, NM, USA (Current); 3: Northeastern University, Shenyang, People's Republic of ChinaAutomated and digitalized web tool for open stope design1648 The Stability Graph is a widely used method for open stope design to control dilution in underground mining. The method considers several factors, which are determined from different empirical graphs and require additional computations. The manual application of the Stability Graph is time-consuming and has the potential to cause computational and human subjectivity errors in open stope stability prediction. The Stability Graph is developed empirically, and its reliability increases with increased data size and quality. However, its current application does not allow data sharing between practitioners that use the method in the mining industry. This work presents the digital analogous of the Stability Graph method through a web application, which is built to ease its use and eliminate limitations. The web-based tool for open stope design is named StopeSoft and is available at openstope.com. StopeSoft provides several benefits to users compared to the traditional Stability Graph including case history data sharing. | Open stope, Stability Graph, StopeSoft web tool, automation, digitalization
T01: Challenging rock engineering projectsLorenzo BATOCCHIONI, Valeria GONZALEZ RODRIGUEZ, Salvatore MILIZIANOSapienza University of Rome, ItalySoil-structure interaction of preliminary deformable lining for conventional tunnel in squeezing conditions using HiDSte elements1649 The construction of deep tunnels is continuously increasing due to both economic and environmental reasons. High cover and poor geotechnical ground make the construction of tunnels difficult (squeezing conditions). Due to the high loads transmitted by the ground, the preliminary lining can be rarely designed following the so-called resistance principle. The state of the art suggests approaching the lining design by allowing the development of the necessary convergences to adequately reduce the rock load (yielding principle). In this paper, a new steel element (HiDSte), yet to be employed in real tunnel works, is described. The behaviour of the lining made of steel ribs along the HiDSte is illustrated through 2D numerical analyses. The numerical results allowed the evaluation of the peculiar way soil and lining interact and, more in general, the ability of the yielding lining to reduce the in-situ stress level undergone by the lining. | Conventional tunnelling, squeezing conditions, yielding principle, preliminary lining with elastoplastic elements, soil-structure interaction
T07: Geological risks and natural hazardsGiulia TORSELLO (1), Marta CASTELLI (1), Michele MORELLI (2)1: Politecnico di Torino, Italy; 2: ARPA Piemonte, Regional Agency for the Protection of the Environment, Turin, ItalyThe collapse of Torrione Sucai (Mt. Viso, Italy): rockfall analysis and data calibration1650 In December 2019 a large collapse affected the Torrione Sucai, a rocky structure located on the North-Eastern slope of Mt. Viso (Italy) at about 3100 m a.s.l. Mt Viso has been included in the UNESCO World Heritage Sites since 2013 as a biosphere reserve. Therefore, hazard and risk assessment is a priority for the protection of people and the environment. The rockfall was triggered by a combination of high fracturing of the rock mass and permafrost degradation, with associated phenomena that weakened the rock mass and created conditions for slope instability. This study entails a multi-scale analysis of fracture distribution and intersections, in order to identify the zones most prone to collapse. Moreover, a multi-scale back analysis of the run-out behavior of the 2019 rockfall was performed. The results were used to calibrate preliminary susceptibility analyses for the entire area, presented and discussed in the paper. | climate change, permafrost degradation, rockfall, Italian Alps, Mt. Viso
T15: Rock and rock mass propertiesPeter ALLAN (1), Jean-Pierre BAUD (2), Robert HEINTZ (3)1: Pace Geotechnics, Morpeth, Northumberland, United Kingdom; 2: Eurogéo, France; 3: Eurasol, LuxembourgHard soil and rock classification – Pressuremeter data versus tests on samples1651 This paper deals with the correlation between rock properties presented by Kanji (2014), Kanji & Leão (2020) on rock samples of a wide range of strengths, with the classification of indurated and rocky soils from pressuremeter diagrams by Baud & Gambin (2013), Baud (2021). Tests were carried out simultaneously on a same jobsite, and these two approaches contribute to the characterization of rock drillability, showing a certain degree of similarity between them. The relationship between the pressuremeter modulus of the rock mass (ISO 22476-5) and a Young's modulus usable for finite element software is a stumbling block for the validation of a rock model, which remains questionable, as the actual behaviour of the rock masses is highly non-linear. Neither in-situ expansion testing nor uniaxial compression testing directly measures a single modulus representative of the rock mass, so engineering practice is to apply one or more weighting factors, primarily considering the spacing and nature of fractures within the rock mass. | Rocks classification, High Pressure Pressuremeter Test (Dilatometer Test), Compression Strength, Ground Modulus, Drillability
T04: Deep mining and tunnellingRodolfo Enrique CABEZAS (1), Adeline DELONCA (2)1: SRK Consulting, Chile; 2: Universidad Técnica Federico Santa María, ChileReliability of Predicting damage in hard rock mass around deep tunnels in terms of its convergence1653 In deep excavations, mechanical instabilities may appear, inducing damage to the rock mass. These instabilities may be difficult to identify but are inferred as convergence of the walls over time. This magnitude and evolution may provide valuable information for tunnel stability analysis, as the extent of the damage affects where the ground support is installed. This study proposes a simple model to relate convergence with the depth of failure within the rock mass. A normalized damage curve is obtained as a function of the total deformation measured, for compressed and tensile areas around the excavation. The parameters are defined according to the stress state and the strength properties of the rock mass. The influence of the variability of the properties is considered, extending the analysis to a probabilistic case using Montecarlo method and obtaining reliability ranges for different rock masses expected in deep orebodies, for example in hydrothermally altered conditions. | Deep mining, tunneling, Damage, Depth of failure, Reliability
T05: Digitalization & AutomatisationZhansaya MAKSUT, Rakhat MEIRAMOV, Adnan YAZICI, Fidelis SUORINENINazarbayev University, KazakhstanA Machine Learning-based Microseismic Event Location and Wave Velocity Prediction1654 Human-induced seismicity in underground mining has significant impacts on productivity, safety, and operating costs. Accurate predictors for microseismic event sources are crucial to minimize disasters such as rockbursts. This study develops machine learning algorithms to predict real-time seismic wave velocities in deteriorating underground mines, using data from Nazarbayev University's School of Mining and Geosciences laboratory. Traditional constant velocity models are imprecise, so the study explores several machine learning models. The best-performing model was Gradient Boosted Decision Tree with an MAE of 7.146 m/s. These findings demonstrate that machine learning algorithms can accurately predict seismic wave velocities in underground mining environments. | neural network, decision tree, regression, rockbursts, wave velocity
T06: Geological investigation and characterizationJunxiong YANG, Sebastian D. GOODFELLOW, John P. HARRISONUniversity of Toronto, Toronto, CanadaUsing borehole breakout data to constrain the in situ stress tensor1656 Knowledge of the in situ stress state is critical for underground rock engineering projects, but direct measurement data are often not available. Although borehole breakouts are only indicative of the in situ stress state, they nevertheless represent a significant data resource. Properties such as breakout orientation, width and depth can all potentially be used to constrain the in situ stress state. In this paper, we present a novel global optimization and associated objective function that uses breakout data to constrain the normalized in situ stress tensor. This tensor is one in which the magnitudes of the three principal stresses are normalized with respect to the difference between the maximum and the minimum principal stresses, and three Tait–Bryan angles describe the principal stress orientations. The efficacy of the scheme is demonstrated by applying it to breakout data obtained from deep mining operations in the Sudbury mining district of Ontario, Canada. | borehole breakout, in situ stress, global optimization, normalized principal stresses, principal stress orientations
T15: Rock and rock mass propertiesYousef NAVIDTEHRANI (1), Covadonga BETEGÓN (1), Robert W. ZIMMERMAN (2), Emilio MARTÍNEZ-PAÑEDA (2)1: University of Oviedo, Gijon, Spain; 2: Imperial College London, London, UKOn the crack initiation location in the Brazilian test: Griffith-based insight1663 We address the controversy surrounding the use of the Brazilian test to estimate the tensile strength of rock-like materials. Due to its indirect nature, the tensile strength is inferred from the critical load by assuming that cracking initiates at the centre of the sample. We combine finite element analysis with the failure envelope of the generalised Griffith criterion to establish the crack nucleation location, and map the conditions that result in the nucleation of a centre crack. The results reveal that the regime of validity of the Brazilian test is much smaller than previously assumed, with current practices and standards being often inappropriate. An experimental protocol is developed that enables obtaining a valid estimate of the material tensile strength, and a MATLAB App is provided to facilitate the uptake of this protocol. We demonstrate the usefulness of our protocol through examples of valid and invalid tests from the literature. | Rock mechanics, Brazilian test, Fracture, Finite element analysis, Griffith theory
T15: Rock and rock mass propertiesMasahiko OSADA, Koji OSAWA, Christina Putri WIDYANINGTYAS, Yota TOGASHISaitama University, JapanFundamental study on estimation of permeability at in-situ EDZ from pore air pressure response1665 In this paper, we report the results of measuring the pore air pressure response at an isolated space in a rock block while pressure changes are given within a pressure range slightly less than atmospheric pressure. The transient decay method and the oscillation method were adopted to estimate the permeability in the laboratory. In transient decay method, the pressure outside of the rock block reduce from atmospheric pressure to 930 hPa, and the pore air pressure inside the block is monitored. On the other hand, the oscillation method applies a fixed amplitude and fixed frequency with a pressure of 900 to 950 hPa. After analyzing the recorded data, the estimated permeability values from two methods were compared with the permeability determined from measurements of flow rate through a sample under a constant pressure gradient. | In-situ permeability test, Transient pulse test, Pore air pressure oscillation method, Intrinsic permeability, Excavation Damaged Zone (EDZ)
T16: Underground storage for liquid and gaseous mediaManouchehr SANEI, Mohammad FATEHI MARJIDepartment of Mining and Metallurgical Engineering, Yazd University, Yazd, IranInvestigating and evaluating the geomechanics of geological storage of hydrogen from methane decomposition1666 Without the use of fossil fuels, a large contribution to global development would certainly suffer. However, recent scientific developments and perspectives have made it possible to provide the required energy without carbon production, using renewable sources. While renewable energy sources may be a solution to reduce anthropogenic greenhouse gas emissions from fossil fuels, there are still many problems in this development path. Therefore, it is necessary to devise long-term storage to balance the intermittent supply and demand for this new technology. Hydrogen (H2) can be proposed as a suitable energy to achieve goals and meet the growing global energy demand. However, the successful implementation of a large-scale hydrogen-based economy requires large-scale storage. Therefore, in this research, the geomechanics of storage for H2 from methane decomposition and the works of the past in this field will be analyzed and reviewed, and scientific cases will be reported to do this. | Hydrogen, Underground hydrogen storage, Geomechanics, Numerical modeling, Experimental studies
T05: Digitalization & AutomatisationJunsu LEEM (1), Jineon KIM (1), Jiwon CHOI (1), Jae-Joon SONG (1,2)1: Seoul National Unviersity, Seoul, Korea; 2: Research Institute of Energy and ResourcesComparison of an underground rock face 3D modeling performance: SfM-MVS with optimum photographing settings and LiDAR technology1668 Structure-from-motion & multi-view-stereo (SfM-MVS) and light-detecting-and-ranging (LiDAR) are the representative methods to generate a 3D point cloud of a rock face. Both methods have pros and cons depending on the conditions including illumination, surveying time, resolution, accuracy, and cost. For application in underground space, SfM-MVS has been used less than LiDAR due to its lack of error pre-determination and ambiguity of photographing settings. Leem (2023) has developed a theoretical error prediction model for SfM-MVS and derived optimum photographing settings which minimize SfM-MVS error under light and time constraints. This work utilized the optimum photographing settings for the SfM-MVS and compared it with LiDAR when modeling a 70 m² rock face at an illumination of 25 lx within 5 minutes at a tunnel construction site (Yeoju-si, Korea). As a result, SfM-MVS could generate a point cloud with 20 times higher resolution and double accuracy at 10 times lower cost than LiDAR. | SfM (structure-from-motion), MVS (multi-view-stereo), camera settings, UAV flight method, underground digital survey, LiDAR (light-detecting-and-ranging)
T13: Numerical methods in rock engineeringMingfei YAN (1), Yan JIN (1), Yunhu LU (1), Zongyu LU (2)1: China University of Petroleum,Beijing, People's Republic of China; 2: PetroChina Xinjiang Oilfield Company, Karamay, ChinaNumerical Study of Brittle Characteristics of Deep Buried Conglomerate Based on Discrete Element Method1671 Hydraulic fracture has become one of the technical means for efficient development of oil and gas reservoirs, and the brittle rock damage characteristics are the key mechanical indicators for fracturing to form complex fracture networks. The current research on brittle rock characteristics is mainly focused on shale reservoirs, and there is a lack of systematic and in-depth understanding of the characteristics of anisotropic, strongly inhomogeneous conglomerates and their fine-scale damage mechanisms. Through drilling cores and indoor rock mechanics experiments, discrete particle simulation techniques are introduced to reproduce the microfracture expansion mechanism of deeply buried conglomerates, and the study shows that conglomerate brittleness is more sensitive to the surrounding pressure, particle size and volumetric block proportion. Based on the simulation results, the brittleness evaluation index of conglomerate formation is established, which has certain reference significance for understanding the brittle characteristics of deep conglomerate and field fracture design. | Conglomerate, Brittleness, Particle flow code(PFC), Microscopic, Evaluation method
T15: Rock and rock mass propertiesSamarjeet KUMAR, Aditi NUWAL, Shantanu Kumar PATELIndian Institute of Technology Kharagpur, IndiaUnderstanding the Microscopic Mechanisms of the bi-modular behavior of rock1672 Rocks when tested in both tension and compression show bi-modularity. Although the effect of all the factors contributing to the bi-modularity behavior is not fully understood, one of the main contributing factors is considered to be the presence of the micro-structure separating/joining the mineral grains. In this study, the effects of grain micro-structure on the modulus ratio are examined using the discrete element tool PFC2D for LdB granite and yellow sandstone. Extensive calibration was carried out to find out the intergranular micro properties of the mineral grains which produce the macroscopic response of the rocks. The role of inter-granular bond strength, initial microfractures present, and inter-granular bond stiffness were investigated. It was found that initial micro-fractures present in a rock sample is the main reason for producing the bi-modularity in rock and by considering it, crack initiation stress observed in the laboratory can be captured (~ 40% of UCS). | Rock bi-modularity, micromechanical grain properties, PFC, crack initiation stress
T13: Numerical methods in rock engineeringSurabhi MAURYA (1), Dr. Gaurav TIWARI (2)1: Indian Institute of Technology Kanpur, India; 2: Indian Institute of Technology Kanpur, IndiaPolymorphic uncertainty modelling of rock properties coupled with combined probabilistic and non-probabilistic framework for rock tunnel stability analysis1674 A polymorphic uncertainty model is proposed considering the combined effect of aleatory and epistemic uncertainties of rock properties on the stability analysis of rock tunnels. The model incorporates fuzzy logic to represent epistemic uncertainties in the Geological Strength Index (GSI), transformational uncertainty of empirical models, systematic uncertainties due to discrepancy between field and laboratory conditions, and stochastic methods to represent aleatory uncertain properties. Further, detailed guidelines are proposed for the characterization and fuzzification of epistemic uncertain properties. An extended Convergence-Confinement Method (CCM) is proposed and illustrated by performing the stability analysis of a railway tunnel in Jammu and Kashmir, India under the framework of combined probabilistic and non-probabilistic methods. Further, the results obtained from the developed methodology were systematically compared with those of traditional reliability-based results and it was concluded that the proposed methodology is in order with the available input parameters having different uncertainty types. | Fuzzy approach; polymorphic uncertainty; probabilistic methods; non-probabilistic methods
T09: Long term behaviour of underground structuresArka Jyoti DAS, Prabhat Kumar MANDAL, Ranjan KUMARCSIR-Central Institute of Mining and Fuel Research, Dhanbad, IndiaDesign of underground structures and support systems for extraction of inclined coal seam1680 Strata control problems are observed more in dipping coal seams than flat coal seams due to shearing effects, asymmetric failure and stress distribution in inclined rock strata. As most of the pillar strength formulae are derived for the conditions of flat coal pillars, their embracing in the stability analysis of inclined pillars may jeopardize the workings. In this study, inclined pillars are designed by using the strength formulae derived for the inclined pillars. The strength of pillars decreases with the increase in the dip of the coal seams and with the decrease in the acute-angle of the corners of the rhombus-shaped pillars. A parametric study is carried out to quantify the effect of inclination on the failure characteristics of inclined pillars and surrounding rock mass. Based on the study, an adequate size of pillars and an effective support system have been designed for a case study mine. | Inclined coal pillar strength, Dip angle, Yield zone, Asymmetric stress distribution, Support system
T06: Geological investigation and characterizationJayeeta DEY (1), Sujit ROY (1), Abdul MATIN (2)1: SRK Mining Services (India) Private Limited, Kolkata, India; 2: University of Calcutta, Kolkata, IndiaMapping of faults in underground mine by Sub Surface Profiling technology1682 Underground mines often experience roof collapse due to the presence of faults. While major faults are identified during exploration, many a time smaller faults remain unidentified. Underground mine approaching such unidentified faults may result in sudden roof fall and groundwater ingress. To resolve the issue, we utilized GPR based Sub-Surface Profiling technology that is capable of capturing fault related deformation features as anomalies. Results of SSP scanning and its interpretation from an underground coal mine in India is presented. Signatures from SSP are found useful in mapping fracture frequency, identifying fault core and damage zone, and helped assessing the degree of cataclasis. Regular SSP scanning helped predicting the rock conditions in advancing galleries and facilitated to adopt appropriate roof and water management strategy beforehand. Considering the usefulness of the technology, it may be adopted in underground mines globally, particularly where fault related deformation pose challenge to roof management. | Underground-mine, fault, roof-collapse, Sub Surface Profiling, roof-management
T04: Deep mining and tunnellingRichard MASETHE (1), Raymond DURRHEIM (2), Musa MANZI (2)1: Sibanyestillwaters, South Africa; 2: University of the Witwatersrand, South AfricaSource mechanisms of mining-induced seismicity at Kloof Gold Mine, South Africa – moment tensor analysis of ML≥1.5 events1683 Mining-induced seismic events in South African deep-level gold mines cause hazardous working conditions, damage infrastructure, delay production and pose a risk to miners. A good understanding of seismic source mechanisms is needed for seismic data to be used efficiently and effectively for mine planning purposes. A comprehensive study of mining-induced seismic events (ML1.5 – 3.3) that caused damage to stopes at Kloof Gold Mine is described. The source mechanisms of 88 events were calculated. All events were located within the central part of the in-mine seismic network, enabling reliable moment tensors to be determined. It was found that approximately equal numbers of events were related to mining-related structures (such as pillars and abutments) and to geological structures (such as faults and dykes). | seismicity, mining-induced, moment tensors, Kloof Gold Mine
T15: Rock and rock mass propertiesHerbert H. EINSTEINMassachusetts Institute of Technology, United States of AmericaPhysical Modeling in Rock Mechanics and Rock Engineering1685 The paper is intended to pay homage to Professor Leopold Müller who was a leading developer and user of physical models. This will be done by reviewing physical models of fundamental material behavior, geologic mechanisms, and especially jointed rock. On this basis complex models of geologic processes and of structures on and in rock masses will be discussed. As will be shown this sequence of topics also corresponds to the history of physical models. Finally, critical aspects, namely the issues of scaling and of obsoleteness because of powerful simulation models will be addressed leading to the outlook as to where physical models can and should be used. | Physical Models, Material, Geology, Jointed Rock, Rock Structures
T16: Underground storage for liquid and gaseous mediaJames Edward John BURTONSHAW, Adriana PALUSZNY, Robert ZIMMERMANImperial College London, United KingdomNumerical Modelling of Induced Seismicity along a Fault during CO2 Injection into a Subsurface Reservoir1688 Injection, storage, and production of fluids in geological media could be a pivotal technology in the energy transition. Injection of fluid into subsurface systems is known to have the potential to induce seismic activity. The present work models induced seismicity during CO2 injection using a three-dimensional finite element-based numerical simulator, the Imperial College Geomechanics Toolkit. Simulations quantify fault slip along a single fault in a five-layer domain of varying permeability. Fluid injection occurs at the left boundary over a period of hundreds to thousands of days, and induced seismicity is monitored during the injection period. Results for varying mesh refinement and properties are compared against a published scenario. The originally two-dimensional model is replicated in 3D, and the same set of material properties are considered, with permeabilities ranging from 10-14 to 10-19 m2. The simulations predict peak slip to within a few centimeters of that of the numerical comparison study. | Underground Fluid Storage, CCS, Induced Seismicity, Fault Slip, Meshing
T17: Rock slope engineeringAmoussou ADOKO, Hayes ANYASODORSchool of Mining and Geosciences, Nazarbayev University, KazakhstanA reliability-based design approach for geotechnical domain modelling in pit slope design1691 The inherent variability of rock mass properties unavoidably leads to imprecisions in open pit geotechnical models, which can increase the likelihood of failures in pit slopes. To overcome this, a reliability-based design approach is advocated to allow for adequate consideration of the design’s uncertainties. In this study, the First Order Reliability Method (FORM) was used to determine the reliability of a pit slope design through a probability of failure. Data from the Bozshakol copper mine located in north Kazakhstan was used in this study. The input data for the FORM analysis were the rock mass properties and the slope design parameters corresponding to selected sectors of the pit. The reliability indices evaluated for each geotechnical domain show good agreement with the slope displacement observations. The results of this study illustrate the importance of a reliability-based design and its capability to be used as basis for improvement of pit slope design. | Reliability analysis, reliability index, probability of failure, open pit slope, geotechnical domain modelling, factor of safety
T13: Numerical methods in rock engineeringWagdi NAIME (1), Roque GARCÍA (2)1: Central University of Venezuela; 2: Andres Bello Catholic UniversityThe accurate knowledge of the joint term for rock mass classification and for the numerical tunnels analysis and its impact on the on the reinforcement’s costs1692 There is an interesting discussion amongst experts about the term discontinuity in the geomechanical rock mass classification for subsurface works applications. This definition, covers the formational planes, like bedding planes and foliation planes, moving fractures and the joints. Using the finite element program, the influence of the rock mass zoning on the stability results and on the dimensions of the required reinforcement were analyzed. The stress relaxation method was considered, defining the characteristic curves for the rock and for the reinforcement. A comparative analysis of the impact on the reinforcement costs is shown when compared with non-zoning model. The proposal is presented to avoid the term discontinuity and to differentiate the real geological structures that affect the rock mass, planes of large continuity, stratification and foliation, from the joints, defined as non-moving fractures whose extension and frequency depend on the changes of the stress state of the rock mass. | discontinuity, joint, geomechanical classification, tunnel analysis
T06: Geological investigation and characterizationJohannes HORNER (1), Jennifer Andrea BETANCOURT (2)1: recon-struct geologic consulting GmbH, Hallein, Austria; 2: Geologist, Bogotá, ColombiaUnderstanding the geological and geotechnical drill core logging process – key to success1694 The preparation of a consistent ground model in mining and civil construction requires a clear understanding of the geological and geotechnical data collected during the different investigation phases. Drill core logging data may be collected during distinct steps in the drill core logging process. A meaningful interpretation of the drill core logging data is often difficult due to inconsistencies in the logging process and shortcomings in the data management. Such errors and deficiencies can significantly influence the interpretation of the ground conditions. Common sources of error in the drill core logging process include careless drill core handling, inconsistencies in the logging criteria, and the lack of a well-structured data management system. These difficulties can be mitigated or even avoided by identifying the source of error, implementing measures to correct the inconsistencies and by establishing a clear documentation system for the drill core logging process. | diamond drilling, drill core logging, quality control, data management
T04: Deep mining and tunnellingXu LI, Guangyao SI, Joung OH, Ismet CANBULATUNSW, AustraliaA modification of the nearest neighborhood triggering mechanism in longwall mining: do seismic events only triggered by its closest neighbors?1700 A common approach in seismology is to use the nearest neighbours method to identify the spatial and temporal relationships between events and select the closest event pairs to identify the triggering cascade. However, in mining engineering, due to the continuous triggering from dynamic mining development as well as the complex geological conditions (e.g., faults), the mining seismic events may not be purely triggered by one prior event, but by a triggering group of a few different events. In this study, we modify the event-event triggering identification approach applied in longwall seismic events. We find that high-energy events can be triggered by previous low-energy events, with clear foreshadowing events. High-energy events can be related to a few low-energy events whose mechanism is based on mining activities. | Longwall mining, Seismicity, rock mechanics
T13: Numerical methods in rock engineeringXu LI, Guangyao SI, Joung OH, Ismet CANBULATUNSW, AustraliaSimulating on the evolution of natural pores and induced microcracks in rock samples: an elastoplastic damage Gurson type model1701 A mechanically acceptable model to explain the evolution of discontinuities inside rock mass and their effect on the entire rock mechanical performance is still required. In this study, an elastoplastic (hardening and softening) damage Gurson-type model is proposed. The behaviour of discontinuities is separated into natural voids and induced microcracks. The behaviour of natural void is further explained by Gurson’s model, considering both the healing mechanism in the initial compaction stage and the damage effect in the crack development stage. The induced microcracks are considered as internal damage, manifested as a damage variable, which directly affects the yielding envelope of porous media (coupled with Gurson’s model) and rock grains (Drucker-Prager law in the effective stress domain). The proposed model shows great consistency with laboratory observations. | microcracking, rock mechanics, constitutive model, Gurson’s model
T05: Digitalization & AutomatisationZizhuo XIANG, Zexin YU, Joung OH, Guangyao SI, Ismet CANBULATUniversity of New South Wales, AustraliaA machine learning model to estimate in-situ rock strength from borehole geophysical logs1702 This paper proposes an artificial neural network (ANN) model, which aims to improve the estimation accuracy of in-situ rock uniaxial compressive strength (UCS) for the Australian mining industry. The model utilises borehole geophysical logs (i.e., sonic, neutron, gamma and porosity logs) and rock density as inputs. A dataset of 274 samples from two mine sites in Australia is applied for the training, testing and validation of the model. Compared with the conventional sonic velocity model, the mean absolute percentage error of the predictions improves from 34.3% to 19.8% and the root mean squared error is reduced by over 4.6 MPa. In addition, it is also obtained that the accuracy of the model varies depending on the lithologies and mine locations. The proposed model is expected to provide more accurate rock strength estimations and be beneficial for further geotechnical analysis, such as estimating in-situ stresses based on borehole breakout. | Uniaxial compression strength, In-situ rock strength estimation, Borehole geophysical logs, Artificial neural network
T05: Digitalization & AutomatisationTae Young KO, Ju-Pyo HONGDepartment of Energy and Resources Engineering, Kangwon National University, Chuncheon, KoreaComparative Analysis of CAI Estimation using Symbolic Regression and Machine Learning Approaches1705 The abrasiveness of rocks being excavated is a major challenge in TBM tunneling, as it affects the performance and durability of cutting tools. The Cerchar abrasivity Index (CAI) is a widely used method to assess rock abrasiveness and predict tool wear and cutter life in TBM tunneling. The CAI can be estimated from rock properties, such as compressive strength, tensile strength, and petrographic factors. A novel approach using symbolic regression was proposed to predict CAI. Symbolic regression can generate accurate and interpretable mathematical equations to capture the relationship between inputs and outputs. The proposed approach was compared to traditional machine-learning-based regression models using a dataset obtained from published articles and geotechnical data reports. Various machine-learning-based regression methods were also used to forecast the CAI, and their performances were compared. The proposed symbolic regression-based CAI prediction model has the potential to improve the performance of models for predicting rock abrasivity. | Cerchar Abrasivity Index, Wear, Symbolic Regression, Machine Learning
T12: New developments in rock supportJemishkumar Vijaykumar MODI (1,2), Debasis DEB (2), Rakesh KUMAR (2)1: Government Engineering College Palanpur; 2: Indian Institute of Technology KharagpurExperimental Investigations of Instrumented Fully Grouted Rock Bolts under Pull Load1709 Rebar-type rock bolts of 22 mm and a length of 600 mm are instrumented with four resistance strain gauges along the length. A total of 450 mm bolt lengths is embedded with resin grouted inside a cement mortar cast cylindrical sample of diameter 250 mm. Strain gauges are placed on the surface of the rod at four locations. The diameter of the hole is varied as 32 mm, 36 mm, and 42 mm. The bolt is embedded cement mortar samples are placed in a pull-testing machine and firmly fixed on the frame by tie-rods. The rod is pulled with three different loading groups of rates. This paper analyzes load-deformation relationship curves for different hole diameters of pulling to observe the variation in peak bond strength and stiffness. The tensile strains obtained at four locations are validated with an analytical equation are in the paper. | Fully grouted rock-bolt, pull-out tests, bond strength, bond stiffness, axial strain
T06: Geological investigation and characterizationYuanyuan WEI, Hui WUPeking University, People's Republic of ChinaInvestigation of the effect of matrix on tracer transport processes in subsurface fractured reservoirs1710 Tracer testing is a commonly used method to characterize flow and transport in subsurface fractured reservoirs. The interpretation of tracer recovery data generally requires numerous forward simulations of tracer transport in the underlying fracture and matrix. Previous studies have attempted to alleviate the associated computational burden by neglecting the matrix, but the impact of such a simplification remains unclear. This study systematically investigates the effects of matrix on tracer transport processes under various fracture/matrix parameters and tracer injection conditions through an analytical solution. Based on the results, we discuss the situations in which matrix has minimal effect on tracer transport and can be ignored during inversion/data assimilation. A dimensionless number that integrates fracture/matrix parameters and injection parameters is proposed to estimate matrix effect on tracer transport. The dimensionless number offers an easy yet practical way to quantify matrix effect, providing informative guidance for model development in tracer data interpretation. | Tracer transport, fractured reservoir, matrix effect, tracer injection condition, dimensionless number
T14: Petroleum engineering and carbon sequestrationPankaj RAWAT, Narendra Kumar SAMADHIYAIndian Institute of Technology Roorkee, IndiaLaboratory hydraulic fracturing experiments on thermally treated tight sandstone samples under step up incremental loading1715 This paper aims to investigate the effect of thermal treatment on tight sandstone samples during the hydraulic fracturing process. The sandstone samples were preheated at different temperatures and cooled at the same rate (1 ᵒC / min). Step-up incremental loading opted for all hydraulic fracturing experiments. SEM investigations were done on thin sections of fractured samples to find the fractal dimension and tortuosity. After 300 ᵒC, the samples hydro fractured at higher temperatures and showed lower fractal dimensions than those at lower temperatures. The effect of the heat treatment was also observed in the breakdown pressures as they reduced with the increased temperature. Due to the thermal effects, it was also found that the crack tortuosity increased with an increase in temperature. After 300 ᵒC, the degree of micro cracks and the complexity of the fracture growth network increases. | Step up incremental loading, fractal dimension, tortuosity, SEM (Scanning electron microscope) images
T17: Rock slope engineeringCheng-Han LIN, Ming-Lang LINDepartment of Civil Engineering, National Taiwan University, TaiwanActivity and kinematic behaviors of gravitational slope deformation in the slate belt of Taiwan1718 In the slate belt of Taiwan, there have been numerous studies exploring landslide activity or gravitational slope deformation (GSD) since the 2009 Typhoon Morakot. However, studies evaluating the relationship between present-day activity and long-term deformation have been infrequent due to a lack of multi-temporal monitoring data and analysis tools. The Chingjing region, which contains many GSDs and famous rockslides, is one such region that requires further investigation in this context. This study aims to interpret the evolution of slate slope deformation from long-term kinematics to short-term activity. We first observe the surficial displacement rate during the period of 2018-2020 using multi-temporal InSAR analysis. The radar satellite-based surface observation was then supplemented with numerical analysis based on the distinct element method to characterize the sub-surface gravity-driven slope movement. Our results help explain the evolution of gravitational slope deformation in slate slopes and better assess rockslide hazards transferred from GSD. | Gravitational slope deformation, slate slope, multi-temporal InSAR analysis, distinct element modeling
T04: Deep mining and tunnellingJoel CHIWARA (1), Ioannis VAZAIOS (2), Chrysothemis PARASKEVOPOULOU (1)1: University of Leeds, United Kingdom; 2: Ove Arup & Partners Ltd, London, United KingdomThe influence of brittle failure and its impact on face stability in high-stress tunnelling conditions1720 In deep hard rock environments under high-stress conditions, rockmasses behave in a brittle manner resulting in spalling and strain bursting. This paper examines the occurrence of brittle failure and its impact on face stability. Generalised Hoek-Brown failure criterion modified after the Damage Initiation and Spalling Limit (DISL) approach is adopted in 2D and 3D numerical models to capture the mechanical response of brittle rocks in underground excavations. Unsupported circular tunnel models are used to investigate brittle failure at the tunnel face. Excavation induced stress and deformation results show that under anisotropic in-situ stress conditions, models become unstable, and relaxation rapidly increases within 3 m behind the tunnel face, while within a distance of 0.85 times the tunnel radius, the tunnel relaxes 85% to 95%. This demonstrates the rapid loss of confinement in hard rock masses within the face vicinity which yields instabilities in the tunnel. | brittle failure, high-stress, tunnel face stability, strain bursting, hard rock tunnelling, deep mining
T05: Digitalization & AutomatisationMateusz JANISZEWSKI, Lauri UOTINEN, Masoud TORKAN, Mikael RINNEAalto University, FinlandVirtual learning environments for rock engineering education and training - a guideline for development, examples, and lessons learned1723 This paper presents the research and educational development activity at Aalto University in creating virtual learning environments for rock engineering education. Virtual learning environments are increasingly recognized as tools to improve engineering education, but their creation requires specialized knowledge of 3D scanning, computer graphics, and game development. The paper discusses a method for creating 3D models of real environments using photogrammetry, along with hardware and software options. The models are then integrated into virtual learning systems built using game engines. Two case examples focusing on digitizing sites for virtual rock mass mapping are presented, and the outcomes and lessons learned are discussed. The paper concludes that accurate and photorealistic virtual learning environments can be developed to enhance rock engineering education and training. This has implications for the future development of virtual learning environments in engineering education and highlights the potential for using extended reality technology to communicate complex spatial data. | virtual reality, engineering education, photogrammetry, virtual learning environment
T16: Underground storage for liquid and gaseous mediaStefan ZELZER, Thomas GEISLER, Thomas MARCHERInstitute of Rock Mechanics and Tunnelling, Graz University of Technology, AustriaA guidance for the optimal site location of Cavern Thermal Energy Storage (CTES)1731 The production of energy using CO2-neutral methods faces an additional challenge to conserve surplus energy over longer periods of time and to be able to use it when required. One possibility for meeting this challenge is the use of CTES (Cavern Thermal Energy Storage). These CTES store surplus heat in the form of hot water and preserve it for a desired period. Many cities feature the necessary rock formations to build and operate these CTES. For this reason, a guideline has been elaborated that combines the most important geotechnical parameters with the local rock mass conditions. In addition, this guideline pays special attention to the geometric dimensions since these have a significant influence on the stratification of water within the storage medium. It is possible to make a first selection of possible sites and to investigate them in more detail with this geotechnical guidance. | Thermal Energy Storage, Underground Heat Storage, Site Selection Criteria, Thermal Stratification, Suitable Rock Mass
T13: Numerical methods in rock engineeringYasuhisa AONO, Tetsuo OKUNOShimizu Corporation, JapanData Assimilation for Prediction of Surrounding Rock Mass Behavior during Underground Structure Construction Phases1733 To ensure safety during the construction of underground structures, the present and future conditions of rock and tunnel supports, such as displacements, stresses, and plastic regions, must be estimated and predicted by appropriate measurements and numerical simulations. However, there are many uncertainties, such as geological structures, mechanical properties of rocks, and initial and boundary conditions, which considerably complicate numerical modeling. To solve this problem, this study develops a numerical analysis method using a data assimilation (DA) technique that updates the numerical model based on the measured data during construction. Numerical experiments were conducted to evaluate the effectiveness of the proposed method. DA analyses were performed using the displacements obtained from the simulated measurement data. As a result, DA updated the physical properties of the elasto-plastic model and improved the prediction performance of the displacements and plastic region of the surrounding rock mass during tunnel construction. | Ensemble-based data assimilation, Underground structures, Numerical analysis, Strain softening
T15: Rock and rock mass propertiesRahul Rooplal KATRE, Nikhil Ninad SIRDESAI, Sandeep PANCHALDepartment of Mining Engineering, Visvesvaraya National Institute of Technology, Nagpur, Maharashtra, IndiaInfluence of grain-size on damage in thermally treated granites- A Review and Novel quantification techniques1735 Response of thermally treated granites are analyzed by several authors for processes like geothermal energy extraction, underground disposal nuclear waste, energy storage and structures exposed to fires. Although the conducted research helps to increase our understanding on the granites, quantification of thermal rock damage requires further studies which consequently alter the physico- mechanical response. So far, thermal damage is determined as a function of elastic modulus. However, an accurate determination of elastic modulus requires specialized laboratory facilities. When the treated granites (600°C) are allowed to cool in ambient temperature, the density decreases by 7.7%, 2.2% and 3.67% for coarse, medium and fine-grained granite, respectively. This reduction is primarily caused by the volumetric expansion of the mineral grains as seen by internal micro-cracking. In this study, the authors have quantified damage as a function of rock properties other than elastic modulus to appreciate the influence of temperature on varying grain-size. | Granite, Mineralogy, Morphology, Temperature, Damage
T13: Numerical methods in rock engineeringTemenuga GEORGIEVA (1,2), Fanny DESCAMPS (1), George AJDANLIJSKY (3), Sara VANDYCKE (1), Nicolas GONZE (1), Jean-Pierre TSHIBANGU (1)1: University of Mons, Belgium; 2: Euridice, Belgium; 3: Bulgarian Academy of Sciences, BulgariaInfluence of deep coal mines on the stability of shallow cavities1736 Wallonia and Hauts-de-France regions encounter complex developments of multi-level mining cavities that may affect the stability of shallower ones. This work focusses on an abandoned room-and-pillar quarry that extracted phosphatic chalk. On the same site, coal was mined out at depths from 200 to 750 m. To evaluate the influence of deep coal mines on the stability of shallow cavities, the geometry of created voids was modelled, integrating the mining sequence. In addition, detailed topographic and structural surveys of the chalk quarry were completed by rock mass quality assessment. Then a finite element geomechanical model combining the room-and-pillar quarry and the longwall mining was created. Specific vertical cross sections were investigated. The model revealed the progressive influence of coal mining on the room-and-pillar quarry as the surface mined out increased. These large models finally provide boundary conditions for local models in which the influence of specific parameters can be investigated. | post mining, stability analysis, finite element model, room-and-pillar, longwall mining
T05: Digitalization & AutomatisationHannah SALZGEBER, Larissa SCHNEIDERBAUER, Kathrin GLAB, Matthias FLORAUniversity of Innsbruck, iBT, AustriaStudy on comparing current software for parametric modelling in Tunnel Information Modelling1739 The Tunnel Information Modelling (TIM) method has presented the tunnelling industry with certain modelling challenges. Tunnel structures are characterised by the arrangement of recurring components along an alignment and the therefore resulting lengthy and repetitive modelling task requires automation through parametric design. This paper presents an evaluation of currently used software solutions for TIM, which are able to implement parametric modelling via extensions or scripting. The comparison includes aspects of geometrical modelling, integration of alphanumerical information into model components and drawing derivation. The resulting table gives a consolidated overview of the findings and caters to anybody who is currently looking at the implementation of a viable software options for the application of TIM. | BIM, TIM, parametric modelling, digitalisation, tunnelling
T05: Digitalization & AutomatisationInes MASSIMO-KAISER (1), Hans EXENBERGER (1), Hannah SALZGEBER (1), Hannah WERKGARNER (1), Richard LOIDL (2), Matthias FLORA (1)1: Universität Innsbruck, Austria; 2: ASFINAG Bau Management GmbHFrom prognosis Ground Model to Tender Model and Tunnel Construction Framework Plan with Tunnel Information Modelling1740 This article presents a concept for a digital ground model usable throughout all project phases and visualizes causalities between geological conditions and the tunnel structure. Specifically, a dynamic modeling approach is introduced to represent the geological conditions from design to construction. Three process phases are dealt with: (i) a preliminary phase defining the model area, (ii) the geological prognoses, including parameterization and schematization along the alignment as a base for further planning steps, and (iii) the creation of a cumulative tunnel construction model. A schematic, parameterized, small-scale tunnel excavation element model is the basis for a dynamic adaptation of geology. In addition, detailed predictions modeled along the alignment are introduced to represent the predicted geology in higher detail, adjustable in the event of changes, and thus represent the current geological information in the construction area. These models form the basis for a tender model and a digital tunnel construction framework plan. | TIM, framework plan, ground model, design process
T06: Geological investigation and characterizationThomas DICKMANN (1), Jozsef HECHT-MÉNDEZ (1), Dirk KRUEGER (1), Christoph SINKOVEC (2), Christian SCHÖNLECHNER (2)1: Amberg Technologies AG, Switzerland; 2: Jäger Bau GmbH, Bludenz, AustriaRapid seismic data acquisition in a TBM road tunnel excavation with segmental lining1741 Dedicated tunnel reflection seismic is a reliable geological exploration tool. In this method, 24 boreholes are prepared along a tunnel wall, which serve as seismic sources. In four additional boreholes, tri-axial seismic sensors are installed. By recording P- and S-waves propagating through the rock mass, seismic velocities are obtained, and an estimation of rock mechanical properties is possible. Changes in these properties allow for better understanding of the rock mass condition ahead of the face and timely identification of hazardous zones. Experiences on using reflection seismic during the construction of a double-shield TBM road tunnel in Switzerland are presented. Data acquisition was carried out by the tunnel contractor and data processing and evaluation by specialists in tunnel seismic. With 17 seismic measurements, a forecast of the rock mass was made over a length of 2,200 meters. Furthermore, the disturbance-free seismic data acquisition could be tested using an innovative next-generation hardware. | in-tunnel reflection seismic, geological forecast, rock mechanical parameters, site characterization
T05: Digitalization & AutomatisationSarp SAYDAM (2,1), Chengpei XU (1), Binghao LI (1), Birgul TOPAL (1), Serkan SAYDAM (1)1: MERE, Faculty of Engineering, University of New South Wales, Australia; 2: DYWIDAG-Systems International Pty Limited, AustraliaFeature Sampling and Balancing for Detecting Rock Bolts from the LiDAR Point Clouds1744 Rock bolts play a crucial role in enhancing the stability of tunnel structures. However, designing bolt detection methods from LiDAR point clouds often faces the challenge of data imbalance. Despite this, the state-of-the-art deep learning-based detection methods adopt uniform sampling strategy for both bolt and background points without considering their unequal distribution, leading to a substantial loss of bolt features and overabundance of noise points. We propose a novel bolt feature sampling and grouping strategy by integrating principal component and surface curvature analysis to balance the noise background points and the bolt points. The balanced point features are fed into a newly designed deep neural network with a weighted loss function to accurately detect the position of rock bolts. The proposed method achieves state-of-the-art results on the Civil Tunnel dataset and Mining Tunnel dataset, outperforming the state-of-the-art 3D deep learning-based detection methods with uniform sampling strategy. | Rock bolt detection, point cloud, LiDAR, neural network
T15: Rock and rock mass propertiesYulong SHAO, Jineon KIM, Jae-Joon SONGSeoul national university, Korea, Republic of (South Korea)4D imaging of crack evolution and failure mode in 3DP rock-like samples under uniaxial compression by using in-situ micro-ct technology1748 Previous studies have investigated static cracks and pores before and after compressive tests of 3D-printed (3DP) rock with limitations in describing real-time cracking and damage evolution during compression. In this study, compression tests were conducted on 3DP gypsum rocks using an in-situ micro-computed tomography (micro-CT) system to obtain 2D CT images during compression. Through 3D reconstruction of 2D CT images, crack propagation and pore evolution of 3DP gypsum rocks could be illustrated from a 3D stereoscopic perspective and quantitatively analyzed. Results indicated that multiple tensile cracks propagated along the axial direction during compression. Initially, the volume of 3DP gypsum rocks decreased owing to pore closure during the compaction stage in which cracks were yet to be initiated. As the external stress exceeded the bearing capacity of 3DP gypsum rocks, the crack volume increased first marginally and then rapidly as cracks initiated and further developed with the increased stress. | 3DP gypsum rocks, in-situ micro-CT, 3D reconstruction, crack propagation, pore evolution
T15: Rock and rock mass propertiesMinoru SATO (1), Takato TAKEMURA (2), Daisuke ASAHINA (3)1: Central Research Institute of Electric Power Industry, Japan; 2: Geomechanics Lab., Department of Earth and Environmental Sciences, Nihon University; 3: Geological Survey of Japan, AISTMechanical properties of 3D printed sandstone analogue with different binder rates1749 The mechanical properties of natural rocks obtained by laboratory tests vary considerably with rock anisotropy and heterogeneity by the formation process, and measurement accuracy of the equipment. However, it is difficult to evaluate these effects separately using natural rocks. Using three-dimensional (3D)-printed analogue minimizes the variations in the mechanical properties of rocks. In this study, the mechanical properties of 3D-printed sandstone analogues with different binder rates and jacketing conditions are examined at conventional triaxial compression (CTC) and true triaxial compression (TTC) stress conditions. This study demonstrates that the peak strength is slightly different for the same binder-sand weight rate samples; however, the deformation behavior observed from the shape of the stress–strain curve is similar. The mechanical properties and deformation behavior of the 3D-printed sandstone analogues are similar to those of natural sedimentary rocks under CTC and TTC testing conditions. | 3D printing, sandstone, mechanical properties, true triaxial test, triaxial test, P-wave velocity
T13: Numerical methods in rock engineeringTuan Anh BUI (1), Giuseppe CAMMARATA (1), Varun Choudary KANCHARLA (1), Ronald BRINKGREVE (2), Sandro BRASILE (1)1: Seequent, The Bentley Subsurface Company, The Netherlands; 2: Delft University of Technology, The NetherlandsOn advanced numerical techniques for the modeling of bolt reinforced rock mass1754 Rock bolting plays an important role in different geo-engineering applications and its numerical modelling is crucial for the analysis and design of rock structures. Continuum modelling simulation of bolt-reinforced rock masses requires specific techniques to properly model the reinforcement system and its interaction with the rock mass, which often exhibits a nonlinear softening/brittle response. In this context, strain localization might occur, which, in turn, may affect numerical convergence and the quality of results. This paper presents some advanced numerical techniques implemented in PLAXIS to overcome the abovementioned challenges. Firstly, a regularization technique is implemented for an extended version of the Hoek-Brown failure criterion with strain softening. Secondly, the formulation of the structural bolt element interacting with the rock mass is developed. Finally, the robustness and accuracy of these techniques are discussed via a numerical example of a typical underground mining excavation problem. | Numerical modelling, Hoek-Brown with Softening, Rock reinforcement, Underground excavations, Viscous regularization
T08: Hydropower projects and damsYuxi LIU (1), Qianbing ZHANG (1), Ivan CHING (2)1: Department of Civil Engineering, Monash University, Clayton, VIC, Australia; 2: SMEC Pty. Ltd., Sydney, NSW, Australia3D numerical modelling of stability of underground pumped storage hydropower (UPSH)1757 In light of constructing larger and deeper underground pumped storage hydropower (UPSH) plants in deep valleys, a comprehensive study assesses their stability. Internal and external factors are analyzed for a typical underground hydropower station. Evaluating different rock mass types and mechanical qualities internally, the study also examines various station depths, major horizontal stress ratio (K), station angle, and station length. It is found that increasing station depth and size amplifies stress and deformation of surrounding rock, but rock types with higher compressive strength display better resistance against excavation-induced stress and deformation. Notably, the station walls are more stable when station long axis aligns with the major horizontal stress, but it is expected to be less favorable for station end-wall and tunnels connecting caverns. It is crucial to consider rock properties, in-situ stress, and other key aspects for proper engineering measures for the deeper and larger UPSH plants. | Stability analysis of underground pumped storage hydropower (UPSH), in-situ stress, rock type and quality, cavern length
T05: Digitalization & AutomatisationAmanda HUANG (1), Frank LI (1), Tong Joo SIA (1), Qianbing ZHANG (2)1: SMEC, Australia; 2: Monash University, AustraliaDigitalization and creep modelling for trinocular-cavern based metro station1758 Metro stations are complex underground infrastructure encompassing wide-span caverns. Their interactions with tunnels, adits, and utilities in vicinity can have impacts on ground stability. This paper aims to undertake a novel approach leveraging digitalization of design and 3D numerical modelling to better visualize and quantify the ground-structure interaction based on a metro station featuring a trinocular cavern platform. Knowledge-based prediction is important for critical areas of underground construction. By engaging numerical modelling and using appropriate constitutive relationships for both short- and long-term deformation criteria, predictions into the ground movement and responses of ground support can be made to offer insights into the adequacy of the support system and propose monitoring scheme correspondingly, which forms an essential part of structural health management for the underground infrastructure when coupled with data-driven analytics. | Digitalization, Long-term deformation, Numerical modelling, Trinocular-cavern, Monitoring
T16: Underground storage for liquid and gaseous mediaDaniel Hubert BÜCKEN (1,2), Tobias BACKERS (1)1: Ruhr-University Bochum, Germany; 2: geomecon GmbH, Berlin, GermanyHybrid CO2 based thermo-mechanical underground energy storage - a numerical geomechanical review1760 The energy transition requires new ways of effectively and safely generating and storing energy. Multi-fluid geothermal energy systems, such as flexible CO2 plume geothermal systems and porous medium compressed air energy storage can provide dependable baseload, dispatchable power to complement intermittent renewable energy sources, and underground energy storage capacities. Here, a supercharged hybrid gas-based energy storage (SH-GES) approach using CO2 to store pressure and temperature is analyzed from a geomechanical perspective. This is crucial for safe storage operations. Using fully coupled multiphase THM simulations, a generic fault-bound reservoir model is used to evaluate the effect of cyclic storage operations and variable injection temperatures on stress alterations in and around the reservoirs, shifts in seal integrity, and fault stability. The preliminary findings suggest that employing SH-GES for energy storage is a viable option. However, additional research is needed to gather more data regarding the geomechanical impacts and storage efficiency. | energy storage, compressed gas, THM simulation, geomechanics
T10: MonitoringAlberto MICHELINIIDS GeoRadar, ItalyRegression analysis of slope instabilities evolution for time of failure estimation1762 Time of failure (TOF) estimation of rock slope instabilities is one of the most important output of slope monitoring activities. Providing an accurate TOF estimation allows to significantly mitigate the risk associated with slope failure. Various kinematic models to describe the evolution of instabilities are available in literature, the most representative one is the hyperbolic evolution found by Saito. Different techniques have been proposed and used to fit the Saito model to the experimental data, among these, inverse velocity (IV) method and slope gradient (SLO) method are probably the most popular. However, with the recent development of near real-time monitoring systems, and with modern computing power, it is conceivable to approach the TOF estimation with powerful non-linear regression methods. In the present work, non-linear regression analysis of Saito's model is presented and tested on slope collapse datasets acquired from Ground-Based Synthetic Aperture Radar (GB-SAR) systems. | time of failure, failure forecasting, GB-SAR, slope stability, deformation monitoring
T05: Digitalization & AutomatisationJulia C. GODLEWSKA, Marc S. OGAN, Julia GALLAS, Sarah SCHUMSKI, Mandy DUDA, Tobias BACKERSRuhr-University, Bochum, GermanyComparison between manual and automated determination of discontinuity orientations in different rock mass types1764 In this study, the use of automated discontinuity orientation analysis is evaluated as a potential addition to manual data collection. Point clouds of outcrops of three different rock masses in Germany with distinct structural characteristics are analysed using Open-Source Software Cloud Compare and the plug-in Facets. The accuracy of the automated analysis data is compared to manually collected data. The findings of this study confirm that the discontinuity orientation from automated analysis corresponds to the manually generated data regardless of the geological setting but shows differences caused by exposed area of the discontinuity surfaces and undetected discontinuities due to minimal apertures. Further there remain differences between the results of the methods caused by complex morphology, especially in the context of human bias. The automated approach allows for the investigation of areas that are inaccessible by manual methods, and can also reduce human bias through careful interpretation of the results. | Automated discontinuity analysis, UAV, DOM, photogrammetry
T15: Rock and rock mass propertiesKatharina Meta NEUMANN, Mandy DUDA, Tobias BACKERSRuhr-University, Bochum, GermanyEffect of cyclic thermal loading on a carbonate rock: implications for thermal energy storage1766 Because renewable energy, such as wind and solar energy, is subject to temporal fluctuations, solutions are needed to store the energy in order to use it during periods of low energy production. Sensible thermal energy storage in rock (e.g. Alami et al. 2020) and seasonal geothermal energy storage are two options among some. The cyclic heating and cooling of the rock associated with cyclic storage can cause variations in the rock’s thermo-hydromechanical properties (Fränzer et al. 2023). To understand and specify those changes different rocks from a Jurassic carbonate rock formation in Southern Germany, a formation also targeted for geothermal use, was characterised before and after cyclic thermal loading. We investigated elastic, inelastic and thermal properties before and after thermal treatment to 100 °C and 800 °C. The results contribute to the understanding of thermally-induced changes in properties of rock and rock mass relevant for thermal energy storage. | thermal cycling, sensible heat thermal energy storage, limestone, carbonate rocks, thermal and mechanical properties
T09: Long term behaviour of underground structuresHlomani Glen MTHOMBENI, Shane K. DURAPRAJ, Richard T. MASETHESibanye Stillwater, South AfricaCrush Pillars’ Behaviour at Intermediate Depth on Merensky Reef1767 The Siphumelele Mine orebody has been mined extensively up to a depth of up to 1400 m below surface. Apart from stope support, stability of the reef horizon is provided by regional stability pillars support as well as local “crush pillar” support. These pillars are designed so that they crush as they are being cut, with the residual strength of the pillar material being used for the design. However, the major challenge is to “cut” or mine these pillars to the designed size. Undersized pillars degrade and do not provide the required stability, whilst pillar bursts may occur from oversized pillars. Correctly cut pillars perform as expected; they fracture and provide the necessary support. | Crush pillars, w:h ratio, rockburst, support
T03: Deep geothermal energyJuan Miguel REYES-MONTESApplied Seismology Consulting, United KingdomInduced fracture analysis from microseismic catalogues: Salton Sea EGS case study1771 Enhanced Geothermal Systems (EGS) use hydraulic fracturing to create a fracture network that facilitate the circulation of water between injection and extraction boreholes. Microseismic monitoring provides a unique method for the evaluation of the effectiveness and impact of the stimulation and reducing potential risks such as uncontrolled growth or induction of high magnitude seismic events. This study presents tools to interpret the geometry of the induced fracture network and quantify the changes in fluid conductivity induced in the reservoir during stimulations applied to a catalogue of over 8,000 events recorded at the Salton Sea Geothermal field over a 4-year period. The method integrates the temporal, spatial and size characteristics of the induced events to quantify the degree of interaction and connectivity between the fractures within the network, identify enhanced paths for fluid flow and highlight potential zones of induction of larger seismic events. | Microseismicity, Induced seismicity, Enhanced Geothermal Systems, Clustering, Discrete Fracture Network
T09: Long term behaviour of underground structuresSoshi NISHIMOTOCentral Research Institute of Electric Power IndustryLaboratory measurement by geotechnical centrifuge of long-term behavior in a model of vertical emplacement concept with tunnel at a deep geological disposal repository1773 We carried out the centrifuge model test to evaluate the long-term behavior during the resaturation surrounding the deep geological disposal repository. The centrifuge model is the vertical emplacement concept repository and 1/50-size, and the sedimentary rock is drilled a single disposal tunnel and hole, and then the model-overpack, Na-type bentonite buffer, and backfill material are placed in. And the test was conducted at 50 G with the effective stress of 3 MP for equivalent to about 200 years based on centrifugal similarity law. As a result, the displacement of the overpack was measured to be several times larger than that of the tests without the backfill material and disposal tunnel. In addition, it was confirmed that the buffer significantly expanded to the disposal tunnel after the test and visual confirmation. Test results implied that the displacement of the overpack is affected by the stiffness of the backfill material. | Deep geological disposal repository, Long-term THM behavior, Centrifuge model test, Geomechanical interaction
T13: Numerical methods in rock engineeringManuel Bernhard WINKLER (1), Ali YAZ (2), Thomas MARCHER (1)1: Graz University of Technology, Graz, Austria; 2: Istanbul Technical University, Istanbul, TurkeyComparison of analytical and numerical solutions for stresses and displacements around unlined tunnels with arbitrary cross sections inside anisotropic rock masses1776 The implementation of closed-form solutions for stress and displacement fields around tunnels with arbitrary geometry, often based on the complex variable theory and the method of conformal mapping, can be quite challenging from a mathematical point of view. In this paper a solution strategy for the implementation of a chosen closed-form solution from literature is presented, including the possibility to account for rock mass anisotropy and arbitrary tunnel geometries. The evaluation of the involved elastic potential functions is described, respectively derivatives thereof, in terms of solving non-linear constrained optimization problems. To validate our approach, the analytical results for stresses and displacements around a tunnel with semicircular geometry are compared to numerical results from finite element computations. The outcome of the study should be regarded as a basis for the development of refined analytical solutions within anisotropic rock masses considering more realistic boundary conditions and effects such as material non-linearity. | analytical solution, complex variable theory, conformal mapping, tunnel displacements, non-linear optimization problem, transverse isotropic rock mass
T13: Numerical methods in rock engineeringSurajit SARKAR, Manoj Kumar TIWARI, Syed Shah Ghalib ASKARI, Indranil SAHA, Piyush SRIVASTAVA, D.B. Sundara RAMAMTata Steel Limited, Jamshedpur, IndiaApplication of empirical and numerical modelling for stability analysis of developmental workings in an underground coal mine1778 Seam XVB of Bhelatand Amalgamated Colliery, Tata Steel Limited, India is being developed in the southern part of the leasehold area where the stability of the overlying roof strata is disturbed due to the presence of geological discontinuities. In this study empirical methods and numerical modelling have been used to ascertain the stability of the workings. CMRI-ISM RMR (Central Mining Research Institute – Indian School of Mines Rock Mass Rating System) classification system is the most popular and practiced empirical method for roof support design in Indian coal mines. Firstly, structural mapping of the panel was carried out in seam XVB. Further, an attempt has been made to estimate the factor of safety of the existing pillars, the rock load on the galleries & junctions of seam roof using both the methods. Finally, using the existing support design, the support safety factor (SSF) was determined, and recommendations were made to improve the existing SSF. | CMRI-ISM RMR, Empirical methods, Numerical modelling, SSF
T13: Numerical methods in rock engineeringVaibhav SHRINGI, Manuel Bernhard WINKLER, Alexander KLUCKNER, Thomas MARCHERGraz University of Technology, Graz, AustriaEvaluation of trends in tunnel lining utilization with regard to the moment of ring closure1784 At sequenced tunnel drives, next to the rock mass conditions, the advance rates of the single excavation stages and the moment of ring closure determine the performance of shotcrete linings. Especially in heterogeneous rock masses, the investigation of the optimum ring closure moment resulting in no damage of the lining challenges the engineers. If the ring closure is too early, the lining may experience compressive failure because the building up of ground loads is too large. A late ring closure may allow for too much tunnel displacement. To investigate the effects of various ring closure moments on the utilization of the tunnel lining and the tunnel crown convergences, this study performs 3D finite element simulations. The results at a specific measuring cross section and for the assumed ground conditions suggest that a delayed ring closure can lead to higher utilizations compared to an early ring closure. | ring closure, 3D finite element simulation, lining utilization, sequential excavation
T06: Geological investigation and characterizationHong-Gyu LEEOriental Consultants Global, Tokyo, JapanPavement failure and flooding of tunnel in limestone geology1792 This paper describes a case study of cause investigation and countermeasure on pavement failure and flooding in a under service tunnel during a heavy rain constructed by NATM in limestone geology. Since caverns of various sizes were confirmed and a large amount of groundwater flowed into the tunnel during the excavation, the cause is assumed to be the high water pressure acting on the caverns connected to the lower part of the pavement, which could not be visually confirmed when the tunnel was excavated. After confirming the soundness of the tunnel structures and pavement concrete by non-destructive testing methods, the cause investigation mainly focused on reconfirming the original excavation surface under the tunnel pavement. A countermeasure was adopted to allow free drainage through the confirmed small caverns and new drilling holes to prevent the reoccurrence of high water pressure in the small caverns around the tunnel. | Limestone, tunnel, cavern, water pressure, pavement failure, countermeasure
T15: Rock and rock mass propertiesRisto KIURU (1), Sophie HAAPALEHTO (2)1: Oy Rock Physics Finland Ltd, Finland; 2: Posiva Oy, FinlandModified transient plane source measurements of Olkiluoto migmatite1795 Finland is moving forward as the first country to solve the geological final disposal of spent nuclear fuel. Due to the temperature sensitive nature of the used disposal method, thermal design of the repository layout is necessary. This design process requires information of the thermal properties of the rock mass as confining parameters for modelling. As part of this process, modified transient plane source (MTPS) measurements of the thermal properties of Olkiluoto migmatite were carried out between 2019 and 2021. The MTPS method was used to measure simultaneously thermal conductivity and thermal effusivity. Additionally, density measurements were done, allowing the calculation of thermal diffusivity and specific heat capacity. The assumption of normally distributed data was tested using the Shapiro-Wilk test for normality and normal probability plots. Finally, the data were fitted with Gaussians using the maximum likelihood method. | geological disposal, thermal properties, thermal conductivity, thermal effusivity. modified transient plane source, MTPS
T13: Numerical methods in rock engineeringNicolas GONZE, Fanny DESCAMPS, Jean-Pierre TSHIBANGUUniversity of Mons, Mons, BelgiumDevelopment of a 3D discrete element method approach to study the evolution of rock cutting mechanism in high-depth conditions: application to Vosges Sandstone1796 While wells reach deeper and deeper targets, understanding the cutting mechanism under confinement is not yet fully mastered. Among the numerical methods used to study this problem, the Discrete Element Method has already shown promising results, but the evolution of rock behavior with confinement is not always considered. This work proposes a calibration method based on UCS and triaxial tests to represent the evolution of rock behavior with confinement. This calibration procedure is implemented on Vosges Sandstone. The rock model failure envelope is built based on further triaxial tests and agrees with the experimental one. Secondly, linear cutting tests under confinement were implemented on the calibrated model. The results are compared to experimental ones. Their good agreement allows the validation of the proposed approach. | DEM, model calibration, rock cutting, confinement, PDC
T06: Geological investigation and characterizationEmelie GAGNON, Jennifer J. DAYQueen's University, CanadaInterpreting variability of uniaxial compressive strength with insights from vein microstructures1797 The uniaxial compressive strength (UCS) test is regularly used to derive rockmass strength and stiffness properties for geomechanics numerical modelling. While the test is straightforward, selecting representative material properties from a testing suite constrained by economics relies on the practitioner’s experience. This is challenging in veined rocks that exhibit significant variability in the results. To reduce this uncertainty, this study investigates the influence of intravein grain-scale geometric heterogeneity and orientation on the emergent veined specimen strength. Veins exhibit a spectrum of microstructures depending on the geological boundary conditions during their formation. Here, this is captured in a suite of 2D finite-element grain-based UCS experiments on specimens containing a single calcite vein. Results indicate that intravein grain orientation in veins with anisotropic grain arrangements is as influential on strength as the overall orientation of the vein (15-85% strength reduction) while isotropic crystal-bridged veins are less sensitive to orientation (20-45% strength reduction). | Geomechanical laboratory testing, uniaxial compressive strength (UCS), hydrothermal veins, grain-based modelling (GBM), vein microstructures
T14: Petroleum engineering and carbon sequestrationYiqi ZOU, Xuyue CHEN, Deli GAO, Siyuan YIN, Qiqi YANGChina University of Petroleum, Beijing, ChinaThe challenge of ocean shallow extended reach wells: how to achieve a farther extension limit1803 Due to the shallow vertical depth, offshore shallow extended reach wells usually have a high horizontal displacement to vertical depth ratio. The high friction of drill pipe during drilling limits the extension capacity of the extended reach well. Based on the three-dimensional string mechanical model, this paper analyzes the extension limit under the drilling condition and maximum running depth of 9-5/8 ″ casing under casing running conditions, and concludes that the friction coefficient, wellbore trajectory and drilling equipment are the main parameters limiting the extension limit. The operation parameters and suggestions under different working conditions are given.This research is expected to increase the extension limit of shallow extended reach wells and promote the economic and efficient development of shallow oil and gas. | extended reach well, extension limit, shallow water, downhole string
T12: New developments in rock supportGünther M. VOLKMANNDSI Underground Austria GmbH, AustriaVerification of design relevant parameters for new pipe umbrella support systems1806 Since the 90s pipe umbrellas have been used regularly to support tunnel headings in difficult ground conditions. During this time, the rules for design have continuously improved, but there are still problems to determine the equivalence of alternatively offered, new systems. For this reason, common connection types for pipe umbrella support systems are described and their characteristic design parameters, their advantages and disadvantages reviewed. Two different design approaches will be introduced and discussed. Different connection types or staggered connections / joints are assessed regarding their influence on the load-bearing capacity. The results of laboratory tests are discussed, and the necessity of a statistical evaluation shown. Having these results presented in a laboratory test report or a certificate issued by the producer in hand, it is possible to define for an owners representative whether alternative connection types are adequate or not. | pipe umbrella, canopy tube, design approach, connection types, laboratory bending tests
T05: Digitalization & AutomatisationAna Raquel Sena LEITE, Hatem MRADUniversité du Québec en Abitibi-Témiscamingue, CanadaThe creative process for the development of an autonomous bolting arm for underground mines1807 Ground support installation is essential in the underground mining industry. However, it is one of the riskiest activities due to the operator's exposure to unsupported faces recently excavated. From this reality, this work was performed to develop autonomous drilling and bolting arm for underground support purposes. The primary considerations for machinery are the rock mass interaction, artificial intelligence for recognition and mechanical requirements. First, some of the latest technologies that can be related to this research of the autonomous underground mine will be discussed. Secondly, the insight from the miners obtained from interviews will be reported. Finally, the challenges, premises and steps taken will be discussed. This research cannot be compared to one standard automatization due to the extreme variability encountered in rock masses during excavations. | Autonomation, machine learning, rock mechanics, ground support
T15: Rock and rock mass propertiesVasileios KALLIMOGIANNIS (1), Charalampos SAROGLOU (1,2)1: National Technical University of Athens, Greece; 2: University of Leeds, UKMechanical properties of carbonate fault rocks1809 The tectonic processes that take place inside a fault zone change the initial structure of the parent rocks and impact their properties. In the present study, the mechanical properties of five (5) types of carbonate fault rocks from Lefkada Island, Greece, are investigated and compared to the corresponding properties of the parent carbonate rocks. Due to their tectonic disturbance and weak nature, the studied fault rocks are difficult to sample and test using the methodologies suggested by the international standards in Rock Mechanics (ISRM, ASTM). Therefore, a new methodology to sample and perform laboratory tests in such materials is used. The mechanical properties of each studied type presented a high variance which relates to the different structural and textural properties of the tested samples. Those properties were quantified to shed light on the factors that control the strength of the studied fault rocks. | Carbonate fault rocks, Mechanical properties, Structural properties, Textural properties, Sample preparation, Uniaxial Compressive Strength
T10: MonitoringAdolf Bernd MORITZ (1), Johannes FLECKL (1), Werner LIENHART (2), Johann GOLSER (3), Thomas PILGERSTORFER (4)1: ÖBB-Infrastruktur AG, Graz, Austria; 2: Graz University of Technology, Austria; 3: Geodata, Leoben, Austria; 4: Geoconsult ZT GmbH, Puch bei Hallein, AustriaLong-term monitoring of Austrian railway tunnels – A next step forward1811 At the large infrastructure projects of the Austrian Federal Railways OeBB in the Alpine region geotechnical structures with different characteristics are encountered. Especially fault zones associated with high overburden are a great challenge during tunnelling, often resulting in large deformation of the rock-support system. On the other hand support for tunnels in swelling ground has to be designed to an expected swelling pressure during the life time of a tunnel. The goal is to apply robust, reliable and durable monitoring systems for observing such geotechnical structures during a service life of the tunnels of 150 years. The benefit is to early detect unfavourable tendencies of the system behaviour and the planning of measures in terms of predictive maintenance accordingly in due time. Finally this ensures high availability of the tunnels during operation. The paper presents the implementation of long-term monitoring via the projects Koralm Tunnel, Granitztal Tunnel and the Semmering Base Tunnel. | long-term monitoring, OeBB railway tunnel, ground pressure, fibre optic sensing, vibrating wire strain sensors, automatic data acquisition
T15: Rock and rock mass propertiesVasileios KALLIMOGIANNIS (1), Charalampos SAROGLOU (1,2)1: National Technical University of Athens, Greece; 2: University of Leeds, UKClassification of weak, carbonate fault rocks1812 The most common rock mass classification systems have been developed around hard rocks and do not fully apply to the characterization of weak rocks. Moreover, fault carbonate rocks present unique properties that cannot be accounted for when using these systems. Therefore, a new classification scheme is needed to accurately predict their mechanical properties. Weak, carbonate fault rocks from Lefkada island, Greece, are studied via a series of laboratory tests. Based on the geological background and our findings, the fault rocks are classified into four main types: Parent rocks, Welded breccias, Unwelded breccias and Matrix material. A methodology to estimate the Uniaxial Compressive Strength (UCSi) of each fault rock type is proposed. The results indicate that the Uniaxial Compressive Strength of the welded/unwelded breccias is a function of the corresponding strength of their components (fragments and matrix) and the matrix ratio (the percentage of matrix in a given volume). | Carbonate fault rocks, Mechanical properties, Structural properties, Textural properties, Sample preparation, Uniaxial Compressive Strength
T04: Deep mining and tunnellingRajashekar Yadav AVULA, Sreenivasa Rao ISLAVATHIIT KHARAGPUR, IndiaAnalysis of the behaviour of the Barrier Pillars and Gateroads of the deep Longwall Panel of India using the 3D Finite Element Modelling approach1814 In Longwall mining, gateroads play a major role in transporting men and materials and providing ventilation. Barrier pillars lie between two adjacent panels to support the face and gateroads. During the retreating, these gateroads and barrier pillars are subject to mining-induced stresses and may cause the failure of the face, barrier, roof and floor of gateroads. The behaviour of barrier and face must be assessed to extract the panel successfully. For this, a longwall panel of 250 m x 2500 m size lying at 530 m depth is analysed using 3D finite element modelling technique. This study considers the variations in retreat distance, coal properties, and barrier size. All the numerical models are analysed considering Mohr-Coulomb criterion. The vertical displacement in gateroads and stress on the barrier and longwall face, abutment zone and yield zone are analysed, and the safety factor of the barrier pillars and longwall face are determined. | Barrier pillar, Gateroad, Development of load, Goaf, Safety factor
T04: Deep mining and tunnellingTawanda ZVARIVADZALuleå University of Technology, SwedenA conceptual study on the prediction of destress blasting efficiency using geostatistical approaches1819 As underground mines go deeper, it is of utmost importance to manage increased stresses to minimise occurrences of rockbursts. Rockbursts have several documented devastating economic, social and safety consequences such as fatalities, loss of mine assets or production sections, social uproar, force majeure etc. Among several approaches which can be adopted to manage rockbursts is the practice of destress blasting. It is necessary to evaluate the efficiency of any adopted destress blasting design. This can be done through the measurement of physical parameters such as changes in deformation, local seismic magnitude, stress; fracturing intensity etc. at different locations where destress blasting has been implemented. This entails physical exposure of workers to mining excavations, increasing their exposure to harm when safety fails. This paper presents a conceptual study on geostatistical approaches which can be utilized to estimate unmeasured locations using measured locations, thereby reducing the mining personnel's exposure to harm. | Deep mining, Rockburst, Destress blasting, Geostatistics, Semi-variogram modelling, Cross-validation
T08: Hydropower projects and damsSteffen BAUER, Sebastian PERZLMAIERTIWAG-Tiroler Wasserkraft, AustriaThe material extraction for the Kühtai Dam1823 For the construction of the Kühtai embankment dam, a total fill volume of 6.9 mio m³ is required. The main sources of the material are the overburden and hard rock of the Längental valley. The required rock material is produced in a quarry developed at the eastern reservoir slope. The rock mass consists mainly of granodiorite gneiss. To estimate the production volume a 3D rock contour model was developed. The total production volume is 2.2 mio m³ of hard rock and 3.2 mio m³ of overburden. The produced material has to fit the requirements of the dam zoning, considering mass balance and sequence of construction. The bench and overall slope stability is evaluated by stability calculations, visual inspections, engineering-geological mapping, geodetic monitoring and terrestrial laser scanning. The finale bench faces are blasted by pre-splitting method. Preparation for production has started in 2020 and production began in 2022. | Kühtai Dam, rock slopes, quarry, blast design, monitoring
T15: Rock and rock mass propertiesLars JACOBSSON, Mathias FLANSBJER, Jörgen LARSSONRISE Research Institutes of Sweden AB, SwedenDirect shear tests on large natural and artificially induced rock fractures in a new laboratory equipment1827 A direct shear equipment for testing rock fractures up to 400×600 mm size, and up to 5 MN force in both normal and shear loading directions, was developed. Normal loading and direct shear tests under constant normal stiffness (CNS) and constant normal load (CNL) conditions were conducted on 300×500 mm specimens, one planar steel joint and two natural and two tensile induced rock fractures. Design targets, e.g. system to maintain undisturbed fractures up to testing and high system stiffnesses to achieve well-controlled shear tests, were verified by the experiments. A new optical system for local deformation measurements was used to accurately determine fracture displacements besides conventional non-local deformation measurements. The determined normal stiffnesses were similar previous results from the literature on smaller fractures, whereas the shear stiffness data are novel. The results provide a new insight into processes at the onset of fracture slip. | Rock fractures, large scale direct shear equipment, local optical deformation measurements, CNL, CNS, fracture stiffness
T18: Early Career Forum (Young Researchers)Renato PEREIRA, José MURALHA, Luís LAMASLNEC, PortugalStability analysis of a rock slope: Fully-probabilistic approach1830 Stability analysis of rock slopes is an exercise that poses a variety of challenges to a rock engineer. Field information is often lacking and subjective modelling of the rock mass is required. Expert judgment also influences the quantification of the targeted safety level, reflecting the confidence of the designer in his own assumptions and hypothesis. With the introduction of the EN1997 in Europe, structural reliability concepts were brought to the design of geotechnical structures, now also including rock masses after its current revision. Yet, fully-probabilistic methods are still considered valid alternatives to the partial safety method recommended there. Understanding how to address rock engineering problems from a probabilistic perspective becomes essential to move beyond the traditional practice. In this study, a simple problem relating to the stability of a rock slope is explored. Limit states for foreseeable failure mechanisms are defined and the system reliability problem is formulated and solved. | Rock slope, wedge stability, probabilistic approach, system reliability, failure mode analysis
T08: Hydropower projects and damsMike GEORGEBGC Engineering, United States of AmericaA Block Theory approach for rock erodibility assessment incorporating 3D high-resolution site characterization data1831 Scour of rock in dam foundations and spillways during flood events is an important issue for dam safety. A new approach using Block Theory to evaluate erodibility of 3D rock blocks has been developed using physical hydraulic model and prototype testing. The use of high-resolution remote sensing technology for 3D site characterization of the rock mass (e.g., photogrammetry and LiDAR) in combination with the Block Theory Rock Erodibility (BTRE) method has permitted a more detailed, site-specific, examination of rock erodibility than previously attainable. This includes delineation/analysis of site-specific 3D rock blocks, monitoring/change detection of scour over time, and rapid collection of thousands of discontinuity measurements for probabilistic scour analysis. | Rock scour, Block Theory, remote sensing, erodibility, dams, spillways
T04: Deep mining and tunnellingTobias BACKERS, Simon KATTENBECK, Mandy DUDARuhr-University Bochum, GermanyThe Brown-Hoek stress-depth relation revisited1835 In 1978 Brown and Hoek published their well-known paper on the relationship between measured in-situ stress and depth. The key figure of this paper can be found in many textbooks related to rock mechanics and rock engineering and the given relationships are used frequently. In this paper we use the World Stress Map data to check if the more than 40 years old interpretation of the limited dataset at that time is still valid. The presented analyses clearly shows that the general trends are, but that some details need to be tuned in future. In an ongoing initiative more measured stress data is included into the analysis. | in-situ stress, horizontal stress, depth-related, stress gradients
T08: Hydropower projects and damsJohannes KLEBERGER, Irmina PÖSCHL, Jonas WEILiC consulenten Ziviltechniker GesmbH, Austria275 m high Yusufeli arch dam – Geotechnical modelling during construction1843 The World’s highest double curved arch dam outside of China was recently completed near the town of Yusufeli in NE Turkey. The project was ordered, supervised and managed by the State Ministry of Hydraulic Works (DSI), and constructed by contractor LIMAK of Ankara. The implementation of the 275 m high dam necessitated the construction of almost 480 m high very steep cut-slopes in extreme terrain. The contractor decided early during his contract to perform a multi-staged site investigation and consequent 3D geotechnical modelling. Data from a large variety of SI methods, including detailed geological documentation of ~20km of tunnels and ~200,000m² excavated slopes were continuously integrated into this 3D geo model. Together with a co-operative approach between acting parties, an active project management and highly professional service providers, the flexible 3D model helped to effectively deal with the important geotechnical issues and complete this ultra-high dam project without significant delays. | 3D modelling, digital data base, steering tool, design and construction management
T04: Deep mining and tunnellingYousef GOLABCHI, Matthew A. PERRASYork University, CanadaComparison of regression and classification Machine Learning algorithms for determining excavation damage zones depths1847 During the construction of underground excavations, the development of excavation damage zones (EDZs) is a crucial factor in designing permeability-sensitive excavations, such as deep geological repositories for nuclear waste. In this study, regression and classification machine learning (ML) models were employed. Specifically, k-nearest neighbors (KNN) and multi-layer perceptron (MLP) were used for both models. The aim of the regression ML models was to predict the depth of damage based on the maximum tangential stress around the opening and the crack initiation (CI) threshold. In contrast, the classification ML models aimed to determine different EDZ zones using the same features. After comparing the ML models with each other and with the traditional regression approach, it was concluded that MLP outperforms KNN for both models. Moreover, MLP exhibits consistency with the traditional regression lines. Thus, MLP can be effectively utilized for regression in higher-dimension modeling with a greater number of features. | Excavation Damage Zones, Machine Learning, Regression, Classification, K-Nearest Neighbor, Multi-Layer Perceptron
T15: Rock and rock mass propertiesDimitrios KOTSANIS, Pavlos NOMIKOSNational Technical University of Athens, GreeceCorrelating uniaxial compression strength and static Young's modulus with Schmidt hardness for prasinites1849 The scope of this study is to investigate the potential correlation of the Schmidt hammer rebound number with the uniaxial compressive strength and the static Young's modulus of prasinites, a metabasic petrological type outcropping in Attica Peninsula, Greece. Research works of similar content require the direct determination of the mechanical properties under consideration, so sixteen samples of NX diameter were prepared and examined in the laboratory. Then, the interpretation of the results revealed the relationship between the Schmidt hammer rebound hardness with the uniaxial compressive strength and the static Young's modulus of the studied rock materials. The derived empirical equations can provide valuable information for this rock type and can be used for preliminary investigations, at least in the study region. | Schmidt hardness, Uniaxial compressive strength, Static Young's modulus, Prasinites
T08: Hydropower projects and damsYavar JALILI KASHTIBAN (1), Ali SAEIDI (1), Marie-Isabelle FARINAS (1), Javier PATARROYO (2)1: University of Quebec at Chicoutimi, Canada; 2: Hydro-Quebec, CanadaEvaluation of the effect of rock surface irregularities on energy gradient in unlined dam spillways1859 Rock scouring downstream of dams has raised concerns for dam safety. To assess hydraulic erodibility, it is important to consider both geomechanical and hydraulic factors. Unlined spillways are typically created through controlled blasting, resulting in irregular rock surfaces. Previous studies have not comprehensively considered various geometrical parameters, including joint opening, joint spacing, and surface irregularities, and their impact on hydraulic parameters. This study aims to investigate the influence of surface irregularities in 25 different configurations on hydraulic parameters. The findings will contribute to improving the current equation for the hydraulic erosive parameter in future research. ANSYS-Fluent CFD simulations were performed to analyze the determined unlined spillway geometries. Results showed that increased irregularity height reduced maximum velocity and energy, but led to increased total head loss and rock mass erosion. Furthermore, the water-rock interface experienced three times higher energy loss compared to the water surface. | Rock mass, Geomechanics, Unlined spillways, Erodibility, CFD
T01: Challenging rock engineering projectsAlfio DI GIOVANNI, Carmine TODARO, Simone SALTARIN, Marilena CARDUPolitecnico di Torino, Turin, ItalyThe phenomenon of tools' wear in a marble quarry: laboratory tests to evaluate the performance of conditioning as a wear preventer1861 Exploitation with a chain saw cutting machine has been the ordinary industrial practice in marble excavation for over thirty years, due to its ability to adapt to difficult environments and to guarantee a high level of safety during the cutting phase. Nevertheless, the presence of impurities in the calcite matrix, e.g. quartz, leads to the problem of rapid and unusual wear on cutting tools. In this study, two laboratory tests were selected and carried out to estimate the rock's wear potential: the CERCHAR Abrasivity test and the Soil Abrasion Test Apparatus (SATA). The results highlight a high degree of abrasivity in dry conditions, which was satisfactorily reduced by using water and additives. This mixture, typically used in tunnelling applications, is intended to decrease the wear from rock excavation and a significant reduction of this phenomenon has been noticed. | dimension stone exploitation, tool wear, Soil Abrasion Test Apparatus, CERCHAR Abrasivity test, wear reduction
T06: Geological investigation and characterizationGabriela Buitrago FRAINZ, Gustavo Vinicius GOUVEIAVale, BrazilGeotechnical parameters prediction from geophysical logging data using supervised learning methods1869 Rotary percussion drilling, despite being more agile and economical, does not provide the recovery of intact material as in traditional methods. With the use of this type of drilling, obtaining geotechnical parameters from alternative methodologies, such as geophysical logging, becomes of fundamental importance. Currently, however, geophysical logging does not meet the need to describe cores obtained by conventional drilling, due to methodologies established for geotechnics are based on tactile-visual parameters. Therefore, an opportunity is identified in the application of machine learning algorithms that use different data sources to obtain geotechnical parameters. Three algorithms were applied to the data sources and the scores varied depending on the comparisons and the acceptance criteria. It was observed that when the adjustment sequence is made in a more flexible criteria of acceptance, high levels of accuracy are achieved, which makes this tool practicable in geotechnical projects. | Machine Leaning, Geophysical, Geotechnical Logging, Mining, Supervised Learning
T01: Challenging rock engineering projectsAndreas GORICKI (1), Vipin PARIHAR (2)1: 3G Gruppe Geotechnik Graz ZT GmbH, Austria; 2: Afcons Infrastructure Limited, IndiaPandoh Highway Tunnels in Indian Himalaya - a rock mechanical challenge in design and construction1872 The National Highway NH-21 in the Indian State of Himachal Pradesh is developed into a 4-lane divided dual carriageway. The road section between Chandigarh and Manali with a length of approximately 21 km is located in topographically very difficult terrain where the Beas River formed a deep and narrow canyon with high and steep rock slopes. The paper describes the challenges in the design and the construction of the EPC Contract for six tunnels with a total single bore length of approximately 20 km. This includes geological design, NATM excavation design and detailed structural design for the rock tunnels in different tectonic formations. The variable rock mass conditions in combination with the short lateral distance to the very steep canyon slopes resulted in demanding rock mass behaviour and various difficulties to be solved during excavations. | NATM, tunnel, design, construction
T01: Challenging rock engineering projectsJose Allan MAIA (1), Teofilo COSTA (1), Anderson FONINI (2), Felipe GOBBI (2), Ricardo MENEZES (2), Gonçalo SONAGLIO (2), Fabiano MADRID (2)1: Vale S.A., Brazil; 2: FGS Geotecnia, BrazilDesign Review of the Remediation Project of a Highly Weathered Open Pit Wall from a Closed Iron Ore Mine in Brazil1874 In the late 90s, the excavation of an open pit mine was initiated in the Iron Quadrangle, a rich iron ore region situated in southeast Brazil. During years of excavation and mining duties, but especially after reaching its maximum depth, many instabilities occurred in the north wall, which presents about 500 m height and overall slope inclination that fluctuates between 30° to 35°. In the 2010s, a Real Aperture Radar and a series of prisms distributed across this wall indicated a total displacement of about 65 cm in 120 days during severe rainstorms. More recently, in the 2020s, InSAR data have shown that the displacements are still occurring after many slope failures, especially during the rainy season. As a result, the extensive erosion process accelerated the wall unloading generating a net of several unstable surfaces (comprising millions of cubic meters) controlled by the regional structural setting. Thus, during the design review of the remediation project, according to the reduced data available, several analyses were conducted to confirm the geotechnical parameters obtained from field and lab tests and assess the failure depth from back analyses. Finally, the design review service shows that the remediation proposed by the basic design could no longer address effective treatments for the decommissioning design of the north wall, but the remediation actions are still valid. | Decommissioning, Surface mining, Design review, Complex geology, Tropical environment, Weak rocks
T05: Digitalization & AutomatisationNaval SINGH (1), Oscar LUNDHEDE (2)1: ORCX AB, FORCIT Explosives, Gothenburg, Sweden; 2: L-Consulting, B&R Sverige, Orebro, SwedenThe autonomous system cycle approach in off-road industrial applications – a holistic view1880 The fundamental need in ‘Off-road industrial applications’, e.g., mining, tunnelling, construction sites etc. are – safety, reliability, operational / economic viability, and sustainability. Available ‘automation and autonomous technologies’ has numerous benefits in off-road industrial applications. In the last 15 to 20 years ‘the automation and autonomous technologies’ has gained popularity in off-road industrial applications and addresses many of its above-mentioned fundamental needs. Although with all its operational and long-term economic benefits, still spread of automation and autonomous technologies are limited to few geographies and certain applications only. In this paper, we are presenting ‘the autonomous system cycle approach in off-road industrial applications’, and its potential benefits. We will also briefly review the available autonomous technologies, its status, and applications e.g., in mineral exploration, rock breaking, material haulage, rock processing etc. Through ‘the autonomous system cycle approach’, goal of this paper is to present a step-by-step guideline for integration and implementation of the new technologies in off-road industries. | Automation, Mining, Construction, Civil, Digitalization, Tunneling
T01: Challenging rock engineering projectsRaphael Perpetuo SOARES, Joao Pedro AMARAL, Gerson Rincon RIBEIROAngloGold Ashanti, BrazilGeotechnical Stope Index1883 The Geotechnical Stope Index aims to highlight the ore's dilution potential. The profile uses calculations to consider historical observations and geotechnical data analysis to identify potential geotechnical hazards about overbreaks in sublevel stoping. After each step, a column called "Estimated Dilution" is added to compare previous estimations with actual results, using a reconciliation method to calibrate the system's predictability feature. The Stope Index input limits have been calibrated based on stope performance data to provide realistic dilution estimations. This suggests that the system is being used in a mining or excavation context to estimate the amount of material that is lost or mixed in with the extracted ore during the mining process. By comparing the estimated dilution with the actual dilution, the system can improve its accuracy over time and provide more reliable estimates. This system is the geotechnical risk inserted in the mining plan before the mining production sequencing. | Stope Index, dilution, mine planning, geotechnical classification
T08: Hydropower projects and damsMarie-Hélène WISSE (1), Ali SAEIDI (1), Marco QUIRION (2)1: Université du Québec à Chicoutimi, Canada; 2: Hydro-QuébecExperimental study of joint opening and block protrusion effects on rock mass erosion in unlined spillways1884 Rock mass erosion in dams’ spillways can cause damages to the spillway structure and result in expensive repairs. In order to study rock mass characteristics having an effect on rock mass erosion in unlined spillways, a scaled physical model of a real dam spillway was built in a laboratory of Université du Québec à Chicoutimi. This physical model also allows studying the hydraulic parameters of the flow which have an effect on rock mass erosion. Some tests were undertaken to study the effects of joint opening and block protrusion on the hydraulic parameters in the simulated rock joints. The distribution of water pressure was measured on the faces of an instrumented block. The results obtained show that the main force having an effect on the block uplift is the water force acting on the top of the block. This force is mostly affected by protrusion configuration. | Physical model, Spillway, Rock Mass, Erosion
T04: Deep mining and tunnellingPengxuan JI (1), Qianbing ZHANG (1), Gisela VIEGAS (2)1: Monash University, Melbourne, Australia; 2: Newcrest Mining Limited, Melbourne, AustraliaMechanical and fracturing characteristics of defected cement mortar samples under biaxial confinements1887 In this study, quasi-static biaxial compression tests are conducted on rock-like cement mortar materials to examine the effect of shape, orientation, and interaction of pre-existing defects representing the rock mass with fissures created by nature or hydrofracturing. The mechanical and fracturing characteristics are investigated by stress-strain response, acoustic emission, digital image correlation and synchrotron X-ray computed tomography techniques. Results show the biaxial compression strength (σ_BCS) increases with confinement and restricts the development of cracks compared to uniaxial tests. In terms of hole samples, the confinement squeezes the tensile stress concentration area at the crown and invert of the hole. The orientation of the flaw impacts the failure characteristics and σ_BCS reaches its lowest value when the inclination angle is 45 degrees. The proposed integrated analysis framework is proven to be feasible for samples with more complicated geometry and the findings would benefit underground civil and resource-related projects. | Biaxial compression, Cement mortar, Pre-existing defect, Fracturing characteristic, Integrated analysis framework, Analytical solution
T04: Deep mining and tunnellingArpan NANDY, K Seshagiri RAO, Tanusree CHAKRABORTYIndian Institute of Technology Delhi, IndiaDevelopment of failure criterion for extensile fracturing of Kannur limestone under triaxial stresses1888 The classic rock mechanics is limited to evenly fractured rock mass at shallow depths wherein works of Mohr, Coulomb, Hoek and Brown, Drucker-Prager, Wiebols and Cook and more consider isotropic structural effects of joints seen at shallow depths. However, hardly any failure criterion is applicable to massive rocks available at deep depths. At deep tunnels, as one moves from the excavation surface into the rock, the fracture mechanism changes from extensional to shear cracking. The representative Kannur limestone is observed to exhibit exquisite extensile fractures as columnar shards are blown away in a manner much similar to strainburst in deep tunnels. The aim of the paper is to discuss the confinement dependency of limestone when subjected to triaxial stresses. Also, an improvement is suggested to Mogi criterion. This will further help to decide upon the multistep unloading of confining pressure observed during an excavation process in tunnels. | Brittle, triaxial, extensile, principal stress, crack
T10: MonitoringChristoph Martin MONSBERGER (1), Fabian BUCHMAYER (1), Werner LIENHART (1,2)1: ACI Monitoring GmbH, Austria; 2: Graz University of Technology, Institute of Engineering Geodesy and Measurement Systems, AustriaDistributed Fiber Optic Monitoring Systems in Tunneling: Implementation from research into practice1894 Structural monitoring in combination with reliable data interpretation is essential to understand the deformation behavior of the lining and finally, to guarantee safe construction and operation. Conventional techniques may involve limitations, either in the spatial or the temporal resolution and do not deliver the overall deformation behavior along the entire lining. Distributed fiber optic sensing (DFOS) has significantly evolved in recent years to monitor large scale civil infrastructure, with scientific sensing designs being realized within various research projects. The technology can be advantageous for in-situ tunnel monitoring since the distributed strain and temperature sensing feature delivers a complete picture of the linings’ structural deformation behavior without blind spots. This paper discusses numerous DFOS tunnel monitoring designs and realizations at different construction sites and demonstrates that fiber optic sensors have considerably developed and provide essential capabilities to extend the conventional, geotechnical monitoring toolkit. | Distributed fiber optic sensing, tunnel lining, field applications, deformation behavior, structural integrity monitoring
T04: Deep mining and tunnellingAtsushi SAINOKIKumamoto University, JapanNumerical modelling of induced seismicity considering metre-scale stress heterogeneity in a fault damage zone1895 It is of paramount importance to gain a better understanding of induced seismicity taking place in deep underground for sustainable energy developments. Notwithstanding the effort made in the numerical simulation of induced seismicity, there is still a large gap between analysis results and field observations. The present study aims at simulating spatially and temporally distributed fault-slip events whilst considering metre-scale stress heterogeneity. The result indicates that the heterogeneous fault confining stress is crucial in the occurrence of fault-slip. The analysis of b-values computed from multiple seismic events simulated on the fault plane demonstrated that the b-value decreases with the reduction of the effective normal stress, showing consistency with the characteristic of induced seismicity in the field. This implies the possibility of applying the simulation method developed in this study to the risk evaluation for seismic hazards through the b-value analysis based on the advanced fault-slip modelling approach. | Induced-seismicity, stress heterogeneity, b-value, dynamic analysis
T14: Petroleum engineering and carbon sequestrationHuiwen PANG (1), Hanqing WANG (2), Yan JIN (1)1: China University of Petroleum-Beijing; 2: Petroleum Exploration and Production Research Institute, SINOPEC, People's Republic of ChinaPrediction of Safe Mud Window Based on Seismic Data in Carbonate Formation1896 To address the problem of predicting the safe mud window in China's TH oil field, we present a feasible seismic-based workflow that employs machine learning. Initially, multiple drilling fluid and mud loss engineering records were used to establish secure mud density windows for eight distinct wells with differing depths. Then, the well logs served as the link between drilling fluid density and through-well seismic data, and the relationship between drilling fluid density and seismic data was constructed using machine learning techniques involving ensemble learning. Finally, a 3D distribution model of safe drilling fluid density is generated, and its dependability is evaluated. The results of one validation well indicate that the model's complete blind test accuracy exceeds 75%. The model has a transverse resolution of 25 meters and a longitudinal resolution of 15 meters. It may offer theoretical guidance for devising drilling fluid density and wellbore construction. | Safe mud window, Seismic data, Machine learning, Carbonate formation
T13: Numerical methods in rock engineeringBijan PEIK (2), Andrew TSAI (3), Karl LAWRENCE (2), Karen MOFFITT (1)1: Equilibrium Mining Pty Ltd. (AU); 2: Equilibrium Mining Inc. (USA); 3: Equilibrium Mining Inc. (CA)Practical Implications of Using the Ubiquitous Joint Models in Continuum Applications1897 Failure mechanisms in open pit mining applications often involve a combination of weak rock mass and adverse structure. Major structure is typically included explicitly with less persistent fabric included using general anisotropy or ubiquitous joint constitutive models in both continuum and discontinuum applications. Implicit strength anisotropy in these constitutive models, however, is not equivalent to explicit jointed rock mass. This paper uses a conceptual slope example to illustrate that constitutive models incorporating ubiquitous joints exhibit an inherent strengthening which is considered a function of mesh density, mesh orientation, anisotropy orientation, and lateral constraint. The implication is an overestimate of the predicted stability margin by 5 – 10% or higher when key variables are compounded. Key observations are summarized with the intent to provide the reader with a guide to using ubiquitous joint models. | Ubiquitous joint, Anisotropy, Numerical Modeling, Bedding, Slope Stability
T05: Digitalization & AutomatisationMasanari NAKATA (1), Karnallisa Desmy HALIM (1), Yeboon YUN (1), Harushige KUSUMI (1), Akinobu NISHIO (2)1: Kansai University, Osaka, Japan; 2: Kinki Regional Development Bureau, Osaka, JapanRock evaluation of NATM tunnel face using deep learning1899 Because of the complexity of the geological features, when the NATM method is used in Japan, the rock mass is evaluated in nine categories (A. condition of tunnel face, B. condition of excavation face, C. compressive rock strength, D. weathering and alteration, E. spacing of discontinuities, F. condition of discontinuities, G. direction of discontinuities, H. presence of water inflow, I. deterioration due to water) The evaluation is graded on four levels. The objective of this study is to use deep learning to quantitatively evaluate the frequency, condition, and morphology of fractures, as well as weathering and alteration of the tunnel faces; CNN was used to grade the three criteria regarding fractures. Furthermore, ratio of weathering area was detected by HSV color space for categories regarding weathering and alteration. We also applied Grad-CAM to verify whether the CNN model could actually evaluate rock fractures as a decision criterion. | New Austrian Tunneling Method, Rock mass rating, Convolutional neural network, Gradient-weighted class activation map
T06: Geological investigation and characterizationRamiro GARCÍA-LUNA, Salvador SENENT, Rafael JIMENEZE.T.S.I. de Caminos, Canales y Puertos, Universidad Politécnica de MadridApplications of the Structure from Motion photogrammetric technique to solve geotechnical problems at different scales1904 The Structure from Motion (SfM) photogrammetric technique has been widely used, due to its ease of use and low cost, as an excellent alternative for remote 3D rock mass characterization. This technique uses only the information obtained from the digital images acquired with a regular camera to generate very high-resolution 3D models. However, this technique is widely influenced by environmental and physical conditions (degree of luminosity, distance to the target, geometry, etc.) of each case. In this work, we present our previous experiences, from a micro-scale application (in the laboratory) for small-scale roughness analysis, to a large-scale application (in the field) for the characterization of long slopes using drones. For each application, different methodologies have been proposed, adapting the SfM technique and developing innovative solutions. The obtained results confirm the applicability of SfM to efficiently solve rock engineering problems at different scales and under different conditions. | Structure from Motion, photogrammetry, rock roughness, rock characterization, UAVs
T15: Rock and rock mass propertiesEsteban HORMAZABAL, Andrea RUSSOSRK Consulting Chile, ChilePractical estimation of veinlets shear strength properties in hypogene rock mass1908 Structures present in rock masses have a significant importance on strength and deformation of the rock mass that govern the rock mass’ performance in underground mining. Although important progress has been made in these last decades, data on their geomechanical properties is still limited. Furthermore, the majority of studies on joints characterization are connected to rock slopes, open structures and / or with soft infilling material, and low confinement stress conditions; while in underground hypogene rock mass, minor structures are generally sealed, with fillings not necessarily categorized as soft, and variable magnitude and orientation of the major stresses defined by the mining excavations sequences. This paper presents a practical approach to estimate the veinlets shear strength properties on hypogene rock mass based on rock mechanics tests results and Barton Bandis criterion, corresponding mainly to sealed veinlets with fillings with higher strength than those usually found in open pit mining. | Veinlet’s strength properties, rock mass characterization, Barton Bandis criterion
T06: Geological investigation and characterizationChao ZHANG, Wei WUNanyang Technological University, SingaporeSmart detection of limestone cavities in dense urban cities1910 Undetected cavities pose a great threat to underground construction in the limestone formations. In dense urban areas, additional challenges exist, such as fast and unnoisy field operations. Here we reported a new method to extract the characteristic energy of scattered and reflected signals for detection of limestone cavities. Comparing to the traditional seismic methods, this method does not require the seismic inversion and can thus achieve nearly real-time detection. The scattered and reflected signals are used to derive an anomaly score based on a signal processing framework, including multi-scale division and selection as well as enhanced low-rank feature extraction, to quantify possible locations of limestone cavities. We conducted a cavity detection test and demonstrated accurate detection of the horizontal location of a limestone cavity, but the accuracy of vertical location relies on the P-wave velocities of geologic layers. | Seismic imaging, limestone cavities, urban environment, field validation